13th Jun 2024 13:44
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | DARKTRACE PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 12 Jun 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 1p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 8,669,260 | 1.24% | 3,078,611 | 0.44% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 471,067 | 0.07% | 8,625,137 | 1.23% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 9,140,327 | 1.31% | 11,703,748 | 1.67% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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1p ordinary | Purchase | 123,969 | 5.8462 GBP | ||||
1p ordinary | Purchase | 72,897 | 5.8819 GBP | ||||
1p ordinary | Purchase | 62,293 | 5.8747 GBP | ||||
1p ordinary | Purchase | 34,560 | 5.8542 GBP | ||||
1p ordinary | Purchase | 31,683 | 5.8796 GBP | ||||
1p ordinary | Purchase | 26,698 | 5.8676 GBP | ||||
1p ordinary | Purchase | 18,991 | 5.8669 GBP | ||||
1p ordinary | Purchase | 13,684 | 5.8600 GBP | ||||
1p ordinary | Purchase | 9,163 | 5.8693 GBP | ||||
1p ordinary | Purchase | 3,720 | 5.8440 GBP | ||||
1p ordinary | Purchase | 3,487 | 5.8795 GBP | ||||
1p ordinary | Purchase | 2,700 | 5.8780 GBP | ||||
1p ordinary | Purchase | 1,884 | 5.8591 GBP | ||||
1p ordinary | Purchase | 1,846 | 5.8451 GBP | ||||
1p ordinary | Purchase | 1,693 | 5.8635 GBP | ||||
1p ordinary | Purchase | 1,607 | 5.9000 GBP | ||||
1p ordinary | Purchase | 1,484 | 5.8798 GBP | ||||
1p ordinary | Purchase | 1,142 | 5.8435 GBP | ||||
1p ordinary | Purchase | 977 | 5.8723 GBP | ||||
1p ordinary | Purchase | 964 | 5.8660 GBP | ||||
1p ordinary | Purchase | 611 | 5.8641 GBP | ||||
1p ordinary | Purchase | 570 | 5.8590 GBP | ||||
1p ordinary | Purchase | 555 | 5.8500 GBP | ||||
1p ordinary | Purchase | 527 | 5.8920 GBP | ||||
1p ordinary | Purchase | 504 | 5.8900 GBP | ||||
1p ordinary | Purchase | 493 | 5.8930 GBP | ||||
1p ordinary | Purchase | 275 | 5.8820 GBP | ||||
1p ordinary | Purchase | 136 | 5.8800 GBP | ||||
1p ordinary | Purchase | 63 | 5.8580 GBP | ||||
1p ordinary | Purchase | 47 | 5.8980 GBP | ||||
1p ordinary | Purchase | 37 | 5.8423 GBP | ||||
1p ordinary | Sale | 81,526 | 5.8440 GBP | ||||
1p ordinary | Sale | 43,700 | 5.8900 GBP | ||||
1p ordinary | Sale | 19,046 | 5.8605 GBP | ||||
1p ordinary | Sale | 13,821 | 5.8546 GBP | ||||
1p ordinary | Sale | 9,587 | 5.8531 GBP | ||||
1p ordinary | Sale | 9,240 | 5.8600 GBP | ||||
1p ordinary | Sale | 2,652 | 5.8461 GBP | ||||
1p ordinary | Sale | 2,440 | 5.8511 GBP | ||||
1p ordinary | Sale | 1,425 | 5.8697 GBP | ||||
1p ordinary | Sale | 1,389 | 5.8602 GBP | ||||
1p ordinary | Sale | 883 | 5.8601 GBP | ||||
1p ordinary | Sale | 798 | 5.8465 GBP | ||||
1p ordinary | Sale | 375 | 5.8820 GBP | ||||
1p ordinary | Sale | 301 | 5.8792 GBP | ||||
1p ordinary | Sale | 164 | 5.9000 GBP | ||||
1p ordinary | Sale | 136 | 5.8800 GBP | ||||
1p ordinary | Sale | 63 | 5.8580 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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1p ordinary | SWAP | Closing Long | 1,846 | 5.8451 GBP | |||
1p ordinary | SWAP | Closing Long | 9,163 | 5.8693 GBP | |||
1p ordinary | SWAP | Closing Long | 26,698 | 5.8676 GBP | |||
1p ordinary | SWAP | Closing Long | 62,293 | 5.8747 GBP | |||
1p ordinary | SWAP | Closing Short | 25 | 5.8440 GBP | |||
1p ordinary | SWAP | Closing Short | 34 | 5.8640 GBP | |||
1p ordinary | SWAP | Decreasing Short | 201 | 5.8606 GBP | |||
1p ordinary | SWAP | Decreasing Short | 454 | 5.8744 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,205 | 5.8564 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,372 | 5.8726 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,425 | 5.8697 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,736 | 5.8586 GBP | |||
1p ordinary | SWAP | Decreasing Short | 5,509 | 5.8440 GBP | |||
1p ordinary | SWAP | Decreasing Short | 13,821 | 5.8546 GBP | |||
1p ordinary | SWAP | Decreasing Short | 16,974 | 5.8605 GBP | |||
1p ordinary | SWAP | Decreasing Short | 43,700 | 5.8894 GBP | |||
1p ordinary | SWAP | Increasing Short | 504 | 5.8900 GBP | |||
1p ordinary | SWAP | Increasing Short | 570 | 5.8590 GBP | |||
1p ordinary | CFD | Increasing Short | 4,402 | 5.8756 GBP | |||
1p ordinary | SWAP | Increasing Short | 18,991 | 5.8669 GBP | |||
1p ordinary | SWAP | Increasing Short | 31,683 | 5.8796 GBP | |||
1p ordinary | SWAP | Increasing Short | 41,570 | 5.8595 GBP | |||
1p ordinary | SWAP | Increasing Short | 113,516 | 5.8440 GBP | |||
1p ordinary | SWAP | Opening Long | 798 | 5.8465 GBP | |||
1p ordinary | SWAP | Opening Short | 378 | 5.8630 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 13 Jun 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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