27th Oct 2014 16:02
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | CHIQUITA BRANDS INTERNATIONAL INC | |
| Class of relevant security to which the dealings being disclosed relate (Note 2) | $0.01 common shares | |
| Date of dealing | 24 October 2014 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 605,186 | 1.29% | 24,081 | 0.05% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 104,500 | 0.22% | 117,000 | 0.25% | |||||||
| (4) | TOTAL: | ||||||||||
| 709,686 | 1.51% | 141,081 | 0.30% | ||||||||
| Class of relevant security: | Convertible Bond US170032AT34 | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 7,000 | 0.01% | 0 | 0.00% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 7,000 | 0.01% | 0 | 0.00% |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||
| Number (%) | Number (%) | |||
| (1) Relevant securities | ||||
| (2) Derivatives (other than options) | ||||
| (3) Options and agreements to purchase/sell | ||||
| Total |
3. DEALINGS (Note 4)
(a) Purchases and sales
| (a) | Purchases and sales | ||||
| Purchase/sale | Number of relevant securities | Price per unit | |||
| Purchase | 10 | 14.1900 USD | |||
| Purchase | 161 | 14.2509 USD | |||
| Purchase | 200 | 14.2100 USD | |||
| Purchase | 200 | 14.2250 USD | |||
| Purchase | 248 | 14.1600 USD | |||
| Purchase | 300 | 14.2667 USD | |||
| Purchase | 400 | 14.2050 USD | |||
| Purchase | 500 | 14.2550 USD | |||
| Purchase | 500 | 14.2594 USD | |||
| Purchase | 600 | 14.2500 USD | |||
| Purchase | 778 | 14.2593 USD | |||
| Purchase | 820 | 14.2600 USD | |||
| Purchase | 900 | 14.2200 USD | |||
| Purchase | 1,300 | 14.2143 USD | |||
| Purchase | 1,600 | 14.2152 USD | |||
| Purchase | 1,700 | 14.1958 USD | |||
| Purchase | 2,000 | 14.2112 USD | |||
| Purchase | 6,622 | 14.2256 USD | |||
| Purchase | 7,945 | 14.2453 USD | |||
| Purchase | 11,599 | 14.2389 USD | |||
| Purchase | 25,967 | 14.1634 USD | |||
| Purchase | 47,459 | 14.2469 USD | |||
| Purchase | 74,491 | 14.1854 USD | |||
| Sale | 10 | 14.1900 USD | |||
| Sale | 100 | 14.1600 USD | |||
| Sale | 200 | 14.2400 USD | |||
| Sale | 300 | 14.1966 USD | |||
| Sale | 300 | 14.2066 USD | |||
| Sale | 500 | 14.2560 USD | |||
| Sale | 700 | 14.1700 USD | |||
| Sale | 720 | 14.2600 USD | |||
| Sale | 800 | 14.2100 USD | |||
| Sale | 800 | 14.2263 USD | |||
| Sale | 900 | 14.2200 USD | |||
| Sale | 1,000 | 14.2167 USD | |||
| Sale | 1,000 | 14.2273 USD | |||
| Sale | 1,400 | 14.2501 USD | |||
| Sale | 2,537 | 14.2500 USD | |||
| Sale | 4,619 | 14.2489 USD | |||
| Sale | 6,302 | 14.2463 USD | |||
| Sale | 30,601 | 14.2496 USD | |||
| Sale | 61,000 | 14.1745 USD | |||
| Sale | 69,402 | 14.2090 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD | Nature of transaction
(Note 6) | Number of relevant securities
(Note 7) | Price per unit
(Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option | |||||||
| purchasing, | of | price | date | money | |||||||||
| selling, | securities | paid/ | |||||||||||
| varying etc | to which | received | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| Put Option | Purchasing | 6,000 | 14 USD | American | 22 Nov 2014 | 0.2416 USD | |||||||
| Put Option | Purchasing | 5,000 | 14 USD | American | 20 Feb 2015 | 0.4500 USD |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 8 attached? (Note 9) YES
| Date of disclosure | 27 Oct 2014 | |
| Contact name | Rajesh Muthanna | |
| Telephone number | 020 3555 4634 | |
| If a connected EFM, name of offeree/offeror with which connected | ||
| If a connected EFM, state nature of connection (Note 10) |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry | ||||||
| purchased | relevant securities | price | date | ||||||||
| to which the option | |||||||||||
| or derivative | |||||||||||
| relates | |||||||||||
| Call Options | Purchased | 500 | 13.0000 | American | 22 Nov 2014 | ||||||
| Call Options | Purchased | 6,800 | 13.0000 | American | 20 Feb 2015 | ||||||
| Call Options | Purchased | 27,600 | 14.0000 | American | 22 Nov 2014 | ||||||
| Call Options | Purchased | 9,900 | 14.0000 | American | 20 Feb 2015 | ||||||
| Call Options | Purchased | 100 | 15.0000 | American | 20 Feb 2015 | ||||||
| Call Options | Purchased | 100 | 17.0000 | American | 20 Feb 2015 | ||||||
| Call Options | Written | -2,700 | 11.0000 | American | 22 Nov 2014 | ||||||
| Call Options | Written | -100,000 | 13.0000 | American | 20 Feb 2015 | ||||||
| Put Options | Purchased | -400 | 12.0000 | American | 20 Feb 2015 | ||||||
| Put Options | Purchased | -2,000 | 13.0000 | American | 20 Feb 2015 | ||||||
| Put Options | Purchased | -6,500 | 14.0000 | American | 22 Nov 2014 | ||||||
| Put Options | Purchased | -5,000 | 14.0000 | American | 20 Feb 2015 | ||||||
| Put Options | Purchased | -400 | 16.0000 | American | 22 Nov 2014 | ||||||
| Put Options | Written | 35,400 | 12.0000 | American | 22 Nov 2014 | ||||||
| Put Options | Written | 21,700 | 13.0000 | American | 22 Nov 2014 | ||||||
| Put Options | Written | 2,400 | 13.0000 | American | 15 May 2015 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Copyright Business Wire 2014
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Barclays