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Form 8.3 - CME Group Inc

18th Oct 2018 15:00

RNS Number : 5009E
Citadel Group
18 October 2018
 

 

 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%

OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

(a) Full name of discloser:

Citadel Group

(b) Owner or controller of interests and short positions

disclosed, if different from 1(a):

The naming of nominee or vehicle companies is

insufficient. For a trust, the trustee(s), settlor and

beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant

securities this form relates:

Use a separate form for each offeror/offeree

CME GROUP INC

(d) If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest

practicable date prior to the disclosure

17 October, 2018

(f) In addition to the company in 1(c) above, is the

discloser making disclosures in respect of any other

party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

NEX GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

Common Stock ISIN US12572Q1058

Interests

Short Positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

2,770

0.00

1,283,416

0.38

(2) Cash-settled derivatives:

20,200

0.01

0

0.00

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

0

0.00

0

0.00

TOTAL:

22,970

0.01

1,283,416

0.38

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

Class of relevant security

ISIN US12572Q1058

Purchase/sale

Number of securities

Price per unit

Common Stock

Purchase

100

177.29 USD

Common Stock

Purchase

129

177.31 USD

Common Stock

Purchase

200

177.75 USD

Common Stock

Purchase

800

178.59 USD

Common Stock

Purchase

490

179.53 USD

Common Stock

Purchase

925

180.252703 USD

Common Stock

Purchase

20

180.285 USD

Common Stock

Purchase

100

181.12 USD

Common Stock

Purchase

301

181.15 USD

Common Stock

Purchase

159

181.17 USD

Common Stock

Purchase

100

181.21 USD

Common Stock

Purchase

100

181.22 USD

Common Stock

Purchase

26

181.38 USD

Common Stock

Sale

-122

177.48 USD

Common Stock

Sale

-23

177.8 USD

Common Stock

Sale

-51

177.86 USD

Common Stock

Sale

-138

177.9 USD

Common Stock

Sale

-182

177.93 USD

Common Stock

Sale

-400

177.94 USD

Common Stock

Sale

-22

178.11 USD

Common Stock

Sale

-5,305

178.163438 USD

Common Stock

Sale

-100

178.17 USD

Common Stock

Sale

-100

178.18 USD

Common Stock

Sale

-100

178.3 USD

Common Stock

Sale

-100

178.4 USD

Common Stock

Sale

-100

178.58 USD

Common Stock

Sale

-100

178.59 USD

Common Stock

Sale

-334

178.7 USD

Common Stock

Sale

-100

178.77 USD

Common Stock

Sale

-100

178.78 USD

Common Stock

Sale

-300

178.83 USD

Common Stock

Sale

-220

178.86 USD

Common Stock

Sale

-98

179.266633 USD

Common Stock

Sale

-402

179.268333 USD

Common Stock

Sale

-98

179.527296 USD

Common Stock

Sale

-402

179.530659 USD

Common Stock

Sale

-300

179.71 USD

Common Stock

Sale

-5,154

179.801244 USD

Common Stock

Sale

-8,071

179.8152 USD

Common Stock

Sale

-1,278

179.823631 USD

Common Stock

Sale

-34,483

179.869 USD

Common Stock

Sale

-130

180.083962 USD

Common Stock

Sale

-540

180.084602 USD

Common Stock

Sale

-97

180.131546 USD

Common Stock

Sale

-403

180.132109 USD

Common Stock

Sale

-200

180.16 USD

Common Stock

Sale

-10

180.17 USD

Common Stock

Sale

-200

180.235 USD

Common Stock

Sale

-21

180.260952 USD

Common Stock

Sale

-94

180.279468 USD

Common Stock

Sale

-300

180.503333 USD

Common Stock

Sale

-30

180.665 USD

Common Stock

Sale

-617

180.668574 USD

Common Stock

Sale

-200

180.73 USD

Common Stock

Sale

-5,551

180.895282 USD

Common Stock

Sale

-25,537

180.9386 USD

Common Stock

Sale

-1,300

180.94 USD

Common Stock

Sale

-841

181.107099 USD

Common Stock

Sale

-30

181.11 USD

Common Stock

Sale

-200

181.13 USD

Common Stock

Sale

-200

181.14 USD

Common Stock

Sale

-100

181.145 USD

Common Stock

Sale

-1,100

181.151818 USD

Common Stock

Sale

-230

181.16 USD

Common Stock

Sale

-199

181.17 USD

Common Stock

Sale

-230

181.19 USD

Common Stock

Sale

-100

181.215 USD

Common Stock

Sale

-200

181.25 USD

Common Stock

Sale

-200

181.26 USD

Common Stock

Sale

-3,700

181.271351 USD

Common Stock

Sale

-110

181.28 USD

Common Stock

Sale

-500

181.284 USD

Common Stock

Sale

-20

181.29 USD

Common Stock

Sale

-100

181.31 USD

Common Stock

Sale

-100

181.32 USD

Common Stock

Sale

-20

181.34 USD

Common Stock

Sale

-300

181.343333 USD

(b) Cash-settled derivative transactions

Class of relevant security

 

ISIN

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

Class of relevant security

 

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

 Date of disclosure:

18 October, 2018

 Contact name:

Pauline Rogers

 Telephone number*:

020 7645 9700

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
END
 
 
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Related Shares:

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