3rd Sep 2014 15:17
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | ||||
| Company dealt in | CHIQUITA BRANDS INTERNATIONAL INC | ||||
| Class of relevant security to which the | $0.01 common shares | ||||
| dealings being disclosed relate (Note 2) | |||||
| Date of dealing | 2 September 2014 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | $0.01 common shares | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 615,143 | 1.31% | 640 | 0.00% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 11,000 | 0.02% | 8,100 | 0.02% | |||||||
| (4) | TOTAL: | ||||||||||
| 626,143 | 1.33% | 8,740 | 0.02% | ||||||||
| Class of relevant security: | 4.25% convertible senior notes due 2016 | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 2,000 | 0.00% | 7,000 | 0.01% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 2,000 | 0.00% | 7,000 | 0.01% | ||||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||
| Number (%) | Number (%) | |||
| (1) Relevant securities | ||||
| (2) Derivatives (other than options) | ||||
| (3) Options and agreements to purchase/sell | ||||
| Total |
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit | |||
| Purchase | 7,000 | 99.8750 USD | |||
| Sale | 7,000 | 99.8750 USD | |||
| Purchase | 8 | 13.6597 USD | |||
| Purchase | 8 | 13.6750 USD | |||
| Purchase | 42 | 13.6599 USD | |||
| Purchase | 100 | 13.6600 USD | |||
| Purchase | 100 | 13.7300 USD | |||
| Purchase | 171 | 13.6621 USD | |||
| Purchase | 200 | 13.6400 USD | |||
| Purchase | 300 | 13.6500 USD | |||
| Purchase | 300 | 13.6816 USD | |||
| Purchase | 392 | 13.6800 USD | |||
| Purchase | 400 | 13.6720 USD | |||
| Purchase | 400 | 13.7100 USD | |||
| Purchase | 500 | 13.6980 USD | |||
| Purchase | 700 | 13.6885 USD | |||
| Purchase | 700 | 13.7121 USD | |||
| Purchase | 753 | 13.6666 USD | |||
| Purchase | 1,100 | 13.6999 USD | |||
| Purchase | 2,200 | 13.6872 USD | |||
| Purchase | 2,308 | 13.6987 USD | |||
| Purchase | 2,600 | 13.6700 USD | |||
| Purchase | 3,300 | 13.6866 USD | |||
| Purchase | 4,900 | 13.7010 USD | |||
| Purchase | 5,700 | 13.7000 USD | |||
| Purchase | 6,800 | 13.6585 USD | |||
| Purchase | 10,900 | 13.6752 USD | |||
| Purchase | 10,900 | 13.6753 USD | |||
| Purchase | 63,430 | 13.6967 USD | |||
| Sale | 100 | 13.7250 USD | |||
| Sale | 100 | 13.7450 USD | |||
| Sale | 100 | 13.8600 USD | |||
| Sale | 200 | 13.6400 USD | |||
| Sale | 200 | 13.7300 USD | |||
| Sale | 273 | 13.7022 USD | |||
| Sale | 300 | 13.6966 USD | |||
| Sale | 300 | 13.7116 USD | |||
| Sale | 400 | 13.6575 USD | |||
| Sale | 400 | 13.6799 USD | |||
| Sale | 500 | 13.6600 USD | |||
| Sale | 500 | 13.6716 USD | |||
| Sale | 600 | 13.6850 USD | |||
| Sale | 600 | 13.6950 USD | |||
| Sale | 800 | 13.7100 USD | |||
| Sale | 900 | 13.7066 USD | |||
| Sale | 1,000 | 13.6530 USD | |||
| Sale | 1,900 | 13.7247 USD | |||
| Sale | 2,108 | 13.7000 USD | |||
| Sale | 2,354 | 13.6700 USD | |||
| Sale | 2,600 | 13.6809 USD | |||
| Sale | 3,888 | 13.6703 USD | |||
| Sale | 4,000 | 13.6985 USD | |||
| Sale | 4,158 | 13.6500 USD | |||
| Sale | 4,373 | 13.6812 USD | |||
| Sale | 4,400 | 13.7044 USD | |||
| Sale | 5,000 | 13.7045 USD | |||
| Sale | 5,188 | 13.6618 USD | |||
| Sale | 7,000 | 13.6999 USD | |||
| Sale | 7,157 | 13.6823 USD | |||
| Sale | 7,600 | 13.7157 USD | |||
| Sale | 10,900 | 13.6752 USD | |||
| Sale | 15,997 | 13.6738 USD | |||
| Sale | 28,200 | 13.7020 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD | Nature of transaction
(Note 6) | Number of relevant securities
(Note 7) | Price per unit
(Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 3 Sep 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 | ||
| If a connected EFM, name of offeree/offeror with which connected | |||
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry | ||||||
| purchased | relevant securities | price | date | ||||||||
| to which the option | |||||||||||
| or derivative | |||||||||||
| relates | |||||||||||
| Call Options | Purchased | 10,700 | 14.0000 | American | 22 Nov 2014 | ||||||
| Call Options | Purchased | 100 | 14.0000 | American | 20 Feb 2015 | ||||||
| Call Options | Purchased | 100 | 15.0000 | American | 20 Feb 2015 | ||||||
| Call Options | Purchased | 100 | 17.0000 | American | 20 Feb 2015 | ||||||
| Call Options | Written | -2,500 | 11.0000 | American | 22 Nov 2014 | ||||||
| Put Options | Purchased | -400 | 12.0000 | American | 20 Feb 2015 | ||||||
| Put Options | Purchased | -2,700 | 13.0000 | American | 22 Nov 2014 | ||||||
| Put Options | Purchased | -2,000 | 13.0000 | American | 20 Feb 2015 | ||||||
| Put Options | Purchased | -500 | 14.0000 | American | 22 Nov 2014 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Copyright Business Wire 2014
Related Shares:
Barclays