26th Jul 2024 16:49
FORM 8.3 - Amendment to 2a | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | DARKTRACE PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 18 Jul 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | NO | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 26,619,079 | 3.80% | 189,698 | 0.03% | |||
(2) Cash-settled derivatives: | 28,639 | 0.00% | 26,284,668 | 3.75% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 26,647,718 | 3.80% | 26,474,366 | 3.78% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
1p ordinary | Purchase | 214,119 | 5.8244 GBP | ||||
1p ordinary | Purchase | 117,331 | 5.8284 GBP | ||||
1p ordinary | Purchase | 84,766 | 5.8300 GBP | ||||
1p ordinary | Purchase | 41,907 | 5.8254 GBP | ||||
1p ordinary | Purchase | 27,332 | 5.8280 GBP | ||||
1p ordinary | Purchase | 27,186 | 5.8258 GBP | ||||
1p ordinary | Purchase | 15,788 | 5.8275 GBP | ||||
1p ordinary | Purchase | 9,539 | 5.8226 GBP | ||||
1p ordinary | Purchase | 5,159 | 5.8160 GBP | ||||
1p ordinary | Purchase | 4,086 | 5.8260 GBP | ||||
1p ordinary | Purchase | 3,354 | 5.8208 GBP | ||||
1p ordinary | Purchase | 1,721 | 5.8197 GBP | ||||
1p ordinary | Purchase | 1,691 | 5.8262 GBP | ||||
1p ordinary | Purchase | 1,274 | 5.8220 GBP | ||||
1p ordinary | Purchase | 920 | 5.8240 GBP | ||||
1p ordinary | Purchase | 824 | 5.8320 GBP | ||||
1p ordinary | Purchase | 661 | 5.8324 GBP | ||||
1p ordinary | Purchase | 279 | 5.8340 GBP | ||||
1p ordinary | Sale | 158,873 | 5.8241 GBP | ||||
1p ordinary | Sale | 128,457 | 5.8300 GBP | ||||
1p ordinary | Sale | 49,978 | 5.8237 GBP | ||||
1p ordinary | Sale | 42,826 | 5.8260 GBP | ||||
1p ordinary | Sale | 32,619 | 5.8265 GBP | ||||
1p ordinary | Sale | 29,022 | 5.8210 GBP | ||||
1p ordinary | Sale | 25,381 | 5.8276 GBP | ||||
1p ordinary | Sale | 17,937 | 5.8299 GBP | ||||
1p ordinary | Sale | 6,780 | 5.8285 GBP | ||||
1p ordinary | Sale | 6,057 | 5.8240 GBP | ||||
1p ordinary | Sale | 4,545 | 5.8234 GBP | ||||
1p ordinary | Sale | 4,032 | 5.8275 GBP | ||||
1p ordinary | Sale | 3,626 | 5.8248 GBP | ||||
1p ordinary | Sale | 2,699 | 5.8215 GBP | ||||
1p ordinary | Sale | 2,690 | 5.8286 GBP | ||||
1p ordinary | Sale | 2,395 | 5.8253 GBP | ||||
1p ordinary | Sale | 2,313 | 5.8290 GBP | ||||
1p ordinary | Sale | 2,264 | 5.8280 GBP | ||||
1p ordinary | Sale | 1,949 | 5.8220 GBP | ||||
1p ordinary | Sale | 1,374 | 5.8250 GBP | ||||
1p ordinary | Sale | 1,274 | 5.8222 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
1p ordinary | SWAP | Decreasing Short | 100 | 5.8240 GBP | |||
1p ordinary | CFD | Increasing Short | 8,974 | 5.8288 GBP | |||
1p ordinary | SWAP | Opening Long | 25,234 | 5.8297 GBP | |||
1p ordinary | SWAP | Closing Long | 24,903 | 5.8300 GBP | |||
1p ordinary | SWAP | Decreasing Short | 525 | 5.8260 GBP | |||
1p ordinary | SWAP | Decreasing Short | 24,902 | 5.8256 GBP | |||
1p ordinary | SWAP | Opening Long | 125,134 | 5.8300 GBP | |||
1p ordinary | SWAP | Closing Long | 36,704 | 5.8254 GBP | |||
1p ordinary | SWAP | Increasing Short | 55,733 | 5.8300 GBP | |||
1p ordinary | SWAP | Decreasing Short | 136 | 5.8280 GBP | |||
1p ordinary | SWAP | Decreasing Short | 2,699 | 5.8215 GBP | |||
1p ordinary | SWAP | Decreasing Short | 675 | 5.8220 GBP | |||
1p ordinary | SWAP | Decreasing Short | 49,978 | 5.8238 GBP | |||
1p ordinary | SWAP | Decreasing Short | 7,778 | 5.8300 GBP | |||
1p ordinary | SWAP | Increasing Short | 30,656 | 5.8254 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,691 | 5.8262 GBP | |||
1p ordinary | SWAP | Increasing Short | 31,258 | 5.8297 GBP | |||
1p ordinary | SWAP | Increasing Short | 35,167 | 5.8299 GBP | |||
1p ordinary | SWAP | Increasing Short | 661 | 5.8324 GBP | |||
1p ordinary | SWAP | Decreasing Short | 4,545 | 5.8234 GBP | |||
1p ordinary | SWAP | Increasing Short | 15,788 | 5.8275 GBP | |||
1p ordinary | SWAP | Decreasing Short | 268 | 5.8274 GBP | |||
1p ordinary | SWAP | Decreasing Short | 9,250 | 5.8259 GBP | |||
1p ordinary | SWAP | Increasing Short | 2,745 | 5.8231 GBP | |||
1p ordinary | SWAP | Increasing Short | 23,800 | 5.8285 GBP | |||
1p ordinary | SWAP | Decreasing Short | 2,838 | 5.8210 GBP | |||
1p ordinary | SWAP | Decreasing Short | 2,180 | 5.8300 GBP | |||
1p ordinary | SWAP | Increasing Short | 9,539 | 5.8226 GBP | |||
1p ordinary | SWAP | Increasing Short | 8,383 | 5.8300 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 23 Jul 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Related Shares:
BarclaysDarktrace