18th Jul 2024 15:14
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | DARKTRACE PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 17 Jul 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | NO | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 26,373,986 | 3.77% | 190,438 | 0.03% | |||
(2) Cash-settled derivatives: | 28,639 | 0.00% | 26,254,908 | 3.75% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 26,402,625 | 3.77% | 26,445,346 | 3.78% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
1p ordinary | Purchase | 645,322 | 5.7938 GBP | ||||
1p ordinary | Purchase | 235,565 | 5.7387 GBP | ||||
1p ordinary | Purchase | 154,579 | 5.7637 GBP | ||||
1p ordinary | Purchase | 74,300 | 5.7375 GBP | ||||
1p ordinary | Purchase | 39,800 | 5.7441 GBP | ||||
1p ordinary | Purchase | 35,273 | 5.7636 GBP | ||||
1p ordinary | Purchase | 14,543 | 5.7640 GBP | ||||
1p ordinary | Purchase | 10,409 | 5.7517 GBP | ||||
1p ordinary | Purchase | 9,399 | 5.7556 GBP | ||||
1p ordinary | Purchase | 9,229 | 5.7359 GBP | ||||
1p ordinary | Purchase | 7,226 | 5.7560 GBP | ||||
1p ordinary | Purchase | 4,626 | 5.7555 GBP | ||||
1p ordinary | Purchase | 1,752 | 5.7360 GBP | ||||
1p ordinary | Purchase | 1,700 | 5.7401 GBP | ||||
1p ordinary | Purchase | 1,326 | 5.7527 GBP | ||||
1p ordinary | Purchase | 1,204 | 5.7506 GBP | ||||
1p ordinary | Purchase | 1,141 | 5.7590 GBP | ||||
1p ordinary | Purchase | 1,092 | 5.7598 GBP | ||||
1p ordinary | Purchase | 1,092 | 5.7600 GBP | ||||
1p ordinary | Purchase | 808 | 5.7500 GBP | ||||
1p ordinary | Purchase | 798 | 5.7432 GBP | ||||
1p ordinary | Purchase | 783 | 5.7479 GBP | ||||
1p ordinary | Purchase | 477 | 5.7320 GBP | ||||
1p ordinary | Sale | 214,987 | 5.7413 GBP | ||||
1p ordinary | Sale | 107,428 | 5.7465 GBP | ||||
1p ordinary | Sale | 78,088 | 5.7497 GBP | ||||
1p ordinary | Sale | 48,305 | 5.7565 GBP | ||||
1p ordinary | Sale | 35,905 | 5.7526 GBP | ||||
1p ordinary | Sale | 32,258 | 5.7642 GBP | ||||
1p ordinary | Sale | 11,918 | 5.7434 GBP | ||||
1p ordinary | Sale | 9,182 | 5.7581 GBP | ||||
1p ordinary | Sale | 3,023 | 5.7444 GBP | ||||
1p ordinary | Sale | 2,641 | 5.7437 GBP | ||||
1p ordinary | Sale | 1,908 | 5.7340 GBP | ||||
1p ordinary | Sale | 1,221 | 5.7520 GBP | ||||
1p ordinary | Sale | 1,151 | 5.7460 GBP | ||||
1p ordinary | Sale | 1,092 | 5.7600 GBP | ||||
1p ordinary | Sale | 938 | 5.7440 GBP | ||||
1p ordinary | Sale | 862 | 5.7534 GBP | ||||
1p ordinary | Sale | 743 | 5.7387 GBP | ||||
1p ordinary | Sale | 649 | 5.7550 GBP | ||||
1p ordinary | Sale | 463 | 5.7380 GBP | ||||
1p ordinary | Sale | 282 | 5.7500 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
1p ordinary | SWAP | Decreasing Short | 455 | 5.7549 GBP | |||
1p ordinary | CFD | Increasing Short | 1,647 | 5.7534 GBP | |||
1p ordinary | SWAP | Decreasing Long | 2,509 | 5.7637 GBP | |||
1p ordinary | SWAP | Opening Long | 20,249 | 5.7468 GBP | |||
1p ordinary | SWAP | Opening Short | 119,038 | 5.7636 GBP | |||
1p ordinary | SWAP | Increasing Short | 14,543 | 5.7640 GBP | |||
1p ordinary | SWAP | Decreasing Short | 132 | 5.7511 GBP | |||
1p ordinary | SWAP | Decreasing Short | 463 | 5.7380 GBP | |||
1p ordinary | SWAP | Decreasing Short | 3,023 | 5.7444 GBP | |||
1p ordinary | SWAP | Decreasing Short | 78,088 | 5.7497 GBP | |||
1p ordinary | SWAP | Decreasing Short | 27,789 | 5.7640 GBP | |||
1p ordinary | SWAP | Increasing Short | 798 | 5.7432 GBP | |||
1p ordinary | SWAP | Increasing Short | 783 | 5.7479 GBP | |||
1p ordinary | SWAP | Increasing Short | 9,399 | 5.7556 GBP | |||
1p ordinary | SWAP | Increasing Short | 19,522 | 5.7640 GBP | |||
1p ordinary | SWAP | Increasing Short | 15,186 | 5.7643 GBP | |||
1p ordinary | SWAP | Decreasing Short | 743 | 5.7387 GBP | |||
1p ordinary | SWAP | Decreasing Short | 478 | 5.7527 GBP | |||
1p ordinary | SWAP | Increasing Short | 15,700 | 5.7522 GBP | |||
1p ordinary | SWAP | Decreasing Short | 15,340 | 5.7640 GBP | |||
1p ordinary | SWAP | Increasing Short | 4,626 | 5.7555 GBP | |||
1p ordinary | SWAP | Increasing Short | 833 | 5.7640 GBP | |||
1p ordinary | SWAP | Decreasing Long | 11,395 | 5.7938 GBP | |||
1p ordinary | SWAP | Decreasing Long | 633,927 | 5.7938 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 18 Jul 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Related Shares:
BarclaysDarktrace