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Form 8.3 - CME Group Inc

19th Oct 2018 15:00

RNS Number : 6458E
Citadel Group
19 October 2018
 

 

 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%

OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

(a) Full name of discloser:

Citadel Group

(b) Owner or controller of interests and short positions

disclosed, if different from 1(a):

The naming of nominee or vehicle companies is

insufficient. For a trust, the trustee(s), settlor and

beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant

securities this form relates:

Use a separate form for each offeror/offeree

CME GROUP INC

(d) If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest

practicable date prior to the disclosure

18 October, 2018

(f) In addition to the company in 1(c) above, is the

discloser making disclosures in respect of any other

party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

NEX GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

Common Stock ISIN US12572Q1058

Interests

Short Positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

2,770

0.00

1,334,747

0.39

(2) Cash-settled derivatives:

20,200

0.01

0

0.00

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

0

0.00

0

0.00

TOTAL:

22,970

0.01

1,334,747

0.39

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

Class of relevant security

ISIN US12572Q1058

Purchase/sale

Number of securities

Price per unit

Common Stock

Purchase

101

180.879109 USD

Common Stock

Purchase

200

181.12 USD

Common Stock

Purchase

300

181.25 USD

Common Stock

Purchase

785

181.251025 USD

Common Stock

Purchase

69

181.29 USD

Common Stock

Purchase

200

181.3 USD

Common Stock

Purchase

517

181.336402 USD

Common Stock

Purchase

400

181.35 USD

Common Stock

Purchase

5,196

181.457625 USD

Common Stock

Purchase

271

181.473063 USD

Common Stock

Purchase

100

181.48 USD

Common Stock

Purchase

200

181.5 USD

Common Stock

Purchase

124

181.512944 USD

Common Stock

Purchase

154

181.55 USD

Common Stock

Purchase

105

181.59 USD

Common Stock

Purchase

300

181.6 USD

Common Stock

Purchase

317

181.61 USD

Common Stock

Purchase

51

181.64 USD

Common Stock

Purchase

500

181.642 USD

Common Stock

Purchase

556

181.679892 USD

Common Stock

Purchase

9,200

181.683447 USD

Common Stock

Purchase

2,769

181.696558 USD

Common Stock

Purchase

180

181.71 USD

Common Stock

Purchase

214

181.72 USD

Common Stock

Purchase

17

181.73 USD

Common Stock

Purchase

205

181.74 USD

Common Stock

Purchase

200

181.7425 USD

Common Stock

Purchase

100

181.76 USD

Common Stock

Purchase

17

181.82 USD

Common Stock

Purchase

1

181.91 USD

Common Stock

Purchase

20

182 USD

Common Stock

Purchase

100

182.02 USD

Common Stock

Purchase

50

182.27 USD

Common Stock

Purchase

100

182.4 USD

Common Stock

Purchase

200

182.54 USD

Common Stock

Purchase

300

182.693333 USD

Common Stock

Purchase

100

182.7 USD

Common Stock

Sale

-100

181.04 USD

Common Stock

Sale

-100

181.08 USD

Common Stock

Sale

-100

181.12 USD

Common Stock

Sale

-9,807

181.123827 USD

Common Stock

Sale

-100

181.13 USD

Common Stock

Sale

-100

181.16 USD

Common Stock

Sale

-100

181.42 USD

Common Stock

Sale

-7

181.43 USD

Common Stock

Sale

-100

181.44 USD

Common Stock

Sale

-4

181.47 USD

Common Stock

Sale

-110

181.506364 USD

Common Stock

Sale

-35

181.52 USD

Common Stock

Sale

-100

181.53 USD

Common Stock

Sale

-500

181.56 USD

Common Stock

Sale

-500

181.568 USD

Common Stock

Sale

-100

181.61 USD

Common Stock

Sale

-556

181.634928 USD

Common Stock

Sale

-34

181.67 USD

Common Stock

Sale

-100

181.68 USD

Common Stock

Sale

-2,890

181.68699 USD

Common Stock

Sale

-5,636

181.698125 USD

Common Stock

Sale

-29,461

181.817574 USD

Common Stock

Sale

-100

181.85 USD

Common Stock

Sale

-100

181.94 USD

Common Stock

Sale

-100

181.95 USD

Common Stock

Sale

-139

181.982518 USD

Common Stock

Sale

-100

182.05 USD

Common Stock

Sale

-26

182.14 USD

Common Stock

Sale

-133

182.19 USD

Common Stock

Sale

-10

182.2 USD

Common Stock

Sale

-200

182.21 USD

Common Stock

Sale

-100

182.27 USD

Common Stock

Sale

-100

182.34 USD

Common Stock

Sale

-184

182.35 USD

Common Stock

Sale

-178

182.48 USD

Common Stock

Sale

-22,200

182.505 USD

Common Stock

Sale

-100

182.57 USD

Common Stock

Sale

-174

182.62 USD

Common Stock

Sale

-103

182.74 USD

Common Stock

Sale

-100

182.78 USD

Common Stock

Sale

-93

182.81 USD

Common Stock

Sale

-100

182.84 USD

Common Stock

Sale

-100

182.87 USD

Common Stock

Sale

-100

182.88 USD

Common Stock

Sale

-100

182.89 USD

Common Stock

Sale

-100

182.91 USD

Common Stock

Sale

-100

182.92 USD

Common Stock

Sale

-76

182.96 USD

Common Stock

Sale

-94

183.09 USD

(b) Cash-settled derivative transactions

Class of relevant security

 

ISIN

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

Class of relevant security

 

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

 Date of disclosure:

19 October, 2018

 Contact name:

Jamison Van Doesburg

 Telephone number*:

020 7645 9700

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
END
 
 
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