22nd Jul 2024 07:00
FORM 8.3 - Amendment to section 3b |
| ||||||
Replaces form released on 14:02 16/07/2024 |
| ||||||
RNS Number : 6346W |
| ||||||
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1 | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | DARKTRACE PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 15-Jul-24 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
| ||||
disclosures in respect of any other party to the offer? | |||||||
2 | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
| |||||
to which the disclosure relates following the dealing(if any) |
| ||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
-1 | Relevant securities owned | ||||||
and/or controlled: | 26,139,645 | 3.73% | 202,669 | 0.03% | |||
-2 | Cash-settled derivatives: | ||||||
and/or controlled: | 39,933 | 0.01% | 26,016,738 | 3.71% | |||
-3 | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 26,179,578 | 3.74% | 26,219,407 | 3.74% | |||
(b) | Rights to subscribe for new securities (including directors and other executive |
| |||||
options) |
| ||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights |
| ||||||
concerned and relevant percentages: | |||||||
3 | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
| |||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
1p ordinary | Purchase | 636,743 | 5.7671 GBP | ||||
1p ordinary | Purchase | 514,990 | 5.7924 GBP | ||||
1p ordinary | Purchase | 135,943 | 5.7777 GBP | ||||
1p ordinary | Purchase | 61,562 | 5.7531 GBP | ||||
1p ordinary | Purchase | 58,735 | 5.7420 GBP | ||||
1p ordinary | Purchase | 57,628 | 5.7676 GBP | ||||
1p ordinary | Purchase | 39,524 | 5.7421 GBP | ||||
1p ordinary | Purchase | 38,642 | 5.7442 GBP | ||||
1p ordinary | Purchase | 37,181 | 5.7684 GBP | ||||
1p ordinary | Purchase | 26,048 | 5.7460 GBP | ||||
1p ordinary | Purchase | 21,669 | 5.7548 GBP | ||||
1p ordinary | Purchase | 18,982 | 5.7633 GBP | ||||
1p ordinary | Purchase | 12,876 | 5.7439 GBP | ||||
1p ordinary | Purchase | 10,166 | 5.7565 GBP | ||||
1p ordinary | Purchase | 7,136 | 5.7534 GBP | ||||
1p ordinary | Purchase | 5,784 | 5.7708 GBP | ||||
1p ordinary | Purchase | 5,701 | 5.7744 GBP | ||||
1p ordinary | Purchase | 5,161 | 5.7436 GBP | ||||
1p ordinary | Purchase | 4,899 | 5.7800 GBP | ||||
1p ordinary | Purchase | 4,818 | 5.7440 GBP | ||||
1p ordinary | Purchase | 4,397 | 5.7814 GBP | ||||
1p ordinary | Purchase | 4,113 | 5.7453 GBP | ||||
1p ordinary | Purchase | 3,839 | 5.7437 GBP | ||||
1p ordinary | Purchase | 3,168 | 5.7773 GBP | ||||
1p ordinary | Purchase | 1,477 | 5.7860 GBP | ||||
1p ordinary | Purchase | 1,364 | 5.7564 GBP | ||||
1p ordinary | Purchase | 1,020 | 5.7608 GBP | ||||
1p ordinary | Purchase | 581 | 5.7900 GBP | ||||
1p ordinary | Purchase | 528 | 5.7990 GBP | ||||
1p ordinary | Purchase | 521 | 5.7680 GBP | ||||
1p ordinary | Purchase | 513 | 5.7660 GBP | ||||
1p ordinary | Purchase | 432 | 5.7500 GBP | ||||
1p ordinary | Purchase | 402 | 5.7450 GBP | ||||
1p ordinary | Purchase | 367 | 5.7760 GBP | ||||
1p ordinary | Purchase | 292 | 5.7520 GBP | ||||
1p ordinary | Purchase | 81 | 5.8000 GBP | ||||
1p ordinary | Sale | 270,791 | 5.7627 GBP | ||||
1p ordinary | Sale | 142,572 | 5.7481 GBP | ||||
1p ordinary | Sale | 118,320 | 5.7704 GBP | ||||
1p ordinary | Sale | 104,138 | 5.7812 GBP | ||||
1p ordinary | Sale | 87,095 | 5.7715 GBP | ||||
1p ordinary | Sale | 83,511 | 5.7686 GBP | ||||
1p ordinary | Sale | 61,562 | 5.7536 GBP | ||||
1p ordinary | Sale | 58,735 | 5.7420 GBP | ||||
1p ordinary | Sale | 34,889 | 5.7721 GBP | ||||
1p ordinary | Sale | 30,557 | 5.7649 GBP | ||||
1p ordinary | Sale | 29,237 | 5.7707 GBP | ||||
1p ordinary | Sale | 26,048 | 5.7460 GBP | ||||
1p ordinary | Sale | 24,792 | 5.7661 GBP | ||||
1p ordinary | Sale | 22,288 | 5.7607 GBP | ||||
1p ordinary | Sale | 18,982 | 5.7639 GBP | ||||
1p ordinary | Sale | 16,552 | 5.7571 GBP | ||||
1p ordinary | Sale | 15,488 | 5.7831 GBP | ||||
1p ordinary | Sale | 13,695 | 5.7530 GBP | ||||
1p ordinary | Sale | 13,485 | 5.7594 GBP | ||||
1p ordinary | Sale | 5,701 | 5.7750 GBP | ||||
1p ordinary | Sale | 5,506 | 5.7836 GBP | ||||
1p ordinary | Sale | 4,899 | 5.7800 GBP | ||||
1p ordinary | Sale | 3,388 | 5.7440 GBP | ||||
1p ordinary | Sale | 3,168 | 5.7779 GBP | ||||
1p ordinary | Sale | 2,693 | 5.7837 GBP | ||||
1p ordinary | Sale | 2,681 | 5.7600 GBP | ||||
1p ordinary | Sale | 2,175 | 5.7796 GBP | ||||
1p ordinary | Sale | 2,124 | 5.7768 GBP | ||||
1p ordinary | Sale | 1,626 | 5.7700 GBP | ||||
1p ordinary | Sale | 1,477 | 5.7860 GBP | ||||
1p ordinary | Sale | 1,028 | 5.7760 GBP | ||||
1p ordinary | Sale | 946 | 5.7780 GBP | ||||
1p ordinary | Sale | 581 | 5.7900 GBP | ||||
1p ordinary | Sale | 540 | 5.7615 GBP | ||||
1p ordinary | Sale | 540 | 5.7645 GBP | ||||
1p ordinary | Sale | 521 | 5.7680 GBP | ||||
1p ordinary | Sale | 513 | 5.7660 GBP | ||||
1p ordinary | Sale | 432 | 5.7500 GBP | ||||
1p ordinary | Sale | 292 | 5.7520 GBP | ||||
1p ordinary | Sale | 1 | 5.7705 GBP | ||||
(b) | Cash-settled derivative transactions |
| |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
1p ordinary | SWAP | Decreasing Short | 6,458 | 5.7779 GBP | |||
1p ordinary | CFD | Decreasing Short | 24,698 | 5.7599 GBP | |||
1p ordinary | CFD | Increasing Short | 815 | 5.7719 GBP | |||
1p ordinary | SWAP | Decreasing Long | 2,534 | 5.7735 GBP | |||
1p ordinary | SWAP | Decreasing Short | 192 | 5.7440 GBP | |||
1p ordinary | SWAP | Increasing Short | 860 | 5.7900 GBP | |||
1p ordinary | SWAP | Opening Long | 27,860 | 5.7719 GBP | |||
1p ordinary | SWAP | Opening Short | 49,671 | 5.7669 GBP | |||
1p ordinary | SWAP | Increasing Short | 5,784 | 5.7708 GBP | |||
1p ordinary | SWAP | Decreasing Short | 134 | 5.7899 GBP | |||
1p ordinary | SWAP | Decreasing Short | 87 | 5.7600 GBP | |||
1p ordinary | SWAP | Decreasing Short | 540 | 5.7615 GBP | |||
1p ordinary | SWAP | Decreasing Short | 48,239 | 5.7631 GBP | |||
1p ordinary | SWAP | Decreasing Short | 30,557 | 5.7649 GBP | |||
1p ordinary | SWAP | Decreasing Short | 14,157 | 5.7699 GBP | |||
1p ordinary | SWAP | Decreasing Short | 2,124 | 5.7768 GBP | |||
1p ordinary | SWAP | Decreasing Short | 2,175 | 5.7796 GBP | |||
1p ordinary | SWAP | Increasing Short | 21,669 | 5.7548 GBP | |||
1p ordinary | SWAP | Increasing Short | 7,097 | 5.7700 GBP | |||
1p ordinary | SWAP | Increasing Short | 367 | 5.7760 GBP | |||
1p ordinary | SWAP | Increasing Short | 40,783 | 5.7788 GBP | |||
1p ordinary | SWAP | Increasing Short | 4,397 | 5.7814 GBP | |||
1p ordinary | SWAP | Increasing Long | 15,488 | 5.7831 GBP | |||
1p ordinary | SWAP | Decreasing Long | 10,166 | 5.7565 GBP | |||
1p ordinary | SWAP | Decreasing Short | 453 | 5.7744 GBP | |||
1p ordinary | SWAP | Increasing Short | 15,175 | 5.7459 GBP | |||
1p ordinary | SWAP | Decreasing Short | 685 | 5.7420 GBP | |||
1p ordinary | SWAP | Decreasing Short | 13,695 | 5.7530 GBP | |||
1p ordinary | SWAP | Decreasing Short | 60,625 | 5.7618 GBP | |||
1p ordinary | SWAP | Decreasing Short | 540 | 5.7645 GBP | |||
1p ordinary | SWAP | Decreasing Short | 14,045 | 5.7700 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,028 | 5.7760 GBP | |||
1p ordinary | SWAP | Increasing Short | 7,136 | 5.7534 GBP | |||
1p ordinary | SWAP | Increasing Short | 95,160 | 5.7773 GBP | |||
1p ordinary | SWAP | Decreasing Short | 708,959 | 5.7865 GBP | |||
1p ordinary | SWAP | Increasing Short | 910,729 | 5.7633 GBP | |||
1p ordinary | SWAP | Increasing Short | 16,723 | 5.7564 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
| |||||
(i) | Writing, selling, purchasing or varying |
| |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
| |||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) |
| |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4 | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
| |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal |
| ||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
| |||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: |
| ||||||
(i) the voting rights of any relevant securities under any option; or |
| ||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
| ||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
| |||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 19-Jul-24 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Related Shares:
BarclaysDarktrace