14th Nov 2024 14:42
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
| |||||
| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | CENTAMIN PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
| |||||
| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 13 Nov 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
|
| |||
| disclosures in respect of any other party to the offer? | ANGLOGOLD ASHANTI PLC |
| ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
| |||||
| to which the disclosure relates following the dealing(if any) |
| |||||
Class of relevant security: | Ordinary NPV | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
|
|
|
| ||
| and/or controlled: |
|
| 56,174,109 | 4.83% | 1,079,720 | 0.09% |
(2) | Cash-settled derivatives: |
|
|
|
| ||
| and/or controlled: |
|
| 604,687 | 0.05% | 53,541,935 | 4.61% |
(3) | Stock-settled derivatives (including options) |
|
|
|
| ||
| and agreements to purchase/sell: |
|
| 0 | 0.00% | 0 | 0.00% |
|
|
|
|
|
|
|
|
| TOTAL: |
|
| 56,778,796 | 4.88% | 54,621,655 | 4.70% |
(b) | Rights to subscribe for new securities (including directors and other executive |
| |||||
| options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
|
|
| |||
which subscription right exists |
|
|
|
| |||
Details, including nature of the rights |
|
|
|
| |||
concerned and relevant percentages: |
|
|
|
| |||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
|
|
|
|
| |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
| ||||
Ordinary NPV | Purchase | 236,726 | 1.4150 GBP | ||||
Ordinary NPV | Purchase | 225,579 | 1.4154 GBP | ||||
Ordinary NPV | Purchase | 63,749 | 1.4360 GBP | ||||
Ordinary NPV | Purchase | 61,890 | 1.4272 GBP | ||||
Ordinary NPV | Purchase | 56,871 | 1.4366 GBP | ||||
Ordinary NPV | Purchase | 35,151 | 1.4168 GBP | ||||
Ordinary NPV | Purchase | 28,971 | 1.4364 GBP | ||||
Ordinary NPV | Purchase | 24,387 | 1.4327 GBP | ||||
Ordinary NPV | Purchase | 9,199 | 1.4285 GBP | ||||
Ordinary NPV | Purchase | 8,548 | 1.4436 GBP | ||||
Ordinary NPV | Purchase | 7,010 | 1.4371 GBP | ||||
Ordinary NPV | Purchase | 5,650 | 1.4298 GBP | ||||
Ordinary NPV | Purchase | 5,000 | 1.4461 GBP | ||||
Ordinary NPV | Purchase | 4,977 | 1.4299 GBP | ||||
Ordinary NPV | Purchase | 4,361 | 1.4264 GBP | ||||
Ordinary NPV | Purchase | 2,129 | 1.4460 GBP | ||||
Ordinary NPV | Purchase | 1,588 | 1.4462 GBP | ||||
Ordinary NPV | Purchase | 1,067 | 1.4560 GBP | ||||
Ordinary NPV | Purchase | 300 | 1.4430 GBP | ||||
Ordinary NPV | Purchase | 179 | 1.4475 GBP | ||||
Ordinary NPV | Purchase | 143 | 1.4495 GBP | ||||
Ordinary NPV | Purchase | 29 | 1.4110 GBP | ||||
Ordinary NPV | Purchase | 6 | 1.4450 GBP | ||||
Ordinary NPV | Purchase | 3 | 1.4350 GBP | ||||
Ordinary NPV | Purchase | 2 | 1.4370 GBP | ||||
Ordinary NPV | Sale | 183,592 | 1.4333 GBP | ||||
Ordinary NPV | Sale | 113,729 | 1.4150 GBP | ||||
Ordinary NPV | Sale | 93,489 | 1.4328 GBP | ||||
Ordinary NPV | Sale | 88,472 | 1.4399 GBP | ||||
Ordinary NPV | Sale | 35,151 | 1.4168 GBP | ||||
Ordinary NPV | Sale | 30,213 | 1.4153 GBP | ||||
Ordinary NPV | Sale | 27,743 | 1.4369 GBP | ||||
Ordinary NPV | Sale | 22,153 | 1.4413 GBP | ||||
Ordinary NPV | Sale | 19,449 | 1.4392 GBP | ||||
Ordinary NPV | Sale | 10,479 | 1.4315 GBP | ||||
Ordinary NPV | Sale | 10,409 | 1.4335 GBP | ||||
Ordinary NPV | Sale | 9,246 | 1.4489 GBP | ||||
Ordinary NPV | Sale | 8,984 | 1.4344 GBP | ||||
Ordinary NPV | Sale | 8,251 | 1.4403 GBP | ||||
Ordinary NPV | Sale | 6,035 | 1.4301 GBP | ||||
Ordinary NPV | Sale | 5,451 | 1.4481 GBP | ||||
Ordinary NPV | Sale | 4,927 | 1.4292 GBP | ||||
Ordinary NPV | Sale | 3,517 | 1.4509 GBP | ||||
Ordinary NPV | Sale | 3,483 | 1.4152 GBP | ||||
Ordinary NPV | Sale | 2,500 | 1.4550 GBP | ||||
Ordinary NPV | Sale | 1,153 | 1.4454 GBP | ||||
Ordinary NPV | Sale | 928 | 1.4415 GBP | ||||
Ordinary NPV | Sale | 832 | 1.4280 GBP | ||||
Ordinary NPV | Sale | 406 | 1.4343 GBP | ||||
Ordinary NPV | Sale | 179 | 1.4475 GBP | ||||
Ordinary NPV | Sale | 3 | 1.4450 GBP | ||||
|
|
|
|
|
|
|
|
(b) | Cash-settled derivative transactions |
| |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
|
| securities |
| |||
Ordinary NPV | SWAP | Decreasing Short | 146 | 1.4149 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 61,024 | 1.4150 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 3,483 | 1.4152 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 4,927 | 1.4292 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 6,035 | 1.4301 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 4,095 | 1.4302 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 74,719 | 1.4330 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 10,409 | 1.4335 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 134,755 | 1.4340 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 8,984 | 1.4344 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 104,557 | 1.4412 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 36,491 | 1.4424 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,153 | 1.4454 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 24,976 | 1.4464 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 5,451 | 1.4481 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 9,246 | 1.4489 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 3,517 | 1.4509 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 2,500 | 1.4550 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 29 | 1.4110 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 180,000 | 1.4132 USD | |||
Ordinary NPV | SWAP | Increasing Short | 37,924 | 1.4149 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 247,426 | 1.4150 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 11,161 | 1.4152 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 7,934 | 1.4257 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 24,387 | 1.4327 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 50,243 | 1.4339 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 28,355 | 1.4359 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 56,887 | 1.4366 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 8 | 1.4417 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 8,548 | 1.4436 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 143 | 1.4495 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 1,067 | 1.4560 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 29,310 | 1.4094 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 20,665 | 1.4139 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 35,151 | 1.4168 GBP | |||
Ordinary NPV | CFD | Increasing Short | 118,099 | 1.4150 GBP | |||
Ordinary NPV | CFD | Increasing Short | 100,000 | 1.4311 GBP | |||
|
|
|
|
|
|
|
|
(c) | Stock-settled derivative transactions (including options) |
| |||||
(i) | Writing, selling, purchasing or varying |
| |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
|
| paid/ |
security |
| varying etc | to which |
|
|
| received |
|
|
| option |
|
|
| per unit |
|
|
| relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) | Exercising |
|
|
|
|
|
|
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
|
| securities | unit | |||
|
|
|
|
| |||
|
|
|
|
|
|
|
|
(d) | Other dealings (including subscribing for new securities) |
| |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
|
| applicable) | ||||
|
|
|
| ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
| |||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
| |||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|
| |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
| ||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
| ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
| |||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|
| |||||
the person making the disclosure and any other person relating to: |
|
| |||||
(i) the voting rights of any relevant securities under any option; or |
|
|
| ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
| |||||
any derivative is referenced: |
|
|
|
|
|
| |
NONE | |||||||
(c) | Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 14 Nov 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Related Shares:
BarclaysCentamin PLC