5th Jan 2011 12:19
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CAPITAL SHOPPING CENTRES GROUP PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 4 January 2011 | |||
| (f) | Has the discloser previously disclosed, or are | NO | |||
| they today disclosing, under the Code in respect | |||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,153,392 | 1.18% | 6,821,895 | 0.99% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 8,591,331 | 1.24% | 9,439,904 | 1.36% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 16,744,723 | 2.42% | 16,261,799 | 2.35% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 31 | 42.9700 ZAR | ||||
| ORD | Purchase | 34 | 42.5200 ZAR | ||||
| ORD | Purchase | 171 | 42.9800 ZAR | ||||
| ORD | Purchase | 283 | 43.1900 ZAR | ||||
| ORD | Purchase | 317 | 42.5900 ZAR | ||||
| ORD | Purchase | 355 | 43.7300 ZAR | ||||
| ORD | Purchase | 526 | 43.3700 ZAR | ||||
| ORD | Purchase | 526 | 43.5300 ZAR | ||||
| ORD | Purchase | 533 | 43.2000 ZAR | ||||
| ORD | Purchase | 589 | 43.7200 ZAR | ||||
| ORD | Purchase | 1,181 | 42.9900 ZAR | ||||
| ORD | Purchase | 1,500 | 4.1993 GBP | ||||
| ORD | Purchase | 1,830 | 4.2023 GBP | ||||
| ORD | Purchase | 2,104 | 43.5600 ZAR | ||||
| ORD | Purchase | 2,104 | 43.6300 ZAR | ||||
| ORD | Purchase | 2,227 | 4.2044 GBP | ||||
| ORD | Purchase | 2,523 | 43.2400 ZAR | ||||
| ORD | Purchase | 2,818 | 43.2100 ZAR | ||||
| ORD | Purchase | 3,000 | 43.6600 ZAR | ||||
| ORD | Purchase | 3,073 | 43.6800 ZAR | ||||
| ORD | Purchase | 3,100 | 43.0800 ZAR | ||||
| ORD | Purchase | 3,599 | 43.6400 ZAR | ||||
| ORD | Purchase | 3,983 | 4.2035 GBP | ||||
| ORD | Purchase | 4,000 | 43.7100 ZAR | ||||
| ORD | Purchase | 5,040 | 43.2300 ZAR | ||||
| ORD | Purchase | 5,355 | 43.0200 ZAR | ||||
| ORD | Purchase | 5,495 | 43.2200 ZAR | ||||
| ORD | Purchase | 5,495 | 43.6200 ZAR | ||||
| ORD | Purchase | 6,281 | 43.6900 ZAR | ||||
| ORD | Purchase | 6,816 | 43.0100 ZAR | ||||
| ORD | Purchase | 6,978 | 43.2600 ZAR | ||||
| ORD | Purchase | 7,495 | 43.6500 ZAR | ||||
| ORD | Purchase | 7,700 | 43.1100 ZAR | ||||
| ORD | Purchase | 8,404 | 43.6000 ZAR | ||||
| ORD | Purchase | 9,087 | 43.7400 ZAR | ||||
| ORD | Purchase | 9,126 | 43.0900 ZAR | ||||
| ORD | Purchase | 12,692 | 43.4600 ZAR | ||||
| ORD | Purchase | 13,250 | 43.6100 ZAR | ||||
| ORD | Purchase | 13,279 | 43.3400 ZAR | ||||
| ORD | Purchase | 13,316 | 4.2350 GBP | ||||
| ORD | Purchase | 13,695 | 43.4400 ZAR | ||||
| ORD | Purchase | 13,990 | 43.2700 ZAR | ||||
| ORD | Purchase | 14,607 | 43.7600 ZAR | ||||
| ORD | Purchase | 15,526 | 43.2500 ZAR | ||||
| ORD | Purchase | 15,656 | 43.0000 ZAR | ||||
| ORD | Purchase | 16,868 | 4.1976 GBP | ||||
| ORD | Purchase | 16,924 | 43.3600 ZAR | ||||
| ORD | Purchase | 17,485 | 43.5900 ZAR | ||||
| ORD | Purchase | 19,513 | 43.3800 ZAR | ||||
| ORD | Purchase | 20,000 | 43.2800 ZAR | ||||
| ORD | Purchase | 21,369 | 43.2900 ZAR | ||||
| ORD | Purchase | 21,760 | 43.4100 ZAR | ||||
| ORD | Purchase | 22,114 | 43.3900 ZAR | ||||
| ORD | Purchase | 23,426 | 43.5000 ZAR | ||||
| ORD | Purchase | 26,605 | 4.1989 GBP | ||||
| ORD | Purchase | 26,632 | 4.2500 GBP | ||||
| ORD | Purchase | 30,495 | 43.3100 ZAR | ||||
| ORD | Purchase | 32,055 | 4.1992 GBP | ||||
| ORD | Purchase | 32,304 | 43.4300 ZAR | ||||
| ORD | Purchase | 33,083 | 43.7500 ZAR | ||||
| ORD | Purchase | 33,105 | 43.4200 ZAR | ||||
| ORD | Purchase | 33,322 | 43.3200 ZAR | ||||
| ORD | Purchase | 34,610 | 4.2017 GBP | ||||
| ORD | Purchase | 42,558 | 43.7000 ZAR | ||||
| ORD | Purchase | 46,545 | 43.3300 ZAR | ||||
| ORD | Purchase | 47,298 | 43.3500 ZAR | ||||
| ORD | Purchase | 55,276 | 43.4000 ZAR | ||||
| ORD | Purchase | 79,082 | 43.4500 ZAR | ||||
| ORD | Purchase | 117,047 | 4.2083 GBP | ||||
| ORD | Purchase | 205,617 | 43.3000 ZAR | ||||
| ORD | Sale | 50 | 43.2600 ZAR | ||||
| ORD | Sale | 172 | 43.8600 ZAR | ||||
| ORD | Sale | 200 | 4.2330 GBP | ||||
| ORD | Sale | 283 | 43.1900 ZAR | ||||
| ORD | Sale | 400 | 43.2400 ZAR | ||||
| ORD | Sale | 526 | 43.9400 ZAR | ||||
| ORD | Sale | 526 | 43.9600 ZAR | ||||
| ORD | Sale | 526 | 44.0300 ZAR | ||||
| ORD | Sale | 528 | 43.3900 ZAR | ||||
| ORD | Sale | 640 | 4.2180 GBP | ||||
| ORD | Sale | 835 | 43.9900 ZAR | ||||
| ORD | Sale | 870 | 43.2100 ZAR | ||||
| ORD | Sale | 893 | 44.0500 ZAR | ||||
| ORD | Sale | 1,439 | 43.9000 ZAR | ||||
| ORD | Sale | 1,501 | 4.2130 GBP | ||||
| ORD | Sale | 2,314 | 43.3000 ZAR | ||||
| ORD | Sale | 2,900 | 43.2800 ZAR | ||||
| ORD | Sale | 3,215 | 4.2184 GBP | ||||
| ORD | Sale | 4,196 | 4.1817 GBP | ||||
| ORD | Sale | 4,494 | 4.1993 GBP | ||||
| ORD | Sale | 8,347 | 4.2094 GBP | ||||
| ORD | Sale | 13,644 | 4.2181 GBP | ||||
| ORD | Sale | 14,591 | 4.2056 GBP | ||||
| ORD | Sale | 17,164 | 44.2600 ZAR | ||||
| ORD | Sale | 33,517 | 4.2009 GBP | ||||
| ORD | Sale | 35,223 | 4.1975 GBP | ||||
| ORD | Sale | 36,376 | 4.2285 GBP | ||||
| ORD | Sale | 39,433 | 4.2037 GBP | ||||
| ORD | Sale | 93,117 | 4.1998 GBP | ||||
| ORD | Sale | 101,136 | 4.2034 GBP | ||||
| ORD | Sale | 177,432 | 4.2032 GBP | ||||
| ORD | Sale | 603,776 | 4.1952 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 200 | 4.2330 GBP | |||||
| ORD | CFD | Long | 600 | 4.2323 GBP | |||||
| ORD | CFD | Long | 1,603 | 43.1982 ZAR | |||||
| ORD | CFD | Long | 9,164 | 44.2467 ZAR | |||||
| ORD | CFD | Long | 10,068 | 4.1972 GBP | |||||
| ORD | CFD | Long | 11,210 | 4.2258 GBP | |||||
| ORD | CFD | Long | 18,131 | 43.8864 ZAR | |||||
| ORD | CFD | Long | 39,543 | 4.1760 GBP | |||||
| ORD | CFD | Long | 889,985 | 4.1953 GBP | |||||
| ORD | CFD | Long | 1,027,582 | 43.4064 ZAR | |||||
| ORD | CFD | Short | 7,461 | 4.1987 GBP | |||||
| ORD | CFD | Short | 8,959 | 4.2022 GBP | |||||
| ORD | CFD | Short | 9,041 | 43.6505 ZAR | |||||
| ORD | CFD | Short | 9,164 | 4.2178 GBP | |||||
| ORD | CFD | Short | 28,898 | 43.9657 ZAR | |||||
| ORD | CFD | Short | 39,543 | 4.1760 GBP | |||||
| ORD | CFD | Short | 128,556 | 43.3050 ZAR | |||||
| ORD | CFD | Short | 889,985 | 43.4213 ZAR |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 5 Jan 2011 | |
| Contact name: | Geoff Smith | |
| Telephone number: | 020 7116 2913 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2011
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