16th Oct 2014 14:16
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CSR PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 15 Oct 2014 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,418,737 | 2.07% | 232,088 | 0.14% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 102,880 | 0.06% | 1,889,054 | 1.14% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 3,521,617 | 2.13% | 2,121,142 | 1.28% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| ORD | Purchase | 7 | 8.6625 GBP | ||||||
| ORD | Purchase | 103 | 8.6150 GBP | ||||||
| ORD | Purchase | 257 | 8.6650 GBP | ||||||
| ORD | Purchase | 369 | 8.7100 GBP | ||||||
| ORD | Purchase | 396 | 8.6800 GBP | ||||||
| ORD (traded as ADR) | Purchase | 400 | 54.6300 USD | ||||||
| ORD | Purchase | 451 | 8.5610 GBP | ||||||
| ORD | Purchase | 453 | 8.5500 GBP | ||||||
| ORD | Purchase | 532 | 8.5675 GBP | ||||||
| ORD | Purchase | 563 | 8.6500 GBP | ||||||
| ORD (traded as ADR) | Purchase | 800 | 54.3150 USD | ||||||
| ORD | Purchase | 865 | 8.5100 GBP | ||||||
| ORD | Purchase | 913 | 8.6950 GBP | ||||||
| ORD | Purchase | 1,094 | 8.5850 GBP | ||||||
| ORD | Purchase | 1,178 | 8.5800 GBP | ||||||
| ORD | Purchase | 1,234 | 8.5625 GBP | ||||||
| ORD | Purchase | 1,366 | 8.5357 GBP | ||||||
| ORD | Purchase | 1,499 | 8.5550 GBP | ||||||
| ORD | Purchase | 1,764 | 8.5507 GBP | ||||||
| ORD | Purchase | 2,022 | 8.6200 GBP | ||||||
| ORD | Purchase | 2,227 | 8.5650 GBP | ||||||
| ORD | Purchase | 2,241 | 8.6100 GBP | ||||||
| ORD | Purchase | 2,900 | 8.5735 GBP | ||||||
| ORD | Purchase | 3,562 | 8.7286 GBP | ||||||
| ORD | Purchase | 3,621 | 8.6996 GBP | ||||||
| ORD | Purchase | 3,810 | 8.6813 GBP | ||||||
| ORD | Purchase | 5,590 | 8.6030 GBP | ||||||
| ORD | Purchase | 5,642 | 8.5331 GBP | ||||||
| ORD | Purchase | 8,294 | 8.5235 GBP | ||||||
| ORD | Purchase | 9,533 | 8.5600 GBP | ||||||
| ORD | Purchase | 12,201 | 8.5700 GBP | ||||||
| ORD | Purchase | 17,563 | 8.7755 GBP | ||||||
| ORD | Purchase | 17,715 | 8.6558 GBP | ||||||
| ORD | Purchase | 18,580 | 8.5576 GBP | ||||||
| ORD | Purchase | 19,878 | 8.6615 GBP | ||||||
| ORD | Purchase | 20,448 | 8.5491 GBP | ||||||
| ORD | Purchase | 20,910 | 8.5436 GBP | ||||||
| ORD | Purchase | 22,201 | 8.5435 GBP | ||||||
| ORD | Purchase | 22,331 | 8.6264 GBP | ||||||
| ORD | Purchase | 47,263 | 8.7346 GBP | ||||||
| ORD | Purchase | 115,000 | 8.7750 GBP | ||||||
| ORD | Purchase | 321,892 | 8.6399 GBP | ||||||
| ORD | Purchase | 355,761 | 8.6479 GBP | ||||||
| ORD | Purchase | 430,166 | 8.5581 GBP | ||||||
| ORD | Purchase | 500,000 | 8.7268 GBP | ||||||
| ORD | Purchase | 1,365,194 | 8.5913 GBP | ||||||
| ORD | Sale | 103 | 8.6150 GBP | ||||||
| ORD | Sale | 250 | 8.7097 GBP | ||||||
| ORD | Sale | 257 | 8.6650 GBP | ||||||
| ORD | Sale | 369 | 8.7100 GBP | ||||||
| ORD | Sale | 396 | 8.6800 GBP | ||||||
| ORD (traded as ADR) | Sale | 400 | 54.3000 USD | ||||||
| ORD (traded as ADR) | Sale | 400 | 54.3300 USD | ||||||
| ORD (traded as ADR) | Sale | 400 | 54.6300 USD | ||||||
| ORD | Sale | 451 | 8.5610 GBP | ||||||
| ORD | Sale | 453 | 8.5500 GBP | ||||||
| ORD | Sale | 532 | 8.5675 GBP | ||||||
| ORD | Sale | 563 | 8.6500 GBP | ||||||
| ORD | Sale | 913 | 8.6950 GBP | ||||||
| ORD | Sale | 1,094 | 8.5850 GBP | ||||||
| ORD | Sale | 1,178 | 8.5800 GBP | ||||||
| ORD | Sale | 1,234 | 8.5625 GBP | ||||||
| ORD | Sale | 1,466 | 8.5100 GBP | ||||||
| ORD | Sale | 1,500 | 8.5753 GBP | ||||||
| ORD | Sale | 1,969 | 8.6030 GBP | ||||||
| ORD | Sale | 2,022 | 8.6200 GBP | ||||||
| ORD | Sale | 2,227 | 8.5650 GBP | ||||||
| ORD | Sale | 2,241 | 8.6100 GBP | ||||||
| ORD | Sale | 2,455 | 8.5852 GBP | ||||||
| ORD | Sale | 3,254 | 8.5673 GBP | ||||||
| ORD | Sale | 4,833 | 8.5814 GBP | ||||||
| ORD | Sale | 6,643 | 8.6781 GBP | ||||||
| ORD | Sale | 6,817 | 8.5666 GBP | ||||||
| ORD | Sale | 9,533 | 8.5600 GBP | ||||||
| ORD | Sale | 11,840 | 8.5796 GBP | ||||||
| ORD | Sale | 12,201 | 8.5700 GBP | ||||||
| ORD | Sale | 15,536 | 8.5553 GBP | ||||||
| ORD | Sale | 15,970 | 8.5550 GBP | ||||||
| ORD | Sale | 39,261 | 8.6568 GBP | ||||||
| ORD | Sale | 44,600 | 8.5797 GBP | ||||||
| ORD | Sale | 45,083 | 8.6631 GBP | ||||||
| ORD | Sale | 69,981 | 8.6357 GBP | ||||||
| ORD | Sale | 70,431 | 8.5891 GBP | ||||||
| ORD | Sale | 71,038 | 8.5709 GBP | ||||||
| ORD | Sale | 100,071 | 8.5664 GBP | ||||||
| ORD | Sale | 131,310 | 8.6323 GBP | ||||||
| ORD | Sale | 219,927 | 8.5535 GBP | ||||||
| ORD | Sale | 247,250 | 8.6493 GBP | ||||||
| ORD | Sale | 267,603 | 8.5834 GBP | ||||||
| ORD | Sale | 288,033 | 8.6429 GBP | ||||||
| ORD | Sale | 924,923 | 8.5792 GBP | ||||||
| (b) | Derivatives transactions (other than options) | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 250 | 8.7097 GBP | |||||
| ORD | CFD | Long | 4,627 | 8.5378 GBP | |||||
| ORD | CFD | Long | 12,385 | 8.7404 GBP | |||||
| ORD | SWAP | Long | 13,731 | 8.5772 GBP | |||||
| ORD | CFD | Long | 15,536 | 8.5553 GBP | |||||
| ORD | CFD | Long | 23,146 | 8.5715 GBP | |||||
| ORD | SWAP | Long | 24,922 | 8.6127 GBP | |||||
| ORD | SWAP | Long | 196,979 | 8.5747 GBP | |||||
| ORD | CFD | Short | 669 | 8.5650 GBP | |||||
| ORD | CFD | Short | 1,366 | 8.5357 GBP | |||||
| ORD | CFD | Short | 1,750 | 8.6157 GBP | |||||
| ORD | CFD | Short | 1,764 | 8.5507 GBP | |||||
| ORD | CFD | Short | 14,837 | 8.6480 GBP | |||||
| ORD | SWAP | Short | 18,580 | 8.5576 GBP | |||||
| ORD | SWAP | Short | 20,910 | 8.5436 GBP | |||||
| ORD | CFD | Short | 21,532 | 8.5428 GBP | |||||
| ORD | CFD | Short | 11,109 | 8.6557 GBP | |||||
| ORD | SWAP | Short | 23,673 | 8.7140 GBP | |||||
| ORD | CFD | Short | 124,178 | 8.7748 GBP | |||||
| ORD | SWAP | Short | 203,460 | 8.5773 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 16 Oct 2014 |
| Contact name: | Rajesh Muthanna |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
Related Shares:
Barclays