7th Jun 2024 14:51
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | DARKTRACE PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 06 Jun 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 1p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 8,088,416 | 1.15% | 516,691 | 0.07% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 690,619 | 0.10% | 8,050,790 | 1.15% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 8,779,035 | 1.25% | 8,567,481 | 1.22% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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1p ordinary | Purchase | 186,582 | 5.7920 GBP | ||||
1p ordinary | Purchase | 182,004 | 5.7982 GBP | ||||
1p ordinary | Purchase | 101,752 | 5.8051 GBP | ||||
1p ordinary | Purchase | 50,000 | 5.7997 GBP | ||||
1p ordinary | Purchase | 44,334 | 5.7998 GBP | ||||
1p ordinary | Purchase | 30,170 | 5.7800 GBP | ||||
1p ordinary | Purchase | 28,000 | 5.7988 GBP | ||||
1p ordinary | Purchase | 24,817 | 5.7977 GBP | ||||
1p ordinary | Purchase | 23,262 | 5.8006 GBP | ||||
1p ordinary | Purchase | 11,580 | 5.8017 GBP | ||||
1p ordinary | Purchase | 11,083 | 5.7980 GBP | ||||
1p ordinary | Purchase | 5,578 | 5.8000 GBP | ||||
1p ordinary | Purchase | 3,517 | 5.7918 GBP | ||||
1p ordinary | Purchase | 651 | 5.8021 GBP | ||||
1p ordinary | Purchase | 559 | 5.7991 GBP | ||||
1p ordinary | Purchase | 113 | 5.7993 GBP | ||||
1p ordinary | Purchase | 78 | 5.7976 GBP | ||||
1p ordinary | Purchase | 76 | 5.7960 GBP | ||||
1p ordinary | Purchase | 75 | 5.7959 GBP | ||||
1p ordinary | Purchase | 74 | 5.7970 GBP | ||||
1p ordinary | Purchase | 49 | 5.8005 GBP | ||||
1p ordinary | Purchase | 23 | 5.8020 GBP | ||||
1p ordinary | Purchase | 19 | 5.8010 GBP | ||||
1p ordinary | Sale | 85,541 | 5.7984 GBP | ||||
1p ordinary | Sale | 62,715 | 5.7900 GBP | ||||
1p ordinary | Sale | 39,931 | 5.7980 GBP | ||||
1p ordinary | Sale | 30,170 | 5.7840 GBP | ||||
1p ordinary | Sale | 15,690 | 5.7983 GBP | ||||
1p ordinary | Sale | 11,742 | 5.7996 GBP | ||||
1p ordinary | Sale | 9,415 | 5.7986 GBP | ||||
1p ordinary | Sale | 5,506 | 5.7987 GBP | ||||
1p ordinary | Sale | 5,441 | 5.8008 GBP | ||||
1p ordinary | Sale | 4,879 | 5.7990 GBP | ||||
1p ordinary | Sale | 4,817 | 5.7977 GBP | ||||
1p ordinary | Sale | 3,800 | 5.8010 GBP | ||||
1p ordinary | Sale | 2,968 | 5.7971 GBP | ||||
1p ordinary | Sale | 1,423 | 5.8014 GBP | ||||
1p ordinary | Sale | 1,395 | 5.7988 GBP | ||||
1p ordinary | Sale | 1,325 | 5.7979 GBP | ||||
1p ordinary | Sale | 1,217 | 5.7981 GBP | ||||
1p ordinary | Sale | 1,031 | 5.7970 GBP | ||||
1p ordinary | Sale | 1,015 | 5.8040 GBP | ||||
1p ordinary | Sale | 751 | 5.8000 GBP | ||||
1p ordinary | Sale | 685 | 5.7930 GBP | ||||
1p ordinary | Sale | 568 | 5.8020 GBP | ||||
1p ordinary | Sale | 76 | 5.7960 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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1p ordinary | SWAP | Decreasing Long | 651 | 5.8021 GBP | |||
1p ordinary | SWAP | Decreasing Long | 676 | 5.8014 GBP | |||
1p ordinary | SWAP | Decreasing Long | 5,087 | 5.8000 GBP | |||
1p ordinary | SWAP | Decreasing Long | 5,817 | 5.8032 GBP | |||
1p ordinary | SWAP | Decreasing Long | 23,262 | 5.8006 GBP | |||
1p ordinary | SWAP | Decreasing Short | 22 | 5.7979 GBP | |||
1p ordinary | SWAP | Decreasing Short | 545 | 5.8020 GBP | |||
1p ordinary | SWAP | Decreasing Short | 731 | 5.8032 GBP | |||
1p ordinary | SWAP | Decreasing Short | 2,968 | 5.7971 GBP | |||
1p ordinary | CFD | Decreasing Short | 20,413 | 5.7969 GBP | |||
1p ordinary | SWAP | Decreasing Short | 25,410 | 5.7986 GBP | |||
1p ordinary | SWAP | Decreasing Short | 51,128 | 5.7984 GBP | |||
1p ordinary | SWAP | Decreasing Short | 62,715 | 5.7900 GBP | |||
1p ordinary | SWAP | Increasing Long | 1,325 | 5.7979 GBP | |||
1p ordinary | SWAP | Increasing Short | 559 | 5.7991 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,303 | 5.8000 GBP | |||
1p ordinary | SWAP | Increasing Short | 3,517 | 5.7889 GBP | |||
1p ordinary | CFD | Increasing Short | 15,427 | 5.8014 GBP | |||
1p ordinary | CFD | Increasing Short | 20,413 | 5.7969 GBP | |||
1p ordinary | SWAP | Increasing Short | 28,000 | 5.7988 GBP | |||
1p ordinary | SWAP | Increasing Short | 44,334 | 5.7998 GBP | |||
1p ordinary | SWAP | Increasing Short | 101,752 | 5.8051 GBP | |||
1p ordinary | SWAP | Increasing Short | 152,363 | 5.7980 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 07 Jun 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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Related Shares:
BarclaysDarktrace