9th Sep 2014 15:24
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | ||
| Company dealt in | CHIQUITA BRANDS INTERNATIONAL INC | ||
| Class of relevant security to which the | $0.01 common shares | ||
| dealings being disclosed relate (Note 2) | |||
| Date of dealing | 8 September 2014 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | $0.01 common shares | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 627,696 | 1.34% | 958 | 0.00% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 12,400 | 0.03% | 8,100 | 0.02% | |||||||
| (4) | TOTAL: | ||||||||||
| 640,096 | 1.36% | 9,058 | 0.02% | ||||||||
| Class of relevant security: | 4.25% convertible senior notes due 2016 | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 2,000 | 0.00% | 7,000 | 0.01% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 2,000 | 0.00% | 7,000 | 0.01% | ||||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||
| Number (%) | Number (%) | |||
| (1) Relevant securities | ||||
| (2) Derivatives (other than options) | ||||
| (3) Options and agreements to purchase/sell | ||||
| Total |
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit | |||
| Purchase | 2 | 13.6300 USD | |||
| Purchase | 5 | 13.9200 USD | |||
| Purchase | 100 | 13.5800 USD | |||
| Purchase | 100 | 13.7100 USD | |||
| Purchase | 100 | 13.9400 USD | |||
| Purchase | 100 | 13.9600 USD | |||
| Purchase | 140 | 13.9300 USD | |||
| Purchase | 200 | 13.7700 USD | |||
| Purchase | 200 | 13.8600 USD | |||
| Purchase | 276 | 13.5900 USD | |||
| Purchase | 500 | 13.7880 USD | |||
| Purchase | 600 | 13.6100 USD | |||
| Purchase | 700 | 13.8328 USD | |||
| Purchase | 800 | 13.8436 USD | |||
| Purchase | 827 | 13.6000 USD | |||
| Purchase | 1,200 | 13.6150 USD | |||
| Purchase | 1,706 | 13.6224 USD | |||
| Purchase | 2,800 | 13.7567 USD | |||
| Purchase | 2,801 | 13.8578 USD | |||
| Purchase | 2,826 | 13.8940 USD | |||
| Purchase | 3,700 | 13.6351 USD | |||
| Purchase | 4,686 | 13.8507 USD | |||
| Purchase | 5,000 | 13.6358 USD | |||
| Purchase | 5,320 | 13.5945 USD | |||
| Purchase | 7,887 | 13.8881 USD | |||
| Purchase | 9,400 | 13.6238 USD | |||
| Purchase | 35,738 | 13.6335 USD | |||
| Sale | 2 | 13.8700 USD | |||
| Sale | 45 | 13.9288 USD | |||
| Sale | 96 | 13.9300 USD | |||
| Sale | 100 | 13.9400 USD | |||
| Sale | 118 | 13.9200 USD | |||
| Sale | 200 | 13.6000 USD | |||
| Sale | 200 | 13.6050 USD | |||
| Sale | 200 | 13.9450 USD | |||
| Sale | 200 | 13.9650 USD | |||
| Sale | 204 | 13.9203 USD | |||
| Sale | 300 | 13.6100 USD | |||
| Sale | 300 | 13.6133 USD | |||
| Sale | 300 | 13.6200 USD | |||
| Sale | 300 | 13.6201 USD | |||
| Sale | 300 | 13.7467 USD | |||
| Sale | 400 | 13.7425 USD | |||
| Sale | 400 | 13.8950 USD | |||
| Sale | 552 | 13.6263 USD | |||
| Sale | 600 | 13.6069 USD | |||
| Sale | 600 | 13.7750 USD | |||
| Sale | 600 | 13.9231 USD | |||
| Sale | 700 | 13.6271 USD | |||
| Sale | 700 | 13.6300 USD | |||
| Sale | 700 | 13.8328 USD | |||
| Sale | 1,200 | 13.6125 USD | |||
| Sale | 1,200 | 13.8615 USD | |||
| Sale | 1,390 | 13.6985 USD | |||
| Sale | 3,895 | 13.6597 USD | |||
| Sale | 4,348 | 13.6142 USD | |||
| Sale | 4,600 | 13.6124 USD | |||
| Sale | 4,628 | 13.7083 USD | |||
| Sale | 5,100 | 13.6134 USD | |||
| Sale | 6,825 | 13.6008 USD | |||
| Sale | 21,800 | 13.8580 USD | |||
| Sale | 25,726 | 13.6212 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD | Nature of transaction
(Note 6) | Number of relevant securities
(Note 7) | Price per unit
(Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 9 Sep 2014 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 | |
| If a connected EFM, name of offeree/offeror with which connected | ||
| If a connected EFM, state nature of connection | ||
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry | ||||||
| purchased | relevant securities | price | date | ||||||||
| to which the option | |||||||||||
| or derivative | |||||||||||
| relates | |||||||||||
| Call Options | Purchased | 10,700 | 14.0000 | American | 22 Nov 2014 | ||||||
| Call Options | Purchased | 100 | 14.0000 | American | 20 Feb 2015 | ||||||
| Call Options | Purchased | 100 | 15.0000 | American | 20 Feb 2015 | ||||||
| Call Options | Purchased | 100 | 17.0000 | American | 20 Feb 2015 | ||||||
| Call Options | Written | -2,500 | 11.0000 | American | 22 Nov 2014 | ||||||
| Put Options | Purchased | -400 | 12.0000 | American | 20 Feb 2015 | ||||||
| Put Options | Purchased | -2,700 | 13.0000 | American | 22 Nov 2014 | ||||||
| Put Options | Purchased | -2,000 | 13.0000 | American | 20 Feb 2015 | ||||||
| Put Options | Purchased | -500 | 14.0000 | American | 22 Nov 2014 | ||||||
| Put Options | Written | 1,400 | 13.0000 | American | 18 Oct 2014 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Copyright Business Wire 2014
Related Shares:
Barclays