22nd Sep 2014 15:42
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | ||||
| Company dealt in | CHIQUITA BRANDS INTERNATIONAL INC | ||||
| Class of relevant security to which the | $0.01 common shares | ||||
| dealings being disclosed relate (Note 2) | |||||
| Date of dealing | 19 September 2014 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | $0.01 common shares | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 619,622 | 1.32% | 4,838 | 0.01% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 17,400 | 0.04% | 8,500 | 0.02% | |||||||
| (4) | TOTAL: | ||||||||||
| 637,022 | 1.36% | 13,338 | 0.02% | ||||||||
| Class of relevant security: | 4.25% convertible senior notes due 2016 | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 2,000 | 0.00% | 0 | 0.00% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 2,000 | 0.00% | 0 | 0.00% | ||||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||
| Number (%) | Number (%) | |||
| (1) Relevant securities | ||||
| (2) Derivatives (other than options) | ||||
| (3) Options and agreements to purchase/sell | ||||
| Total |
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit | |||
| Sale | 13,000 | 99.9380 USD | |||
| Purchase | 190 | 14.1100 USD | |||
| Purchase | 300 | 14.1320 USD | |||
| Purchase | 300 | 14.1350 USD | |||
| Purchase | 300 | 14.1366 USD | |||
| Purchase | 600 | 14.1500 USD | |||
| Purchase | 800 | 14.0800 USD | |||
| Purchase | 900 | 14.1383 USD | |||
| Purchase | 1,371 | 14.1200 USD | |||
| Purchase | 2,118 | 14.1300 USD | |||
| Sale | 100 | 14.0400 USD | |||
| Sale | 100 | 14.1500 USD | |||
| Sale | 146 | 14.1564 USD | |||
| Sale | 176 | 14.0406 USD | |||
| Sale | 190 | 14.1100 USD | |||
| Sale | 200 | 14.0700 USD | |||
| Sale | 200 | 14.1150 USD | |||
| Sale | 200 | 14.1501 USD | |||
| Sale | 200 | 14.1550 USD | |||
| Sale | 300 | 14.1320 USD | |||
| Sale | 300 | 14.1366 USD | |||
| Sale | 351 | 14.0673 USD | |||
| Sale | 400 | 14.1225 USD | |||
| Sale | 400 | 14.1375 USD | |||
| Sale | 400 | 14.1400 USD | |||
| Sale | 500 | 14.1000 USD | |||
| Sale | 500 | 14.1240 USD | |||
| Sale | 500 | 14.1380 USD | |||
| Sale | 507 | 14.1200 USD | |||
| Sale | 700 | 14.1350 USD | |||
| Sale | 700 | 14.1385 USD | |||
| Sale | 800 | 14.0800 USD | |||
| Sale | 800 | 14.1363 USD | |||
| Sale | 1,196 | 14.1083 USD | |||
| Sale | 1,200 | 14.1391 USD | |||
| Sale | 1,200 | 14.1433 USD | |||
| Sale | 3,599 | 14.1300 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD | Nature of transaction
(Note 6) | Number of relevant securities
(Note 7) | Price per unit
(Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option | |||||||
| purchasing, | of | price | date | money | |||||||||
| selling, | securities | paid/ | |||||||||||
| varying etc | to which | received | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| Call Option | Purchasing | 5,000 | 14 USD | American | 18 Oct 2014 | 0.4000 USD |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 22 Sep 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 | ||
| If a connected EFM, name of offeree/offeror with which connected | |||
| If a connected EFM, state nature of connection | |||
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry | ||||||
| purchased | relevant securities | price | date | ||||||||
| to which the option | |||||||||||
| or derivative | |||||||||||
| relates | |||||||||||
| Call Options | Purchased | 5,000 | 14.0000 | American | 18 Oct 2014 | ||||||
| Call Options | Purchased | 10,700 | 14.0000 | American | 22 Nov 2014 | ||||||
| Call Options | Purchased | 100 | 14.0000 | American | 20 Feb 2015 | ||||||
| Call Options | Purchased | 100 | 15.0000 | American | 20 Feb 2015 | ||||||
| Call Options | Purchased | 100 | 17.0000 | American | 20 Feb 2015 | ||||||
| Call Options | Written | -2,500 | 11.0000 | American | 22 Nov 2014 | ||||||
| Put Options | Purchased | -400 | 12.0000 | American | 20 Feb 2015 | ||||||
| Put Options | Purchased | -2,700 | 13.0000 | American | 22 Nov 2014 | ||||||
| Put Options | Purchased | -2,000 | 13.0000 | American | 20 Feb 2015 | ||||||
| Put Options | Purchased | -500 | 14.0000 | American | 22 Nov 2014 | ||||||
| Put Options | Purchased | -400 | 16.0000 | American | 22 Nov 2014 | ||||||
| Put Options | Written | 1,400 | 13.0000 | American | 18 Oct 2014 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Copyright Business Wire 2014
Related Shares:
Barclays