3rd Dec 2021 12:33
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | CLINIGEN GROUP PLC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 02 December 2021 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||||
| disclosures in respect of any other party to the offer? |
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 0.1p ordinary |
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Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 355,093 | 0.27% | 1,313,228 | 0.98% | ||
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(2) | Cash-settled derivatives: |
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1,243,705 | 0.93% | 275,865 | 0.21% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 1,598,798 | 1.20% | 1,589,093 | 1.19% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale |
| Number of |
| Price per unit | ||
security |
|
|
| securities |
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| |
0.1p ordinary | Purchase | 50 | 7.3650 GBP | ||||
0.1p ordinary | Purchase | 88 | 7.6700 GBP | ||||
0.1p ordinary | Purchase | 91 | 7.0454 GBP | ||||
0.1p ordinary | Purchase | 140 | 7.5300 GBP | ||||
0.1p ordinary | Purchase | 148 | 7.5250 GBP | ||||
0.1p ordinary | Purchase | 156 | 6.4450 GBP | ||||
0.1p ordinary | Purchase | 198 | 6.4425 GBP | ||||
0.1p ordinary | Purchase | 200 | 6.4375 GBP | ||||
0.1p ordinary | Purchase | 209 | 7.3700 GBP | ||||
0.1p ordinary | Purchase | 231 | 6.4100 GBP | ||||
0.1p ordinary | Purchase | 259 | 7.4750 GBP | ||||
0.1p ordinary | Purchase | 272 | 7.4800 GBP | ||||
0.1p ordinary | Purchase | 282 | 7.4225 GBP | ||||
0.1p ordinary | Purchase | 291 | 7.6300 GBP | ||||
0.1p ordinary | Purchase | 294 | 7.4300 GBP | ||||
0.1p ordinary | Purchase | 301 | 7.4600 GBP | ||||
0.1p ordinary | Purchase | 304 | 6.4500 GBP | ||||
0.1p ordinary | Purchase | 309 | 7.6400 GBP | ||||
0.1p ordinary | Purchase | 316 | 7.7900 GBP | ||||
0.1p ordinary | Purchase | 316 | 7.5825 GBP | ||||
0.1p ordinary | Purchase | 332 | 7.3600 GBP | ||||
0.1p ordinary | Purchase | 349 | 6.4300 GBP | ||||
0.1p ordinary | Purchase | 370 | 7.4500 GBP | ||||
0.1p ordinary | Purchase | 393 | 6.5960 GBP | ||||
0.1p ordinary | Purchase | 421 | 7.4555 GBP | ||||
0.1p ordinary | Purchase | 428 | 7.4900 GBP | ||||
0.1p ordinary | Purchase | 471 | 7.7912 GBP | ||||
0.1p ordinary | Purchase | 597 | 7.4400 GBP | ||||
0.1p ordinary | Purchase | 691 | 7.5050 GBP | ||||
0.1p ordinary | Purchase | 794 | 7.3550 GBP | ||||
0.1p ordinary | Purchase | 870 | 7.4050 GBP | ||||
0.1p ordinary | Purchase | 995 | 7.0880 GBP | ||||
0.1p ordinary | Purchase | 1,177 | 7.4250 GBP | ||||
0.1p ordinary | Purchase | 1,218 | 7.4150 GBP | ||||
0.1p ordinary | Purchase | 1,244 | 7.5150 GBP | ||||
0.1p ordinary | Purchase | 1,282 | 7.4200 GBP | ||||
0.1p ordinary | Purchase | 1,293 | 7.4279 GBP | ||||
0.1p ordinary | Purchase | 1,372 | 7.5100 GBP | ||||
0.1p ordinary | Purchase | 1,372 | 7.4335 GBP | ||||
0.1p ordinary | Purchase | 1,509 | 7.3758 GBP | ||||
0.1p ordinary | Purchase | 1,621 | 7.4100 GBP | ||||
0.1p ordinary | Purchase | 1,715 | 6.6205 GBP | ||||
0.1p ordinary | Purchase | 2,112 | 7.4000 GBP | ||||
0.1p ordinary | Purchase | 2,449 | 7.5000 GBP | ||||
0.1p ordinary | Purchase | 3,090 | 7.3505 GBP | ||||
0.1p ordinary | Purchase | 3,517 | 6.5559 GBP | ||||
0.1p ordinary | Purchase | 4,390 | 7.3677 GBP | ||||
0.1p ordinary | Purchase | 5,610 | 7.1824 GBP | ||||
0.1p ordinary | Purchase | 6,842 | 7.6335 GBP | ||||
0.1p ordinary | Purchase | 9,185 | 7.4139 GBP | ||||
0.1p ordinary | Purchase | 9,818 | 7.5390 GBP | ||||
0.1p ordinary | Purchase | 11,826 | 7.1327 GBP | ||||
0.1p ordinary | Purchase | 12,285 | 7.4934 GBP | ||||
0.1p ordinary | Purchase | 12,346 | 7.4863 GBP | ||||
0.1p ordinary | Purchase | 13,425 | 6.3950 GBP | ||||
0.1p ordinary | Purchase | 14,353 | 7.1831 GBP | ||||
0.1p ordinary | Purchase | 14,567 | 6.4145 GBP | ||||
0.1p ordinary | Purchase | 14,600 | 7.7081 GBP | ||||
0.1p ordinary | Purchase | 16,551 | 7.6183 GBP | ||||
0.1p ordinary | Purchase | 18,063 | 7.4994 GBP | ||||
0.1p ordinary | Purchase | 18,080 | 7.4705 GBP | ||||
0.1p ordinary | Purchase | 26,469 | 7.1666 GBP | ||||
0.1p ordinary | Purchase | 28,032 | 7.4843 GBP | ||||
0.1p ordinary | Purchase | 30,862 | 7.3379 GBP | ||||
0.1p ordinary | Purchase | 33,935 | 7.5968 GBP | ||||
0.1p ordinary | Purchase | 37,389 | 7.4543 GBP | ||||
0.1p ordinary | Purchase | 40,562 | 6.9305 GBP | ||||
0.1p ordinary | Purchase | 48,865 | 7.5180 GBP | ||||
0.1p ordinary | Purchase | 50,462 | 7.3992 GBP | ||||
0.1p ordinary | Purchase | 51,513 | 7.7850 GBP | ||||
0.1p ordinary | Purchase | 53,624 | 7.5487 GBP | ||||
0.1p ordinary | Purchase | 71,475 | 7.5231 GBP | ||||
0.1p ordinary | Purchase | 74,779 | 7.4115 GBP | ||||
0.1p ordinary | Purchase | 146,764 | 7.6050 GBP | ||||
0.1p ordinary | Purchase | 178,136 | 7.3999 GBP | ||||
0.1p ordinary | Purchase | 198,662 | 6.5454 GBP | ||||
0.1p ordinary | Sale | 36 | 7.7842 GBP | ||||
0.1p ordinary | Sale | 50 | 7.3650 GBP | ||||
0.1p ordinary | Sale | 88 | 7.6700 GBP | ||||
0.1p ordinary | Sale | 140 | 7.5300 GBP | ||||
0.1p ordinary | Sale | 148 | 7.5250 GBP | ||||
0.1p ordinary | Sale | 156 | 6.4450 GBP | ||||
0.1p ordinary | Sale | 198 | 6.4425 GBP | ||||
0.1p ordinary | Sale | 200 | 6.4375 GBP | ||||
0.1p ordinary | Sale | 209 | 7.3700 GBP | ||||
0.1p ordinary | Sale | 231 | 6.4100 GBP | ||||
0.1p ordinary | Sale | 259 | 7.4750 GBP | ||||
0.1p ordinary | Sale | 272 | 7.4800 GBP | ||||
0.1p ordinary | Sale | 282 | 7.4225 GBP | ||||
0.1p ordinary | Sale | 291 | 7.6300 GBP | ||||
0.1p ordinary | Sale | 294 | 7.4300 GBP | ||||
0.1p ordinary | Sale | 301 | 7.4600 GBP | ||||
0.1p ordinary | Sale | 304 | 6.4500 GBP | ||||
0.1p ordinary | Sale | 309 | 7.6400 GBP | ||||
0.1p ordinary | Sale | 316 | 7.7900 GBP | ||||
0.1p ordinary | Sale | 316 | 7.5825 GBP | ||||
0.1p ordinary | Sale | 332 | 7.3600 GBP | ||||
0.1p ordinary | Sale | 349 | 6.4300 GBP | ||||
0.1p ordinary | Sale | 370 | 7.4500 GBP | ||||
0.1p ordinary | Sale | 428 | 7.4900 GBP | ||||
0.1p ordinary | Sale | 597 | 7.4400 GBP | ||||
0.1p ordinary | Sale | 691 | 7.5050 GBP | ||||
0.1p ordinary | Sale | 794 | 7.3550 GBP | ||||
0.1p ordinary | Sale | 870 | 7.4050 GBP | ||||
0.1p ordinary | Sale | 1,177 | 7.4250 GBP | ||||
0.1p ordinary | Sale | 1,218 | 7.4150 GBP | ||||
0.1p ordinary | Sale | 1,244 | 7.5150 GBP | ||||
0.1p ordinary | Sale | 1,282 | 7.4200 GBP | ||||
0.1p ordinary | Sale | 1,372 | 7.5100 GBP | ||||
0.1p ordinary | Sale | 1,621 | 7.4100 GBP | ||||
0.1p ordinary | Sale | 1,631 | 7.4866 GBP | ||||
0.1p ordinary | Sale | 2,112 | 7.4000 GBP | ||||
0.1p ordinary | Sale | 4,741 | 7.5000 GBP | ||||
0.1p ordinary | Sale | 8,675 | 7.4062 GBP | ||||
0.1p ordinary | Sale | 10,690 | 7.4598 GBP | ||||
0.1p ordinary | Sale | 10,758 | 6.7760 GBP | ||||
0.1p ordinary | Sale | 12,288 | 7.4753 GBP | ||||
0.1p ordinary | Sale | 14,150 | 7.4747 GBP | ||||
0.1p ordinary | Sale | 14,600 | 7.3123 GBP | ||||
0.1p ordinary | Sale | 20,870 | 7.2719 GBP | ||||
0.1p ordinary | Sale | 22,027 | 7.7853 GBP | ||||
0.1p ordinary | Sale | 22,398 | 6.9534 GBP | ||||
0.1p ordinary | Sale | 35,970 | 7.7850 GBP | ||||
0.1p ordinary | Sale | 80,972 | 7.7866 GBP | ||||
0.1p ordinary | Sale | 90,528 | 7.0225 GBP | ||||
0.1p ordinary | Sale | 95,848 | 7.4146 GBP | ||||
0.1p ordinary | Sale | 197,962 | 7.1926 GBP | ||||
0.1p ordinary | Sale | 279,806 | 7.3523 GBP | ||||
(b) Cash-settled derivative transactions
Class of |
| Product |
| Nature of dealing |
| Number of | Price per |
relevant |
| description |
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| reference | unit |
security |
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| securities |
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0.1p ordinary | SWAP | Long | 36 | 7.7842 GBP | |||
0.1p ordinary | CFD | Long | 885 | 7.7850 GBP | |||
0.1p ordinary | CFD | Long | 2,167 | 7.7164 GBP | |||
0.1p ordinary | SWAP | Long | 4,046 | 7.7849 GBP | |||
0.1p ordinary | SWAP | Long | 16,091 | 7.2703 GBP | |||
0.1p ordinary | CFD | Long | 20,539 | 7.7843 GBP | |||
0.1p ordinary | SWAP | Long | 32,091 | 7.0661 GBP | |||
0.1p ordinary | SWAP | Long | 44,036 | 7.0639 GBP | |||
0.1p ordinary | SWAP | Long | 57,120 | 7.0266 GBP | |||
0.1p ordinary | SWAP | Long | 62,879 | 7.3129 GBP | |||
0.1p ordinary | SWAP | Long | 70,391 | 6.9221 GBP | |||
0.1p ordinary | SWAP | Long | 279,806 | 7.3523 GBP | |||
0.1p ordinary | SWAP | Short | 91 | 7.0456 GBP | |||
0.1p ordinary | SWAP | Short | 184 | 7.8950 GBP | |||
0.1p ordinary | SWAP | Short | 228 | 7.0874 GBP | |||
0.1p ordinary | SWAP | Short | 421 | 7.4556 GBP | |||
0.1p ordinary | CFD | Short | 471 | 7.7912 GBP | |||
0.1p ordinary | SWAP | Short | 995 | 7.0880 GBP | |||
0.1p ordinary | CFD | Short | 1,260 | 6.4758 GBP | |||
0.1p ordinary | SWAP | Short | 3,090 | 7.3505 GBP | |||
0.1p ordinary | SWAP | Short | 4,390 | 7.3677 GBP | |||
0.1p ordinary | SWAP | Short | 5,610 | 7.1824 GBP | |||
0.1p ordinary | SWAP | Short | 11,826 | 7.1327 GBP | |||
0.1p ordinary | SWAP | Short | 12,285 | 7.4934 GBP | |||
0.1p ordinary | SWAP | Short | 14,353 | 7.1831 GBP | |||
0.1p ordinary | SWAP | Short | 16,551 | 7.6183 GBP | |||
0.1p ordinary | SWAP | Short | 17,835 | 7.5047 GBP | |||
0.1p ordinary | SWAP | Short | 23,778 | 7.5185 GBP | |||
0.1p ordinary | SWAP | Short | 28,032 | 7.4843 GBP | |||
0.1p ordinary | SWAP | Short | 32,844 | 7.2303 GBP | |||
0.1p ordinary | SWAP | Short | 33,935 | 7.5968 GBP | |||
0.1p ordinary | CFD | Short | 35,997 | 7.7850 GBP | |||
0.1p ordinary | SWAP | Short | 37,389 | 7.4543 GBP | |||
0.1p ordinary | SWAP | Short | 40,562 | 6.9305 GBP | |||
0.1p ordinary | SWAP | Short | 47,012 | 7.5563 GBP | |||
0.1p ordinary | SWAP | Short | 50,462 | 7.3992 GBP | |||
0.1p ordinary | SWAP | Short | 71,475 | 7.5231 GBP | |||
0.1p ordinary | SWAP | Short | 74,779 | 7.4115 GBP | |||
0.1p ordinary | SWAP | Short | 82,876 | 7.3737 GBP | |||
0.1p ordinary | SWAP | Short | 198,662 | 6.5454 GBP | |||
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 3 Dec 2021 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20211203005258/en/
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