3rd Sep 2021 11:26
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: | Barclays PLC. |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
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(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BLUE PRISM GROUP PLC |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 02 Sept 2021 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 1p ordinary | ||||
| Interests | Short Positions | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities owned | ||||
| and/or controlled: | 1,461,160 | 1.51% | 438,579 | 0.45% | |
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(2) | Cash-settled derivatives: |
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417,774 | 0.43% | 1,451,528 | 1.50% | ||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
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(4) |
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| TOTAL: | 1,878,934 | 1.94% | 1,890,107 | 1.95% | |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit |
| security | securities | ||
| 1p ordinary | Purchase | 230 | 11.8765 GBP |
| 1p ordinary | Purchase | 1,069 | 12.0240 GBP |
| 1p ordinary | Purchase | 2,267 | 11.8402 GBP |
| 1p ordinary | Purchase | 3,127 | 12.0844 GBP |
| 1p ordinary | Purchase | 3,195 | 11.8001 GBP |
| 1p ordinary | Purchase | 3,500 | 12.0504 GBP |
| 1p ordinary | Purchase | 4,068 | 11.9547 GBP |
| 1p ordinary | Purchase | 4,132 | 12.0691 GBP |
| 1p ordinary | Purchase | 4,500 | 11.8525 GBP |
| 1p ordinary | Purchase | 4,961 | 12.0713 GBP |
| 1p ordinary | Purchase | 15,782 | 12.0094 GBP |
| 1p ordinary | Purchase | 24,729 | 12.0100 GBP |
| 1p ordinary | Purchase | 36,510 | 11.9940 GBP |
| 1p ordinary | Purchase | 39,800 | 12.0069 GBP |
| 1p ordinary | Purchase | 192,500 | 11.9311 GBP |
| 1p ordinary | Purchase | 195,323 | 12.1164 GBP |
| 1p ordinary | Sale | 23 | 12.0821 GBP |
| 1p ordinary | Sale | 64 | 12.1081 GBP |
| 1p ordinary | Sale | 217 | 12.1700 GBP |
| 1p ordinary | Sale | 225 | 12.0627 GBP |
| 1p ordinary | Sale | 386 | 12.1379 GBP |
| 1p ordinary | Sale | 500 | 12.0400 GBP |
| 1p ordinary | Sale | 806 | 12.0500 GBP |
| 1p ordinary | Sale | 828 | 12.0600 GBP |
| 1p ordinary | Sale | 2,917 | 12.0577 GBP |
| 1p ordinary | Sale | 5,574 | 12.0827 GBP |
| 1p ordinary | Sale | 6,480 | 11.9979 GBP |
| 1p ordinary | Sale | 6,614 | 11.9747 GBP |
| 1p ordinary | Sale | 9,442 | 12.0941 GBP |
| 1p ordinary | Sale | 10,501 | 11.9557 GBP |
| 1p ordinary | Sale | 12,010 | 12.0100 GBP |
| 1p ordinary | Sale | 25,719 | 11.9944 GBP |
| 1p ordinary | Sale | 73,713 | 12.0255 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per |
| relevant | description | reference | unit | |
| security | securities | |||
| 1p ordinary | SWAP | Long | 23 | 12.0824 GBP |
| 1p ordinary | SWAP | Long | 64 | 12.1082 GBP |
| 1p ordinary | SWAP | Long | 211 | 11.6099 GBP |
| 1p ordinary | SWAP | Long | 225 | 12.0626 GBP |
| 1p ordinary | CFD | Long | 386 | 12.1380 GBP |
| 1p ordinary | SWAP | Long | 550 | 12.0190 GBP |
| 1p ordinary | SWAP | Long | 590 | 12.0586 GBP |
| 1p ordinary | CFD | Long | 867 | 12.0083 GBP |
| 1p ordinary | SWAP | Long | 2,649 | 12.0099 GBP |
| 1p ordinary | SWAP | Long | 4,683 | 12.0100 GBP |
| 1p ordinary | CFD | Long | 5,377 | 12.0619 GBP |
| 1p ordinary | SWAP | Long | 5,574 | 12.0827 GBP |
| 1p ordinary | SWAP | Long | 6,614 | 11.9747 GBP |
| 1p ordinary | CFD | Long | 7,327 | 12.0100 GBP |
| 1p ordinary | SWAP | Long | 7,852 | 11.9375 GBP |
| 1p ordinary | SWAP | Long | 8,286 | 11.9590 GBP |
| 1p ordinary | SWAP | Long | 10,482 | 12.0526 GBP |
| 1p ordinary | SWAP | Long | 10,956 | 12.0943 GBP |
| 1p ordinary | SWAP | Long | 19,652 | 12.0343 GBP |
| 1p ordinary | SWAP | Long | 39,555 | 12.0255 GBP |
| 1p ordinary | SWAP | Short | 4 | 12.0475 GBP |
| 1p ordinary | SWAP | Short | 2,267 | 11.8402 GBP |
| 1p ordinary | CFD | Short | 3,127 | 12.0844 GBP |
| 1p ordinary | SWAP | Short | 3,195 | 11.8001 GBP |
| 1p ordinary | SWAP | Short | 4,068 | 11.9547 GBP |
| 1p ordinary | SWAP | Short | 4,706 | 12.0625 GBP |
| 1p ordinary | CFD | Short | 5,957 | 12.0100 GBP |
| 1p ordinary | SWAP | Short | 9,971 | 11.9039 GBP |
| 1p ordinary | SWAP | Short | 10,590 | 12.0414 GBP |
| 1p ordinary | SWAP | Short | 13,487 | 12.0431 GBP |
| 1p ordinary | SWAP | Short | 18,352 | 12.0100 GBP |
| 1p ordinary | SWAP | Short | 39,800 | 12.0069 GBP |
| 1p ordinary | SWAP | Short | 192,500 | 11.9311 GBP |
| 1p ordinary | SWAP | Short | 195,323 | 12.1164 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
Date of disclosure: | 3 Sept 2021 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number*: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20210903005155/en/
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