19th Jun 2024 15:03
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | DARKTRACE PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 18 Jun 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||||
disclosures in respect of any other party to the offer? | |||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 11,238,077 | 1.60% | 3,252,017 | 0.46% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 861,472 | 0.12% | 11,142,344 | 1.59% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 12,099,549 | 1.73% | 14,394,361 | 2.06% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
1p ordinary | Purchase | 270,000 | 5.7870 GBP | ||||
1p ordinary | Purchase | 128,772 | 5.7769 GBP | ||||
1p ordinary | Purchase | 75,995 | 5.7628 GBP | ||||
1p ordinary | Purchase | 62,102 | 5.7788 GBP | ||||
1p ordinary | Purchase | 56,000 | 5.7578 GBP | ||||
1p ordinary | Purchase | 37,805 | 5.7631 GBP | ||||
1p ordinary | Purchase | 24,165 | 5.7800 GBP | ||||
1p ordinary | Purchase | 24,000 | 5.7514 GBP | ||||
1p ordinary | Purchase | 16,240 | 5.7701 GBP | ||||
1p ordinary | Purchase | 10,775 | 5.7620 GBP | ||||
1p ordinary | Purchase | 9,767 | 5.7671 GBP | ||||
1p ordinary | Purchase | 3,300 | 5.7846 GBP | ||||
1p ordinary | Purchase | 2,163 | 5.7694 GBP | ||||
1p ordinary | Purchase | 2,123 | 5.7522 GBP | ||||
1p ordinary | Purchase | 1,936 | 5.7656 GBP | ||||
1p ordinary | Purchase | 1,018 | 5.7826 GBP | ||||
1p ordinary | Purchase | 805 | 5.7786 GBP | ||||
1p ordinary | Purchase | 595 | 5.7700 GBP | ||||
1p ordinary | Purchase | 316 | 5.7460 GBP | ||||
1p ordinary | Sale | 197,327 | 5.7615 GBP | ||||
1p ordinary | Sale | 66,469 | 5.7693 GBP | ||||
1p ordinary | Sale | 37,009 | 5.7798 GBP | ||||
1p ordinary | Sale | 29,378 | 5.7716 GBP | ||||
1p ordinary | Sale | 25,296 | 5.7625 GBP | ||||
1p ordinary | Sale | 19,399 | 5.7800 GBP | ||||
1p ordinary | Sale | 11,834 | 5.7528 GBP | ||||
1p ordinary | Sale | 8,863 | 5.7583 GBP | ||||
1p ordinary | Sale | 8,624 | 5.7653 GBP | ||||
1p ordinary | Sale | 6,677 | 5.7721 GBP | ||||
1p ordinary | Sale | 6,482 | 5.7791 GBP | ||||
1p ordinary | Sale | 5,290 | 5.7576 GBP | ||||
1p ordinary | Sale | 5,123 | 5.7683 GBP | ||||
1p ordinary | Sale | 4,628 | 5.7628 GBP | ||||
1p ordinary | Sale | 4,210 | 5.7679 GBP | ||||
1p ordinary | Sale | 3,194 | 5.7664 GBP | ||||
1p ordinary | Sale | 3,107 | 5.7592 GBP | ||||
1p ordinary | Sale | 3,034 | 5.7650 GBP | ||||
1p ordinary | Sale | 1,598 | 5.7719 GBP | ||||
1p ordinary | Sale | 1,428 | 5.7680 GBP | ||||
1p ordinary | Sale | 603 | 5.7490 GBP | ||||
1p ordinary | Sale | 595 | 5.7700 GBP | ||||
1p ordinary | Sale | 565 | 5.7520 GBP | ||||
1p ordinary | Sale | 316 | 5.7460 GBP | ||||
1p ordinary | Sale | 185 | 5.7760 GBP | ||||
1p ordinary | Sale | 11 | 5.7783 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
1p ordinary | SWAP | Decreasing Short | 185 | 5.7760 GBP | |||
1p ordinary | SWAP | Decreasing Short | 3,034 | 5.7650 GBP | |||
1p ordinary | SWAP | Decreasing Short | 5,290 | 5.7576 GBP | |||
1p ordinary | SWAP | Decreasing Short | 6,482 | 5.7791 GBP | |||
1p ordinary | SWAP | Decreasing Short | 13,355 | 5.7800 GBP | |||
1p ordinary | SWAP | Decreasing Short | 15,795 | 5.7608 GBP | |||
1p ordinary | SWAP | Decreasing Short | 29,378 | 5.7716 GBP | |||
1p ordinary | SWAP | Decreasing Short | 38,408 | 5.7621 GBP | |||
1p ordinary | SWAP | Decreasing Short | 38,494 | 5.7614 GBP | |||
1p ordinary | SWAP | Increasing Long | 197,327 | 5.7615 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,025 | 5.7622 GBP | |||
1p ordinary | SWAP | Increasing Short | 2,123 | 5.7522 GBP | |||
1p ordinary | SWAP | Increasing Short | 4,583 | 5.7857 GBP | |||
1p ordinary | SWAP | Increasing Short | 9,767 | 5.7671 GBP | |||
1p ordinary | SWAP | Increasing Short | 10,775 | 5.7625 GBP | |||
1p ordinary | SWAP | Increasing Short | 16,240 | 5.7701 GBP | |||
1p ordinary | SWAP | Increasing Short | 24,000 | 5.7514 GBP | |||
1p ordinary | SWAP | Increasing Short | 37,805 | 5.7631 GBP | |||
1p ordinary | SWAP | Increasing Short | 54,713 | 5.7800 GBP | |||
1p ordinary | SWAP | Increasing Short | 56,000 | 5.7578 GBP | |||
1p ordinary | SWAP | Increasing Short | 57,078 | 5.7799 GBP | |||
1p ordinary | SWAP | Increasing Short | 75,995 | 5.7628 GBP | |||
1p ordinary | SWAP | Opening Short | 17,828 | 5.7733 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 19 Jun 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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