17th Sep 2024 15:28
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | DARKTRACE PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 16 Sep 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | NO | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 21,911,384 | 3.13% | 19,347,440 | 2.76% | |||
(2) Cash-settled derivatives: | 43,736 | 0.01% | 21,367,785 | 3.05% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 21,955,120 | 3.13% | 40,715,225 | 5.81% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
1p ordinary | Purchase | 77,279 | 5.8390 GBP | ||||
1p ordinary | Purchase | 62,225 | 5.8431 GBP | ||||
1p ordinary | Purchase | 42,651 | 5.8513 GBP | ||||
1p ordinary | Purchase | 19,753 | 5.8503 GBP | ||||
1p ordinary | Purchase | 14,582 | 5.8474 GBP | ||||
1p ordinary | Purchase | 11,987 | 5.8405 GBP | ||||
1p ordinary | Purchase | 11,620 | 5.8479 GBP | ||||
1p ordinary | Purchase | 5,475 | 5.8480 GBP | ||||
1p ordinary | Purchase | 4,474 | 5.8475 GBP | ||||
1p ordinary | Purchase | 4,294 | 5.8524 GBP | ||||
1p ordinary | Purchase | 3,205 | 5.8468 GBP | ||||
1p ordinary | Purchase | 2,595 | 5.8412 GBP | ||||
1p ordinary | Purchase | 2,369 | 5.8381 GBP | ||||
1p ordinary | Purchase | 2,087 | 5.8395 GBP | ||||
1p ordinary | Purchase | 1,936 | 5.8657 GBP | ||||
1p ordinary | Purchase | 1,743 | 5.8377 GBP | ||||
1p ordinary | Purchase | 1,226 | 5.8384 GBP | ||||
1p ordinary | Purchase | 1,169 | 5.8351 GBP | ||||
1p ordinary | Purchase | 722 | 5.8380 GBP | ||||
1p ordinary | Purchase | 601 | 5.8769 GBP | ||||
1p ordinary | Purchase | 497 | 5.8734 GBP | ||||
1p ordinary | Purchase | 454 | 5.8440 GBP | ||||
1p ordinary | Purchase | 447 | 5.8438 GBP | ||||
1p ordinary | Purchase | 168 | 5.8360 GBP | ||||
1p ordinary | Purchase | 5 | 5.8389 GBP | ||||
1p ordinary | Purchase | 2 | 5.8400 GBP | ||||
1p ordinary | Sale | 236,146 | 5.8480 GBP | ||||
1p ordinary | Sale | 29,168 | 5.8440 GBP | ||||
1p ordinary | Sale | 21,497 | 5.8537 GBP | ||||
1p ordinary | Sale | 19,925 | 5.8395 GBP | ||||
1p ordinary | Sale | 10,602 | 5.8448 GBP | ||||
1p ordinary | Sale | 7,977 | 5.8472 GBP | ||||
1p ordinary | Sale | 3,643 | 5.8520 GBP | ||||
1p ordinary | Sale | 3,575 | 5.8471 GBP | ||||
1p ordinary | Sale | 3,309 | 5.8382 GBP | ||||
1p ordinary | Sale | 1,791 | 5.8439 GBP | ||||
1p ordinary | Sale | 1,169 | 5.8357 GBP | ||||
1p ordinary | Sale | 589 | 5.8384 GBP | ||||
1p ordinary | Sale | 427 | 5.8387 GBP | ||||
1p ordinary | Sale | 317 | 5.8380 GBP | ||||
1p ordinary | Sale | 194 | 5.8400 GBP | ||||
1p ordinary | Sale | 170 | 5.8366 GBP | ||||
1p ordinary | Sale | 168 | 5.8360 GBP | ||||
1p ordinary | Sale | 167 | 5.8420 GBP | ||||
1p ordinary | Sale | 102 | 5.8373 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
1p ordinary | SWAP | Decreasing Short | 1,566 | 5.8382 GBP | |||
1p ordinary | SWAP | Decreasing Short | 2,161 | 5.8383 GBP | |||
1p ordinary | SWAP | Decreasing Short | 19,990 | 5.8395 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,276 | 5.8398 GBP | |||
1p ordinary | SWAP | Decreasing Short | 154 | 5.8402 GBP | |||
1p ordinary | SWAP | Decreasing Short | 14,815 | 5.8432 GBP | |||
1p ordinary | SWAP | Decreasing Short | 531,657 | 5.8440 GBP | |||
1p ordinary | SWAP | Decreasing Short | 10,602 | 5.8448 GBP | |||
1p ordinary | SWAP | Decreasing Short | 3,575 | 5.8471 GBP | |||
1p ordinary | SWAP | Decreasing Short | 4,762 | 5.8478 GBP | |||
1p ordinary | SWAP | Decreasing Short | 229,135 | 5.8480 GBP | |||
1p ordinary | SWAP | Increasing Short | 7,503 | 5.8357 GBP | |||
1p ordinary | SWAP | Increasing Short | 26,276 | 5.8380 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,226 | 5.8384 GBP | |||
1p ordinary | SWAP | Increasing Short | 43,500 | 5.8401 GBP | |||
1p ordinary | SWAP | Increasing Short | 46 | 5.8419 GBP | |||
1p ordinary | SWAP | Increasing Short | 5,904 | 5.8462 GBP | |||
1p ordinary | SWAP | Increasing Short | 3,205 | 5.8468 GBP | |||
1p ordinary | SWAP | Increasing Short | 14,582 | 5.8474 GBP | |||
1p ordinary | SWAP | Increasing Short | 11,951 | 5.8478 GBP | |||
1p ordinary | SWAP | Increasing Short | 4,421 | 5.8480 GBP | |||
1p ordinary | SWAP | Increasing Short | 42,651 | 5.8513 GBP | |||
1p ordinary | CFD | Increasing Short | 5 | 5.8380 GBP | |||
1p ordinary | CFD | Increasing Short | 1,513 | 5.8392 GBP | |||
1p ordinary | CFD | Increasing Short | 16,113 | 5.8409 GBP | |||
1p ordinary | CFD | Increasing Short | 40,599 | 5.8416 GBP | |||
1p ordinary | CFD | Increasing Short | 1,378 | 5.8437 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 17 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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