24th Sep 2024 14:50
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | DARKTRACE PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 23 Sep 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | NO | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 22,725,105 | 3.24% | 114,927 | 0.02% | |||
(2) Cash-settled derivatives: | 95,048 | 0.01% | 22,387,777 | 3.20% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 22,820,153 | 3.26% | 22,502,704 | 3.21% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
1p ordinary | Purchase | 61,468 | 5.7948 GBP | ||||
1p ordinary | Purchase | 58,810 | 5.7848 GBP | ||||
1p ordinary | Purchase | 45,606 | 5.8046 GBP | ||||
1p ordinary | Purchase | 45,606 | 5.8130 GBP | ||||
1p ordinary | Purchase | 45,606 | 5.7858 GBP | ||||
1p ordinary | Purchase | 35,281 | 5.7946 GBP | ||||
1p ordinary | Purchase | 29,520 | 5.7720 GBP | ||||
1p ordinary | Purchase | 28,017 | 5.7717 GBP | ||||
1p ordinary | Purchase | 26,017 | 5.8080 GBP | ||||
1p ordinary | Purchase | 19,545 | 5.8114 GBP | ||||
1p ordinary | Purchase | 19,545 | 5.8086 GBP | ||||
1p ordinary | Purchase | 19,545 | 5.7868 GBP | ||||
1p ordinary | Purchase | 16,653 | 5.8062 GBP | ||||
1p ordinary | Purchase | 14,695 | 5.7715 GBP | ||||
1p ordinary | Purchase | 13,422 | 5.7942 GBP | ||||
1p ordinary | Purchase | 9,711 | 5.8068 GBP | ||||
1p ordinary | Purchase | 3,226 | 5.8075 GBP | ||||
1p ordinary | Purchase | 2,889 | 5.7853 GBP | ||||
1p ordinary | Purchase | 2,182 | 5.8082 GBP | ||||
1p ordinary | Purchase | 2,130 | 5.8066 GBP | ||||
1p ordinary | Purchase | 2,120 | 5.7999 GBP | ||||
1p ordinary | Purchase | 1,906 | 5.7759 GBP | ||||
1p ordinary | Purchase | 1,421 | 5.7731 GBP | ||||
1p ordinary | Purchase | 1,289 | 5.7841 GBP | ||||
1p ordinary | Purchase | 1,215 | 5.8035 GBP | ||||
1p ordinary | Purchase | 1,048 | 5.7871 GBP | ||||
1p ordinary | Purchase | 437 | 5.7820 GBP | ||||
1p ordinary | Purchase | 170 | 5.8020 GBP | ||||
1p ordinary | Sale | 118,824 | 5.7844 GBP | ||||
1p ordinary | Sale | 65,151 | 5.7832 GBP | ||||
1p ordinary | Sale | 36,188 | 5.7733 GBP | ||||
1p ordinary | Sale | 26,465 | 5.7874 GBP | ||||
1p ordinary | Sale | 7,334 | 5.8071 GBP | ||||
1p ordinary | Sale | 6,585 | 5.8065 GBP | ||||
1p ordinary | Sale | 6,328 | 5.7908 GBP | ||||
1p ordinary | Sale | 6,161 | 5.7897 GBP | ||||
1p ordinary | Sale | 4,155 | 5.8028 GBP | ||||
1p ordinary | Sale | 3,557 | 5.7906 GBP | ||||
1p ordinary | Sale | 2,889 | 5.7853 GBP | ||||
1p ordinary | Sale | 2,506 | 5.7979 GBP | ||||
1p ordinary | Sale | 2,227 | 5.7819 GBP | ||||
1p ordinary | Sale | 1,487 | 5.7846 GBP | ||||
1p ordinary | Sale | 437 | 5.7820 GBP | ||||
1p ordinary | Sale | 293 | 5.8012 GBP | ||||
1p ordinary | Sale | 270 | 5.7920 GBP | ||||
1p ordinary | Sale | 187 | 5.8103 GBP | ||||
1p ordinary | Sale | 2 | 5.7880 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
1p ordinary | SWAP | Decreasing Short | 67,176 | 5.7841 GBP | |||
1p ordinary | SWAP | Decreasing Short | 26,465 | 5.7874 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,137 | 5.7943 GBP | |||
1p ordinary | SWAP | Decreasing Short | 2,506 | 5.7979 GBP | |||
1p ordinary | SWAP | Decreasing Short | 293 | 5.8013 GBP | |||
1p ordinary | SWAP | Increasing Short | 3,087 | 5.7720 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,159 | 5.7727 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,421 | 5.7731 GBP | |||
1p ordinary | SWAP | Increasing Short | 35,281 | 5.7946 GBP | |||
1p ordinary | SWAP | Increasing Short | 61,468 | 5.7948 GBP | |||
1p ordinary | SWAP | Increasing Short | 136,818 | 5.8011 GBP | |||
1p ordinary | SWAP | Increasing Short | 170 | 5.8020 GBP | |||
1p ordinary | SWAP | Increasing Short | 58,635 | 5.8023 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,215 | 5.8035 GBP | |||
1p ordinary | SWAP | Increasing Short | 45,700 | 5.8080 GBP | |||
1p ordinary | CFD | Decreasing Short | 25,641 | 5.8068 GBP | |||
1p ordinary | CFD | Decreasing Short | 187 | 5.8103 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 24 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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