26th Aug 2014 15:14
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | ||||
| Company dealt in | CHIQUITA BRANDS INTERNATIONAL INC | ||||
| Class of relevant security to which the | $0.01 common shares | ||||
| dealings being disclosed relate (Note 2) | |||||
| Date of dealing | 25 August 2014 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | $0.01 common shares | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 608,636 | 1.30% | 640 | 0.00% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 10,900 | 0.02% | 7,600 | 0.02% | |||||||
| (4) | TOTAL: | ||||||||||
| 619,536 | 1.32% | 8,240 | 0.02% | ||||||||
| Class of relevant security: | 4.25% convertible senior notes due 2016 | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 2,000 | 0.00% | 0 | 0.00% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 2,000 | 0.00% | 0 | 0.00% | ||||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||
| Number (%) | Number (%) | |||
| (1) Relevant securities | ||||
| (2) Derivatives (other than options) | ||||
| (3) Options and agreements to purchase/sell | ||||
| Total |
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit | |||
| Purchase | 3 | 13.9300 USD | |||
| Purchase | 31 | 14.1300 USD | |||
| Purchase | 100 | 13.8950 USD | |||
| Purchase | 100 | 14.1250 USD | |||
| Purchase | 100 | 14.2100 USD | |||
| Purchase | 100 | 14.2400 USD | |||
| Purchase | 200 | 14.1400 USD | |||
| Purchase | 200 | 14.1425 USD | |||
| Purchase | 300 | 14.0633 USD | |||
| Purchase | 400 | 14.0074 USD | |||
| Purchase | 400 | 14.1453 USD | |||
| Purchase | 500 | 14.1024 USD | |||
| Purchase | 600 | 13.9725 USD | |||
| Purchase | 600 | 14.0616 USD | |||
| Purchase | 935 | 14.0800 USD | |||
| Purchase | 1,000 | 14.1920 USD | |||
| Purchase | 1,459 | 14.1456 USD | |||
| Purchase | 1,800 | 14.0866 USD | |||
| Purchase | 1,910 | 13.9965 USD | |||
| Purchase | 3,292 | 14.1133 USD | |||
| Purchase | 4,300 | 14.1370 USD | |||
| Purchase | 4,400 | 14.1141 USD | |||
| Purchase | 6,585 | 14.1627 USD | |||
| Purchase | 7,641 | 14.1514 USD | |||
| Purchase | 7,774 | 14.0908 USD | |||
| Purchase | 7,850 | 14.1008 USD | |||
| Purchase | 20,600 | 14.1213 USD | |||
| Purchase | 31,358 | 14.0876 USD | |||
| Sale | 29 | 14.0600 USD | |||
| Sale | 100 | 13.9000 USD | |||
| Sale | 100 | 14.1010 USD | |||
| Sale | 100 | 14.1100 USD | |||
| Sale | 100 | 14.2100 USD | |||
| Sale | 200 | 14.0485 USD | |||
| Sale | 200 | 14.1425 USD | |||
| Sale | 200 | 14.1850 USD | |||
| Sale | 300 | 14.1333 USD | |||
| Sale | 300 | 14.1433 USD | |||
| Sale | 300 | 14.1833 USD | |||
| Sale | 400 | 13.9480 USD | |||
| Sale | 500 | 14.1024 USD | |||
| Sale | 500 | 14.1300 USD | |||
| Sale | 599 | 14.1516 USD | |||
| Sale | 728 | 14.0462 USD | |||
| Sale | 829 | 14.1048 USD | |||
| Sale | 1,100 | 14.0854 USD | |||
| Sale | 1,100 | 14.0909 USD | |||
| Sale | 1,200 | 14.1683 USD | |||
| Sale | 3,944 | 14.0926 USD | |||
| Sale | 4,500 | 14.1157 USD | |||
| Sale | 10,300 | 14.1213 USD | |||
| Sale | 66,800 | 14.1055 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD | Nature of transaction
(Note 6) | Number of relevant securities
(Note 7) | Price per unit
(Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 26 Aug 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 | ||
| If a connected EFM, name of offeree/offeror with which connected | |||
| If a connected EFM, state nature of connection | |||
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry | ||||||
| purchased | relevant securities | price | date | ||||||||
| to which the option | |||||||||||
| or derivative | |||||||||||
| relates | |||||||||||
| Call Options | Purchased | 10,700 | 14.0000 | American | 22 Nov 2014 | ||||||
| Call Options | Purchased | 100 | 15.0000 | American | 20 Feb 2015 | ||||||
| Call Options | Purchased | 100 | 17.0000 | American | 20 Feb 2015 | ||||||
| Call Options | Written | -2,500 | 11.0000 | American | 22 Nov 2014 | ||||||
| Put Options | Purchased | -400 | 12.0000 | American | 20 Feb 2015 | ||||||
| Put Options | Purchased | -2,700 | 13.0000 | American | 22 Nov 2014 | ||||||
| Put Options | Purchased | -2,000 | 13.0000 | American | 20 Feb 2015 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Copyright Business Wire 2014
Related Shares:
Barclays