2nd Sep 2024 15:35
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | DARKTRACE PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 30 Aug 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | NO | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 21,885,510 | 3.12% | 20,829,795 | 2.97% | |||
(2) Cash-settled derivatives: | 0 | 0.00% | 21,665,195 | 3.09% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 21,885,510 | 3.12% | 42,494,990 | 6.07% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
1p ordinary | Purchase | 598,671 | 5.8555 GBP | ||||
1p ordinary | Purchase | 120,446 | 5.8534 GBP | ||||
1p ordinary | Purchase | 89,868 | 5.8560 GBP | ||||
1p ordinary | Purchase | 41,176 | 5.8521 GBP | ||||
1p ordinary | Purchase | 25,473 | 5.8554 GBP | ||||
1p ordinary | Purchase | 17,066 | 5.8340 GBP | ||||
1p ordinary | Purchase | 16,017 | 5.8260 GBP | ||||
1p ordinary | Purchase | 12,051 | 5.8288 GBP | ||||
1p ordinary | Purchase | 11,165 | 5.8121 GBP | ||||
1p ordinary | Purchase | 11,113 | 5.8190 GBP | ||||
1p ordinary | Purchase | 6,571 | 5.8296 GBP | ||||
1p ordinary | Purchase | 4,742 | 5.8324 GBP | ||||
1p ordinary | Purchase | 3,736 | 5.8253 GBP | ||||
1p ordinary | Purchase | 1,890 | 5.8228 GBP | ||||
1p ordinary | Purchase | 1,649 | 5.8312 GBP | ||||
1p ordinary | Purchase | 1,590 | 5.8180 GBP | ||||
1p ordinary | Purchase | 1,560 | 5.8300 GBP | ||||
1p ordinary | Purchase | 1,485 | 5.8218 GBP | ||||
1p ordinary | Purchase | 1,446 | 5.8349 GBP | ||||
1p ordinary | Purchase | 1,408 | 5.8234 GBP | ||||
1p ordinary | Purchase | 1,239 | 5.8329 GBP | ||||
1p ordinary | Purchase | 1,053 | 5.8270 GBP | ||||
1p ordinary | Purchase | 742 | 5.8240 GBP | ||||
1p ordinary | Purchase | 712 | 5.8548 GBP | ||||
1p ordinary | Purchase | 557 | 5.8380 GBP | ||||
1p ordinary | Purchase | 520 | 5.8310 GBP | ||||
1p ordinary | Purchase | 385 | 5.8220 GBP | ||||
1p ordinary | Purchase | 130 | 5.8360 GBP | ||||
1p ordinary | Purchase | 104 | 5.8331 GBP | ||||
1p ordinary | Purchase | 97 | 5.8209 GBP | ||||
1p ordinary | Sale | 589,986 | 5.8550 GBP | ||||
1p ordinary | Sale | 234,195 | 5.8983 GBP | ||||
1p ordinary | Sale | 207,818 | 5.8552 GBP | ||||
1p ordinary | Sale | 89,480 | 5.8483 GBP | ||||
1p ordinary | Sale | 60,777 | 5.8191 GBP | ||||
1p ordinary | Sale | 46,309 | 5.8560 GBP | ||||
1p ordinary | Sale | 22,062 | 5.8253 GBP | ||||
1p ordinary | Sale | 10,029 | 5.8190 GBP | ||||
1p ordinary | Sale | 8,727 | 5.8557 GBP | ||||
1p ordinary | Sale | 8,424 | 5.8543 GBP | ||||
1p ordinary | Sale | 8,284 | 5.8562 GBP | ||||
1p ordinary | Sale | 6,731 | 5.8556 GBP | ||||
1p ordinary | Sale | 3,311 | 5.8340 GBP | ||||
1p ordinary | Sale | 2,458 | 5.8183 GBP | ||||
1p ordinary | Sale | 2,364 | 5.8300 GBP | ||||
1p ordinary | Sale | 1,048 | 5.8165 GBP | ||||
1p ordinary | Sale | 813 | 5.8160 GBP | ||||
1p ordinary | Sale | 677 | 5.8200 GBP | ||||
1p ordinary | Sale | 593 | 5.8380 GBP | ||||
1p ordinary | Sale | 508 | 5.8280 GBP | ||||
1p ordinary | Sale | 271 | 5.8220 GBP | ||||
1p ordinary | Sale | 37 | 5.8360 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
1p ordinary | CFD | Decreasing Short | 6,557 | 5.8477 GBP | |||
1p ordinary | CFD | Increasing Short | 97 | 5.8209 GBP | |||
1p ordinary | CFD | Increasing Short | 2,864 | 5.8349 GBP | |||
1p ordinary | SWAP | Decreasing Short | 80,859 | 5.8545 GBP | |||
1p ordinary | SWAP | Increasing Short | 5,007 | 5.8289 GBP | |||
1p ordinary | SWAP | Decreasing Short | 131 | 5.8350 GBP | |||
1p ordinary | SWAP | Decreasing Short | 2,458 | 5.8183 GBP | |||
1p ordinary | SWAP | Decreasing Short | 60,777 | 5.8191 GBP | |||
1p ordinary | SWAP | Decreasing Short | 66,864 | 5.8560 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,890 | 5.8228 GBP | |||
1p ordinary | SWAP | Increasing Short | 12,051 | 5.8288 GBP | |||
1p ordinary | SWAP | Increasing Short | 34,788 | 5.8560 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,048 | 5.8165 GBP | |||
1p ordinary | SWAP | Increasing Short | 15,431 | 5.8260 GBP | |||
1p ordinary | SWAP | Decreasing Short | 272 | 5.8298 GBP | |||
1p ordinary | SWAP | Decreasing Short | 22,062 | 5.8253 GBP | |||
1p ordinary | SWAP | Decreasing Short | 61,715 | 5.8560 GBP | |||
1p ordinary | SWAP | Increasing Short | 742 | 5.8240 GBP | |||
1p ordinary | SWAP | Increasing Long | 10,549 | 5.8560 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 02 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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