6th Jan 2011 14:01
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | BARCLAYS PLC | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CAPITAL SHOPPING CENTRES GROUP PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 5 January 2011 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | NO
|
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,202,590 | 1.19% | 6,970,692 | 1.01% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 6,817,219 | 0.99% | 7,504,898 | 1.09% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 15,019,809 | 2.17% | 14,475,590 | 2.09% | ||||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 126 | 44.1100 ZAR | ||||
| ORD | Purchase | 159 | 44.0700 ZAR | ||||
| ORD | Purchase | 348 | 44.3600 ZAR | ||||
| ORD | Purchase | 367 | 44.2300 ZAR | ||||
| ORD | Purchase | 367 | 44.2400 ZAR | ||||
| ORD | Purchase | 405 | 44.0600 ZAR | ||||
| ORD | Purchase | 526 | 44.1800 ZAR | ||||
| ORD | Purchase | 630 | 44.2500 ZAR | ||||
| ORD | Purchase | 720 | 43.9100 ZAR | ||||
| ORD | Purchase | 726 | 44.1600 ZAR | ||||
| ORD | Purchase | 873 | 4.2433 GBP | ||||
| ORD | Purchase | 1,000 | 44.2600 ZAR | ||||
| ORD | Purchase | 1,052 | 44.0400 ZAR | ||||
| ORD | Purchase | 1,052 | 44.1200 ZAR | ||||
| ORD | Purchase | 1,247 | 44.3900 ZAR | ||||
| ORD | Purchase | 1,373 | 44.1900 ZAR | ||||
| ORD | Purchase | 2,024 | 44.1700 ZAR | ||||
| ORD | Purchase | 2,175 | 4.2203 GBP | ||||
| ORD | Purchase | 2,273 | 44.0800 ZAR | ||||
| ORD | Purchase | 3,044 | 44.1300 ZAR | ||||
| ORD | Purchase | 3,179 | 4.2151 GBP | ||||
| ORD | Purchase | 3,385 | 44.2000 ZAR | ||||
| ORD | Purchase | 3,418 | 44.1500 ZAR | ||||
| ORD | Purchase | 3,956 | 44.2900 ZAR | ||||
| ORD | Purchase | 3,959 | 44.2100 ZAR | ||||
| ORD | Purchase | 4,142 | 4.2317 GBP | ||||
| ORD | Purchase | 4,297 | 44.0900 ZAR | ||||
| ORD | Purchase | 4,785 | 44.2700 ZAR | ||||
| ORD | Purchase | 4,852 | 44.3100 ZAR | ||||
| ORD | Purchase | 5,101 | 44.1000 ZAR | ||||
| ORD | Purchase | 7,901 | 4.2162 GBP | ||||
| ORD | Purchase | 8,000 | 44.4200 ZAR | ||||
| ORD | Purchase | 8,439 | 44.2800 ZAR | ||||
| ORD | Purchase | 8,784 | 44.1400 ZAR | ||||
| ORD | Purchase | 14,240 | 44.3000 ZAR | ||||
| ORD | Purchase | 16,835 | 44.3400 ZAR | ||||
| ORD | Purchase | 26,631 | 4.2230 GBP | ||||
| ORD | Purchase | 26,631 | 4.2390 GBP | ||||
| ORD | Purchase | 30,828 | 44.3500 ZAR | ||||
| ORD | Purchase | 53,608 | 44.4000 ZAR | ||||
| ORD | Sale | 34 | 44.0600 ZAR | ||||
| ORD | Sale | 54 | 44.1900 ZAR | ||||
| ORD | Sale | 75 | 44.4300 ZAR | ||||
| ORD | Sale | 100 | 44.0800 ZAR | ||||
| ORD | Sale | 112 | 44.3300 ZAR | ||||
| ORD | Sale | 254 | 44.4000 ZAR | ||||
| ORD | Sale | 287 | 4.2110 GBP | ||||
| ORD | Sale | 348 | 44.3600 ZAR | ||||
| ORD | Sale | 367 | 44.2300 ZAR | ||||
| ORD | Sale | 367 | 44.2400 ZAR | ||||
| ORD | Sale | 369 | 44.3800 ZAR | ||||
| ORD | Sale | 656 | 44.1400 ZAR | ||||
| ORD | Sale | 697 | 44.1500 ZAR | ||||
| ORD | Sale | 699 | 44.3500 ZAR | ||||
| ORD | Sale | 749 | 44.3000 ZAR | ||||
| ORD | Sale | 778 | 44.3900 ZAR | ||||
| ORD | Sale | 911 | 4.2190 GBP | ||||
| ORD | Sale | 973 | 44.2000 ZAR | ||||
| ORD | Sale | 1,183 | 44.1000 ZAR | ||||
| ORD | Sale | 1,486 | 44.1100 ZAR | ||||
| ORD | Sale | 1,540 | 44.1300 ZAR | ||||
| ORD | Sale | 1,629 | 4.2338 GBP | ||||
| ORD | Sale | 2,442 | 4.2118 GBP | ||||
| ORD | Sale | 2,552 | 44.2700 ZAR | ||||
| ORD | Sale | 2,823 | 44.2800 ZAR | ||||
| ORD | Sale | 3,183 | 4.2298 GBP | ||||
| ORD | Sale | 3,684 | 44.3200 ZAR | ||||
| ORD | Sale | 3,738 | 4.2180 GBP | ||||
| ORD | Sale | 6,820 | 4.2416 GBP | ||||
| ORD | Sale | 13,087 | 44.2900 ZAR | ||||
| ORD | Sale | 14,728 | 4.2371 GBP | ||||
| ORD | Sale | 19,844 | 4.2188 GBP | ||||
| ORD | Sale | 19,926 | 44.1700 ZAR | ||||
| ORD | Sale | 21,076 | 4.2401 GBP | ||||
| ORD | Sale | 21,491 | 4.2134 GBP | ||||
| ORD | Sale | 36,233 | 4.2874 GBP | ||||
| ORD | Sale | 69,527 | 4.2222 GBP | ||||
| ORD | Sale | 2,200,810 | 44.2600 ZAR |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 648 | 4.2381 GBP | |||||
| ORD | CFD | Long | 1,869 | 44.2860 ZAR | |||||
| ORD | CFD | Long | 2,676 | 4.2246 GBP | |||||
| ORD | CFD | Long | 6,777 | 4.2380 GBP | |||||
| ORD | CFD | Long | 7,636 | 44.2257 ZAR | |||||
| ORD | CFD | Long | 11,206 | 4.2363 GBP | |||||
| ORD | CFD | Long | 18,580 | 44.2308 ZAR | |||||
| ORD | CFD | Long | 25,058 | 44.1935 ZAR | |||||
| ORD | CFD | Long | 187,273 | 4.2376 GBP | |||||
| ORD | CFD | Long | 189,838 | 44.3170 ZAR | |||||
| ORD | CFD | Long | 1,100,000 | 44.2489 ZAR | |||||
| ORD | CFD | Short | 2,216 | 44.1307 ZAR | |||||
| ORD | CFD | Short | 3,704 | 4.2283 GBP | |||||
| ORD | CFD | Short | 7,287 | 4.2278 GBP | |||||
| ORD | CFD | Short | 187,622 | 44.3214 ZAR | |||||
| ORD | CFD | Short | 1,100,000 | 44.2378 ZAR | |||||
| ORD | CFD | Short | 1,153,143 | 44.2370 ZAR |
| NB: The below transactions which were previously disclosed have been cancelled |
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Short | 1,100,000 | 44.2378 ZAR |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 6 Jan 2011 | |
| Contact name: | Geoff Smith | |
| Telephone number: | 020 7116 2913 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2011
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