26th Jun 2024 14:37
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | DARKTRACE PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 25 Jun 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 1p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 21,593,582 | 3.08% | 160,984 | 0.02% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 475,928 | 0.07% | 21,459,377 | 3.06% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 22,069,510 | 3.15% | 21,620,361 | 3.09% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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1p ordinary | Purchase | 2,755,681 | 5.8160 GBP | ||||
1p ordinary | Purchase | 180,574 | 5.7730 GBP | ||||
1p ordinary | Purchase | 115,991 | 5.7700 GBP | ||||
1p ordinary | Purchase | 100,514 | 5.7696 GBP | ||||
1p ordinary | Purchase | 56,000 | 5.7724 GBP | ||||
1p ordinary | Purchase | 27,560 | 5.7683 GBP | ||||
1p ordinary | Purchase | 24,000 | 5.7722 GBP | ||||
1p ordinary | Purchase | 19,427 | 5.7677 GBP | ||||
1p ordinary | Purchase | 15,356 | 5.7695 GBP | ||||
1p ordinary | Purchase | 13,520 | 5.7718 GBP | ||||
1p ordinary | Purchase | 3,919 | 5.7714 GBP | ||||
1p ordinary | Purchase | 3,596 | 5.7755 GBP | ||||
1p ordinary | Purchase | 2,901 | 5.7715 GBP | ||||
1p ordinary | Purchase | 2,873 | 5.7673 GBP | ||||
1p ordinary | Purchase | 1,735 | 5.7680 GBP | ||||
1p ordinary | Purchase | 1,280 | 5.7699 GBP | ||||
1p ordinary | Purchase | 472 | 5.7760 GBP | ||||
1p ordinary | Purchase | 448 | 5.7720 GBP | ||||
1p ordinary | Sale | 135,394 | 5.7720 GBP | ||||
1p ordinary | Sale | 116,291 | 5.7694 GBP | ||||
1p ordinary | Sale | 70,658 | 5.7710 GBP | ||||
1p ordinary | Sale | 61,909 | 5.7700 GBP | ||||
1p ordinary | Sale | 49,075 | 5.7702 GBP | ||||
1p ordinary | Sale | 29,509 | 5.7695 GBP | ||||
1p ordinary | Sale | 15,607 | 5.7776 GBP | ||||
1p ordinary | Sale | 11,210 | 5.7699 GBP | ||||
1p ordinary | Sale | 6,276 | 5.7730 GBP | ||||
1p ordinary | Sale | 6,090 | 5.7773 GBP | ||||
1p ordinary | Sale | 5,715 | 5.7771 GBP | ||||
1p ordinary | Sale | 5,142 | 5.7661 GBP | ||||
1p ordinary | Sale | 3,234 | 5.7701 GBP | ||||
1p ordinary | Sale | 2,412 | 5.7666 GBP | ||||
1p ordinary | Sale | 2,184 | 5.7764 GBP | ||||
1p ordinary | Sale | 1,795 | 5.7705 GBP | ||||
1p ordinary | Sale | 1,503 | 5.7658 GBP | ||||
1p ordinary | Sale | 1,103 | 5.7690 GBP | ||||
1p ordinary | Sale | 909 | 5.7744 GBP | ||||
1p ordinary | Sale | 579 | 5.7777 GBP | ||||
1p ordinary | Sale | 532 | 5.7660 GBP | ||||
1p ordinary | Sale | 530 | 5.7760 GBP | ||||
1p ordinary | Sale | 503 | 5.7680 GBP | ||||
1p ordinary | Sale | 327 | 5.7719 GBP | ||||
1p ordinary | Sale | 178 | 5.7800 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
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security |
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1p ordinary | SWAP | Decreasing Long | 5,134 | 5.7706 GBP | |||
1p ordinary | SWAP | Decreasing Short | 19 | 5.8160 GBP | |||
1p ordinary | SWAP | Decreasing Short | 488 | 5.7660 GBP | |||
1p ordinary | SWAP | Decreasing Short | 809 | 5.7700 GBP | |||
1p ordinary | SWAP | Decreasing Short | 2,412 | 5.7666 GBP | |||
1p ordinary | CFD | Decreasing Short | 4,927 | 5.7660 GBP | |||
1p ordinary | SWAP | Decreasing Short | 5,142 | 5.7661 GBP | |||
1p ordinary | SWAP | Decreasing Short | 13,927 | 5.7683 GBP | |||
1p ordinary | CFD | Decreasing Short | 14,571 | 5.7719 GBP | |||
1p ordinary | SWAP | Decreasing Short | 36,291 | 5.7694 GBP | |||
1p ordinary | SWAP | Decreasing Short | 41,035 | 5.7700 GBP | |||
1p ordinary | SWAP | Increasing Short | 472 | 5.7760 GBP | |||
1p ordinary | CFD | Increasing Short | 1,750 | 5.7700 GBP | |||
1p ordinary | SWAP | Increasing Short | 3,596 | 5.7755 GBP | |||
1p ordinary | SWAP | Increasing Short | 3,919 | 5.7714 GBP | |||
1p ordinary | SWAP | Increasing Short | 10,367 | 5.7718 GBP | |||
1p ordinary | SWAP | Increasing Short | 22,889 | 5.7700 GBP | |||
1p ordinary | SWAP | Increasing Short | 23,319 | 5.7700 GBP | |||
1p ordinary | SWAP | Increasing Short | 24,000 | 5.7722 GBP | |||
1p ordinary | SWAP | Increasing Short | 56,000 | 5.7724 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | |||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 26 Jun 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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Related Shares:
BarclaysDarktrace