27th Aug 2024 12:19
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | DARKTRACE PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 23 Aug 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | NO | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 23,323,803 | 3.33% | 20,754,093 | 2.96% | |||
(2) Cash-settled derivatives: | 22,525 | 0.00% | 23,175,981 | 3.31% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 23,346,328 | 3.33% | 43,930,074 | 6.27% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
1p ordinary | Purchase | 97,736 | 5.8355 GBP | ||||
1p ordinary | Purchase | 70,000 | 5.8583 GBP | ||||
1p ordinary | Purchase | 67,504 | 5.8196 GBP | ||||
1p ordinary | Purchase | 37,069 | 5.8120 GBP | ||||
1p ordinary | Purchase | 30,000 | 5.8551 GBP | ||||
1p ordinary | Purchase | 17,912 | 5.7960 GBP | ||||
1p ordinary | Purchase | 17,636 | 5.8474 GBP | ||||
1p ordinary | Purchase | 16,023 | 5.8481 GBP | ||||
1p ordinary | Purchase | 15,173 | 5.8360 GBP | ||||
1p ordinary | Purchase | 11,212 | 5.8492 GBP | ||||
1p ordinary | Purchase | 11,093 | 5.8541 GBP | ||||
1p ordinary | Purchase | 11,061 | 5.8357 GBP | ||||
1p ordinary | Purchase | 8,162 | 5.8562 GBP | ||||
1p ordinary | Purchase | 6,983 | 5.8220 GBP | ||||
1p ordinary | Purchase | 5,124 | 5.8395 GBP | ||||
1p ordinary | Purchase | 5,089 | 5.8580 GBP | ||||
1p ordinary | Purchase | 4,919 | 5.8565 GBP | ||||
1p ordinary | Purchase | 2,682 | 5.8467 GBP | ||||
1p ordinary | Purchase | 2,109 | 5.8480 GBP | ||||
1p ordinary | Purchase | 1,049 | 5.8251 GBP | ||||
1p ordinary | Purchase | 947 | 5.8300 GBP | ||||
1p ordinary | Purchase | 919 | 5.8520 GBP | ||||
1p ordinary | Purchase | 682 | 5.8235 GBP | ||||
1p ordinary | Purchase | 114 | 5.8570 GBP | ||||
1p ordinary | Purchase | 91 | 5.8086 GBP | ||||
1p ordinary | Sale | 100,000 | 5.8544 GBP | ||||
1p ordinary | Sale | 63,960 | 5.8135 GBP | ||||
1p ordinary | Sale | 62,876 | 5.8400 GBP | ||||
1p ordinary | Sale | 57,736 | 5.8417 GBP | ||||
1p ordinary | Sale | 37,644 | 5.7962 GBP | ||||
1p ordinary | Sale | 16,847 | 5.7978 GBP | ||||
1p ordinary | Sale | 15,173 | 5.8360 GBP | ||||
1p ordinary | Sale | 13,497 | 5.8240 GBP | ||||
1p ordinary | Sale | 5,308 | 5.7948 GBP | ||||
1p ordinary | Sale | 4,251 | 5.7951 GBP | ||||
1p ordinary | Sale | 2,109 | 5.8480 GBP | ||||
1p ordinary | Sale | 1,973 | 5.8220 GBP | ||||
1p ordinary | Sale | 947 | 5.8300 GBP | ||||
1p ordinary | Sale | 848 | 5.8500 GBP | ||||
1p ordinary | Sale | 819 | 5.8580 GBP | ||||
1p ordinary | Sale | 692 | 5.8520 GBP | ||||
1p ordinary | Sale | 603 | 5.7960 GBP | ||||
1p ordinary | Sale | 328 | 5.8292 GBP | ||||
1p ordinary | Sale | 235 | 5.8373 GBP | ||||
1p ordinary | Sale | 170 | 5.8322 GBP | ||||
1p ordinary | Sale | 126 | 5.8262 GBP | ||||
1p ordinary | Sale | 99 | 5.8600 GBP | ||||
1p ordinary | Sale | 91 | 5.8093 GBP | ||||
1p ordinary | Sale | 47 | 5.8080 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
1p ordinary | SWAP | Decreasing Short | 3,765 | 5.8295 GBP | |||
1p ordinary | CFD | Increasing Short | 5,407 | 5.8377 GBP | |||
1p ordinary | SWAP | Decreasing Short | 59,429 | 5.8121 GBP | |||
1p ordinary | SWAP | Increasing Short | 11,355 | 5.7960 GBP | |||
1p ordinary | SWAP | Increasing Short | 14,346 | 5.8231 GBP | |||
1p ordinary | SWAP | Decreasing Short | 5,308 | 5.7948 GBP | |||
1p ordinary | SWAP | Decreasing Short | 4,251 | 5.7951 GBP | |||
1p ordinary | SWAP | Decreasing Short | 132 | 5.8289 GBP | |||
1p ordinary | SWAP | Closing Short | 1,458 | 5.8072 GBP | |||
1p ordinary | SWAP | Decreasing Short | 4,904 | 5.7960 GBP | |||
1p ordinary | SWAP | Decreasing Short | 62,876 | 5.8400 GBP | |||
1p ordinary | SWAP | Increasing Short | 14,223 | 5.7960 GBP | |||
1p ordinary | SWAP | Increasing Short | 97,736 | 5.8355 GBP | |||
1p ordinary | SWAP | Increasing Short | 30,000 | 5.8551 GBP | |||
1p ordinary | SWAP | Increasing Long | 13,497 | 5.8240 GBP | |||
1p ordinary | SWAP | Decreasing Long | 11,212 | 5.8492 GBP | |||
1p ordinary | SWAP | Decreasing Short | 133 | 5.8217 GBP | |||
1p ordinary | SWAP | Increasing Short | 23,570 | 5.8224 GBP | |||
1p ordinary | SWAP | Decreasing Short | 8,315 | 5.7960 GBP | |||
1p ordinary | SWAP | Decreasing Short | 57,736 | 5.8417 GBP | |||
1p ordinary | SWAP | Increasing Short | 3,774 | 5.7960 GBP | |||
1p ordinary | SWAP | Increasing Short | 70,000 | 5.8583 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 27 Aug 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Related Shares:
BarclaysDarktrace