15th Oct 2014 14:23
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | ||
| Company dealt in | CHIQUITA BRANDS INTERNATIONAL INC | ||
| Class of relevant security to which the | $0.01 common shares | ||
| dealings being disclosed relate (Note 2) | |||
| Date of dealing | 14 October 2014 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 617,753 | 1.32% | 15,572 | 0.03% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 76,000 | 0.16% | 108,500 | 0.23% | |||||||
| (4) | TOTAL: | ||||||||||
| 693,753 | 1.48% | 124,072 | 0.26% | ||||||||
| Class of relevant security: | Convertible Bond US170032AT34 | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 2,000 | 0.00% | 0 | 0.00% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 2,000 | 0.00% | 0 | 0.00% | ||||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||
| Number (%) | Number (%) | |||
| (1) Relevant securities | ||||
| (2) Derivatives (other than options) | ||||
| (3) Options and agreements to purchase/sell | ||||
| Total |
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit (Note 5) | |||
| Purchase | 5 | 13.6600 USD | |||
| Purchase | 51 | 13.6000 USD | |||
| Purchase | 100 | 13.1350 USD | |||
| Purchase | 100 | 13.1600 USD | |||
| Purchase | 108 | 13.1200 USD | |||
| Purchase | 169 | 13.5900 USD | |||
| Purchase | 200 | 13.0850 USD | |||
| Purchase | 200 | 13.1000 USD | |||
| Purchase | 200 | 13.2433 USD | |||
| Purchase | 200 | 13.2434 USD | |||
| Purchase | 232 | 13.1698 USD | |||
| Purchase | 299 | 13.3394 USD | |||
| Purchase | 300 | 13.3500 USD | |||
| Purchase | 300 | 13.4600 USD | |||
| Purchase | 400 | 13.3950 USD | |||
| Purchase | 540 | 13.2192 USD | |||
| Purchase | 600 | 13.3091 USD | |||
| Purchase | 665 | 13.6900 USD | |||
| Purchase | 700 | 13.4171 USD | |||
| Purchase | 900 | 13.2511 USD | |||
| Purchase | 900 | 13.2800 USD | |||
| Purchase | 1,460 | 13.2200 USD | |||
| Purchase | 1,500 | 13.3320 USD | |||
| Purchase | 1,735 | 13.2380 USD | |||
| Purchase | 2,700 | 13.1203 USD | |||
| Sale | 5 | 13.6600 USD | |||
| Sale | 51 | 13.6000 USD | |||
| Sale | 100 | 13.0500 USD | |||
| Sale | 100 | 13.1350 USD | |||
| Sale | 100 | 13.1400 USD | |||
| Sale | 100 | 13.1500 USD | |||
| Sale | 200 | 13.2433 USD | |||
| Sale | 200 | 13.2484 USD | |||
| Sale | 200 | 13.2950 USD | |||
| Sale | 300 | 13.1200 USD | |||
| Sale | 300 | 13.1300 USD | |||
| Sale | 400 | 13.3950 USD | |||
| Sale | 400 | 13.5300 USD | |||
| Sale | 500 | 13.0800 USD | |||
| Sale | 500 | 13.1080 USD | |||
| Sale | 500 | 13.3410 USD | |||
| Sale | 600 | 13.1100 USD | |||
| Sale | 600 | 13.1333 USD | |||
| Sale | 700 | 13.2242 USD | |||
| Sale | 840 | 13.2366 USD | |||
| Sale | 1,100 | 13.1354 USD | |||
| Sale | 1,600 | 13.2137 USD | |||
| Sale | 1,800 | 13.1316 USD | |||
| Sale | 1,965 | 13.5057 USD | |||
| Sale | 2,000 | 13.2198 USD | |||
| Sale | 2,400 | 13.1366 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option | |||||||
| purchasing, | of | price | date | money | |||||||||
| selling, | securities | paid/ | |||||||||||
| varying etc | to which | received | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| Call Option | Purchasing | 500 | 13 USD | American | 22 Nov 2014 | 0.5000 USD | |||||||
| Put Option | Selling | 39,100 | 12 USD | American | 22 Nov 2014 | 0.3000 USD | |||||||
| Put Option | Selling | 2,400 | 13 USD | American | 15 May 2015 | 0.9000 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 15 Oct 2014 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 | |
| If a connected EFM, name of offeree/offeror with which connected | ||
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry | ||||||
| purchased | relevant securities | price | date | ||||||||
| to which the option | |||||||||||
| or derivative | |||||||||||
| relates | |||||||||||
| Call Options | Purchased | 500 | 13.0000 | American | 22 Nov 2014 | ||||||
| Call Options | Purchased | 5,000 | 14.0000 | American | 18 Oct 2014 | ||||||
| Call Options | Purchased | 27,300 | 14.0000 | American | 22 Nov 2014 | ||||||
| Call Options | Purchased | 100 | 14.0000 | American | 20 Feb 2015 | ||||||
| Call Options | Purchased | 100 | 15.0000 | American | 20 Feb 2015 | ||||||
| Call Options | Purchased | 100 | 17.0000 | American | 20 Feb 2015 | ||||||
| Call Options | Written | -2,500 | 11.0000 | American | 22 Nov 2014 | ||||||
| Call Options | Written | -100,000 | 13.0000 | American | 20 Feb 2015 | ||||||
| Put Options | Purchased | -400 | 12.0000 | American | 20 Feb 2015 | ||||||
| Put Options | Purchased | -2,700 | 13.0000 | American | 22 Nov 2014 | ||||||
| Put Options | Purchased | -2,000 | 13.0000 | American | 20 Feb 2015 | ||||||
| Put Options | Purchased | -500 | 14.0000 | American | 22 Nov 2014 | ||||||
| Put Options | Purchased | -400 | 16.0000 | American | 22 Nov 2014 | ||||||
| Put Options | Written | 39,100 | 12.0000 | American | 22 Nov 2014 | ||||||
| Put Options | Written | 1,400 | 13.0000 | American | 18 Oct 2014 | ||||||
| Put Options | Written | 2,400 | 13.0000 | American | 15 May 2015 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Copyright Business Wire 2014
Related Shares:
Barclays