10th Jan 2011 12:25
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CAPITAL SHOPPING CENTRES GROUP PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 7 January 2011 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | NO
|
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,531,170 | 1.23% | 7,987,083 | 1.15% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 7,162,746 | 1.04% | 7,185,191 | 1.04% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | |||||||||||
| 15,693,916 | 2.27% | 15,172,274 | 2.19% | ||||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 1 | 43.6800 ZAR | ||||
| ORD | Purchase | 300 | 4.1726 GBP | ||||
| ORD | Purchase | 358 | 43.9000 ZAR | ||||
| ORD | Purchase | 389 | 43.8800 ZAR | ||||
| ORD | Purchase | 526 | 43.8400 ZAR | ||||
| ORD | Purchase | 526 | 44.1300 ZAR | ||||
| ORD | Purchase | 608 | 43.9100 ZAR | ||||
| ORD | Purchase | 921 | 43.8900 ZAR | ||||
| ORD | Purchase | 970 | 4.1061 GBP | ||||
| ORD | Purchase | 1,028 | 43.9200 ZAR | ||||
| ORD | Purchase | 1,579 | 4.0800 GBP | ||||
| ORD | Purchase | 1,953 | 44.0700 ZAR | ||||
| ORD | Purchase | 2,411 | 44.0800 ZAR | ||||
| ORD | Purchase | 2,504 | 4.1160 GBP | ||||
| ORD | Purchase | 2,679 | 43.9500 ZAR | ||||
| ORD | Purchase | 3,034 | 4.1217 GBP | ||||
| ORD | Purchase | 3,490 | 43.9300 ZAR | ||||
| ORD | Purchase | 3,661 | 44.1000 ZAR | ||||
| ORD | Purchase | 3,720 | 44.1100 ZAR | ||||
| ORD | Purchase | 4,052 | 43.8000 ZAR | ||||
| ORD | Purchase | 5,164 | 43.9700 ZAR | ||||
| ORD | Purchase | 5,204 | 43.9600 ZAR | ||||
| ORD | Purchase | 5,670 | 4.1360 GBP | ||||
| ORD | Purchase | 6,740 | 4.1611 GBP | ||||
| ORD | Purchase | 6,742 | 43.9400 ZAR | ||||
| ORD | Purchase | 9,268 | 4.1314 GBP | ||||
| ORD | Purchase | 9,441 | 43.9800 ZAR | ||||
| ORD | Purchase | 13,316 | 4.1760 GBP | ||||
| ORD | Purchase | 16,256 | 4.1511 GBP | ||||
| ORD | Purchase | 24,015 | 44.0000 ZAR | ||||
| ORD | Purchase | 25,849 | 44.0300 ZAR | ||||
| ORD | Purchase | 26,206 | 44.0500 ZAR | ||||
| ORD | Purchase | 29,072 | 44.0400 ZAR | ||||
| ORD | Purchase | 34,250 | 4.1232 GBP | ||||
| ORD | Purchase | 35,080 | 44.0900 ZAR | ||||
| ORD | Purchase | 35,108 | 4.1182 GBP | ||||
| ORD | Purchase | 36,861 | 44.0600 ZAR | ||||
| ORD | Purchase | 41,068 | 44.0200 ZAR | ||||
| ORD | Purchase | 45,630 | 43.9900 ZAR | ||||
| ORD | Purchase | 54,618 | 44.0100 ZAR | ||||
| ORD | Purchase | 102,543 | 4.1555 GBP | ||||
| ORD | Purchase | 152,948 | 4.0325 GBP | ||||
| ORD | Sale | 500 | 43.9700 ZAR | ||||
| ORD | Sale | 528 | 43.9500 ZAR | ||||
| ORD | Sale | 715 | 44.0100 ZAR | ||||
| ORD | Sale | 1,413 | 44.0400 ZAR | ||||
| ORD | Sale | 1,501 | 43.9600 ZAR | ||||
| ORD | Sale | 1,580 | 44.0200 ZAR | ||||
| ORD | Sale | 1,742 | 44.1400 ZAR | ||||
| ORD | Sale | 1,900 | 4.1830 GBP | ||||
| ORD | Sale | 2,118 | 44.0600 ZAR | ||||
| ORD | Sale | 2,262 | 44.1300 ZAR | ||||
| ORD | Sale | 2,400 | 44.1100 ZAR | ||||
| ORD | Sale | 3,152 | 43.9800 ZAR | ||||
| ORD | Sale | 3,454 | 43.8000 ZAR | ||||
| ORD | Sale | 4,000 | 44.1600 ZAR | ||||
| ORD | Sale | 4,526 | 44.0500 ZAR | ||||
| ORD | Sale | 4,684 | 44.1800 ZAR | ||||
| ORD | Sale | 5,109 | 44.0300 ZAR | ||||
| ORD | Sale | 9,338 | 44.0700 ZAR | ||||
| ORD | Sale | 11,907 | 4.1724 GBP | ||||
| ORD | Sale | 12,806 | 44.0800 ZAR | ||||
| ORD | Sale | 13,357 | 43.9900 ZAR | ||||
| ORD | Sale | 13,931 | 44.1200 ZAR | ||||
| ORD | Sale | 14,438 | 44.1000 ZAR | ||||
| ORD | Sale | 15,562 | 44.0900 ZAR | ||||
| ORD | Sale | 28,849 | 4.1431 GBP | ||||
| ORD | Sale | 36,904 | 4.1602 GBP | ||||
| ORD | Sale | 57,669 | 4.1862 GBP | ||||
| ORD | Sale | 63,707 | 4.1733 GBP | ||||
| ORD | Sale | 68,321 | 4.1654 GBP | ||||
| ORD | Sale | 75,005 | 4.1848 GBP | ||||
| ORD | Sale | 379,000 | 4.1114 GBP | ||||
| ORD | Sale | 1,043,255 | 44.0000 ZAR |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 1,900 | 4.1830 GBP | |||||
| ORD | CFD | Long | 2,573 | 44.0223 ZAR | |||||
| ORD | CFD | Long | 17,000 | 4.1810 GBP | |||||
| ORD | CFD | Long | 17,519 | 4.1765 GBP | |||||
| ORD | CFD | Long | 21,545 | 43.9750 ZAR | |||||
| ORD | CFD | Long | 130,296 | 44.0492 ZAR | |||||
| ORD | CFD | Long | 347,452 | 4.1800 GBP | |||||
| ORD | CFD | Long | 371,273 | 44.0329 ZAR | |||||
| ORD | CFD | Long | 500,000 | 43.9890 ZAR | |||||
| ORD | CFD | Short | 300 | 4.1726 GBP | |||||
| ORD | CFD | Short | 1,414 | 4.1611 GBP | |||||
| ORD | CFD | Short | 1,600 | 4.1732 GBP | |||||
| ORD | CFD | Short | 2,624 | 4.1820 GBP | |||||
| ORD | CFD | Short | 18,193 | 4.1773 GBP | |||||
| ORD | CFD | Short | 21,368 | 4.1833 GBP | |||||
| ORD | CFD | Short | 23,644 | 44.0123 ZAR | |||||
| ORD | CFD | Short | 347,629 | 44.0368 ZAR | |||||
| ORD | CFD | Short | 654,414 | 43.9930 ZAR |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 10 Jan 2011 | |
| Contact name: | Geoff Smith | |
| Telephone number: | 020 7116 2913 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2011
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