10th Sep 2024 15:05
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | DARKTRACE PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 09 Sep 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 1p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 21,731,153 | 3.10% | 19,345,258 | 2.76% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 39,289 | 0.01% | 21,575,319 | 3.08% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 21,770,442 | 3.11% | 40,920,577 | 5.84% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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1p ordinary | Purchase | 1,404,201 | 5.8640 GBP | ||||
1p ordinary | Purchase | 44,239 | 5.8736 GBP | ||||
1p ordinary | Purchase | 38,521 | 5.8740 GBP | ||||
1p ordinary | Purchase | 14,652 | 5.8721 GBP | ||||
1p ordinary | Purchase | 13,275 | 5.8724 GBP | ||||
1p ordinary | Purchase | 11,622 | 5.8720 GBP | ||||
1p ordinary | Purchase | 3,318 | 5.8725 GBP | ||||
1p ordinary | Purchase | 2,105 | 5.8680 GBP | ||||
1p ordinary | Purchase | 2,030 | 5.8800 GBP | ||||
1p ordinary | Purchase | 17 | 5.8797 GBP | ||||
1p ordinary | Purchase | 2 | 5.8780 GBP | ||||
1p ordinary | Sale | 31,937 | 5.8653 GBP | ||||
1p ordinary | Sale | 23,735 | 5.8780 GBP | ||||
1p ordinary | Sale | 17,922 | 5.8742 GBP | ||||
1p ordinary | Sale | 13,233 | 5.8740 GBP | ||||
1p ordinary | Sale | 10,936 | 5.8685 GBP | ||||
1p ordinary | Sale | 5,268 | 5.8723 GBP | ||||
1p ordinary | Sale | 5,194 | 5.8654 GBP | ||||
1p ordinary | Sale | 5,192 | 5.8729 GBP | ||||
1p ordinary | Sale | 5,086 | 5.8700 GBP | ||||
1p ordinary | Sale | 3,419 | 5.8675 GBP | ||||
1p ordinary | Sale | 2,977 | 5.8699 GBP | ||||
1p ordinary | Sale | 2,759 | 5.8760 GBP | ||||
1p ordinary | Sale | 1,220 | 5.8680 GBP | ||||
1p ordinary | Sale | 471 | 5.8650 GBP | ||||
1p ordinary | Sale | 301 | 5.8731 GBP | ||||
1p ordinary | Sale | 175 | 5.8678 GBP | ||||
1p ordinary | Sale | 54 | 5.8735 GBP | ||||
1p ordinary | Sale | 3 | 5.8720 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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1p ordinary | SWAP | Decreasing Short | 2,840 | 5.8707 GBP | |||
1p ordinary | SWAP | Decreasing Short | 40,000 | 5.8342 GBP | |||
1p ordinary | SWAP | Decreasing Short | 471 | 5.8650 GBP | |||
1p ordinary | SWAP | Decreasing Short | 31,937 | 5.8653 GBP | |||
1p ordinary | SWAP | Decreasing Short | 5,194 | 5.8654 GBP | |||
1p ordinary | SWAP | Decreasing Short | 4,193 | 5.8660 GBP | |||
1p ordinary | SWAP | Decreasing Short | 3,419 | 5.8675 GBP | |||
1p ordinary | SWAP | Decreasing Short | 63 | 5.8695 GBP | |||
1p ordinary | SWAP | Decreasing Short | 5,274 | 5.8697 GBP | |||
1p ordinary | SWAP | Decreasing Short | 210 | 5.8707 GBP | |||
1p ordinary | SWAP | Decreasing Short | 301 | 5.8730 GBP | |||
1p ordinary | SWAP | Decreasing Short | 3 | 5.8733 GBP | |||
1p ordinary | SWAP | Decreasing Short | 14,473 | 5.8740 GBP | |||
1p ordinary | SWAP | Decreasing Short | 181 | 5.8774 GBP | |||
1p ordinary | SWAP | Decreasing Short | 22,354 | 5.8780 GBP | |||
1p ordinary | SWAP | Increasing Short | 40,000 | 5.8342 GBP | |||
1p ordinary | SWAP | Increasing Short | 186 | 5.8708 GBP | |||
1p ordinary | SWAP | Increasing Short | 11,621 | 5.8720 GBP | |||
1p ordinary | SWAP | Increasing Short | 14,652 | 5.8721 GBP | |||
1p ordinary | SWAP | Increasing Short | 3,318 | 5.8725 GBP | |||
1p ordinary | SWAP | Increasing Short | 9,064 | 5.8732 GBP | |||
1p ordinary | SWAP | Increasing Short | 23,444 | 5.8738 GBP | |||
1p ordinary | SWAP | Increasing Short | 6,407 | 5.8739 GBP | |||
1p ordinary | SWAP | Increasing Short | 16,737 | 5.8740 GBP | |||
1p ordinary | SWAP | Increasing Short | 5,514 | 5.8742 GBP | |||
1p ordinary | CFD | Decreasing Short | 5,631 | 5.8727 GBP | |||
1p ordinary | CFD | Increasing Short | 2,850 | 5.8768 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 10 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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Related Shares:
BarclaysDarktrace