2nd Sep 2021 11:18
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | BLUE PRISM GROUP PLC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 01 September 2021 |
| (f) | In addition to the company in 1(c) above, is the discloser making | NO |
| disclosures in respect of any other party to the offer? |
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 1p ordinary | ||||
Interests | Short Positions | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities owned |
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| and/or controlled: | 1,043,722 | 1.08% | 400,815 | 0.41% | |
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(2) | Cash-settled derivatives: |
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371,010 | 0.38% | 1,033,340 | 1.07% | ||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
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| TOTAL: | 1,414,732 | 1.46% | 1,434,155 | 1.48% | |
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit |
| security | securities | ||
1p ordinary | Purchase | 335 | 10.9300 GBP |
1p ordinary | Purchase | 353 | 10.9800 GBP |
1p ordinary | Purchase | 376 | 11.2580 GBP |
1p ordinary | Purchase | 449 | 10.7700 GBP |
1p ordinary | Purchase | 479 | 11.3023 GBP |
1p ordinary | Purchase | 509 | 11.1902 GBP |
1p ordinary | Purchase | 511 | 11.2635 GBP |
1p ordinary | Purchase | 617 | 11.2922 GBP |
1p ordinary | Purchase | 670 | 10.9200 GBP |
1p ordinary | Purchase | 762 | 10.7900 GBP |
1p ordinary | Purchase | 1,015 | 11.1695 GBP |
1p ordinary | Purchase | 1,022 | 10.9700 GBP |
1p ordinary | Purchase | 1,292 | 11.0426 GBP |
1p ordinary | Purchase | 1,681 | 10.8065 GBP |
1p ordinary | Purchase | 2,318 | 11.4400 GBP |
1p ordinary | Purchase | 2,455 | 11.0000 GBP |
1p ordinary | Purchase | 3,000 | 10.7600 GBP |
1p ordinary | Purchase | 4,157 | 11.2152 GBP |
1p ordinary | Purchase | 5,061 | 11.2113 GBP |
1p ordinary | Purchase | 5,173 | 10.9641 GBP |
1p ordinary | Purchase | 10,000 | 11.3079 GBP |
1p ordinary | Purchase | 14,591 | 11.2342 GBP |
1p ordinary | Purchase | 14,983 | 11.3769 GBP |
1p ordinary | Purchase | 17,677 | 11.3012 GBP |
1p ordinary | Purchase | 40,367 | 11.4422 GBP |
1p ordinary | Purchase | 49,250 | 11.1878 GBP |
1p ordinary | Purchase | 98,568 | 11.2236 GBP |
1p ordinary | Purchase | 170,000 | 11.4468 GBP |
1p ordinary | Purchase | 318,420 | 11.3497 GBP |
1p ordinary | Sale | 83 | 11.2589 GBP |
1p ordinary | Sale | 84 | 11.2089 GBP |
1p ordinary | Sale | 167 | 11.2347 GBP |
1p ordinary | Sale | 225 | 11.2700 GBP |
1p ordinary | Sale | 280 | 11.2757 GBP |
1p ordinary | Sale | 335 | 10.9300 GBP |
1p ordinary | Sale | 353 | 10.9800 GBP |
1p ordinary | Sale | 376 | 11.2580 GBP |
1p ordinary | Sale | 394 | 11.3174 GBP |
1p ordinary | Sale | 412 | 11.1950 GBP |
1p ordinary | Sale | 449 | 10.7700 GBP |
1p ordinary | Sale | 480 | 11.3375 GBP |
1p ordinary | Sale | 644 | 11.3015 GBP |
1p ordinary | Sale | 670 | 10.9200 GBP |
1p ordinary | Sale | 762 | 10.7900 GBP |
1p ordinary | Sale | 767 | 11.2462 GBP |
1p ordinary | Sale | 801 | 11.2769 GBP |
1p ordinary | Sale | 890 | 11.2492 GBP |
1p ordinary | Sale | 893 | 11.2658 GBP |
1p ordinary | Sale | 947 | 11.3295 GBP |
1p ordinary | Sale | 969 | 11.2447 GBP |
1p ordinary | Sale | 1,022 | 10.9700 GBP |
1p ordinary | Sale | 1,093 | 11.3280 GBP |
1p ordinary | Sale | 1,205 | 11.1516 GBP |
1p ordinary | Sale | 1,655 | 11.3212 GBP |
1p ordinary | Sale | 1,800 | 10.8930 GBP |
1p ordinary | Sale | 2,455 | 11.0000 GBP |
1p ordinary | Sale | 2,469 | 11.2403 GBP |
1p ordinary | Sale | 4,513 | 11.4405 GBP |
1p ordinary | Sale | 7,727 | 10.9094 GBP |
1p ordinary | Sale | 7,951 | 11.4411 GBP |
1p ordinary | Sale | 10,678 | 11.2182 GBP |
1p ordinary | Sale | 12,686 | 11.2674 GBP |
1p ordinary | Sale | 12,790 | 11.2254 GBP |
1p ordinary | Sale | 14,006 | 11.4400 GBP |
1p ordinary | Sale | 17,306 | 11.2129 GBP |
1p ordinary | Sale | 46,303 | 11.2357 GBP |
1p ordinary | Sale | 168,742 | 11.3108 GBP |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per |
relevant | description |
| reference | unit |
security |
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| securities |
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1p ordinary | SWAP | Long | 63 | 11.3188 GBP |
1p ordinary | SWAP | Long | 83 | 11.2588 GBP |
1p ordinary | SWAP | Long | 84 | 11.2088 GBP |
1p ordinary | SWAP | Long | 167 | 11.2348 GBP |
1p ordinary | SWAP | Long | 177 | 11.3888 GBP |
1p ordinary | SWAP | Long | 261 | 11.3639 GBP |
1p ordinary | SWAP | Long | 280 | 11.2757 GBP |
1p ordinary | SWAP | Long | 480 | 11.3375 GBP |
1p ordinary | SWAP | Long | 644 | 11.3015 GBP |
1p ordinary | SWAP | Long | 767 | 11.2462 GBP |
1p ordinary | SWAP | Long | 801 | 11.2769 GBP |
1p ordinary | SWAP | Long | 969 | 11.2448 GBP |
1p ordinary | SWAP | Long | 1,093 | 11.3280 GBP |
1p ordinary | SWAP | Long | 1,113 | 11.0667 GBP |
1p ordinary | SWAP | Long | 1,333 | 11.4399 GBP |
1p ordinary | CFD | Long | 1,370 | 11.0298 GBP |
1p ordinary | CFD | Long | 1,655 | 11.3212 GBP |
1p ordinary | SWAP | Long | 2,469 | 11.2403 GBP |
1p ordinary | SWAP | Long | 3,934 | 11.4400 GBP |
1p ordinary | CFD | Long | 10,072 | 11.4400 GBP |
1p ordinary | CFD | Long | 11,201 | 11.3998 GBP |
1p ordinary | SWAP | Long | 15,973 | 11.1939 GBP |
1p ordinary | SWAP | Long | 22,652 | 11.3211 GBP |
1p ordinary | SWAP | Long | 23,213 | 11.2486 GBP |
1p ordinary | SWAP | Long | 51,590 | 11.2698 GBP |
1p ordinary | SWAP | Long | 81,490 | 11.3528 GBP |
1p ordinary | SWAP | Short | 184 | 11.3578 GBP |
1p ordinary | CFD | Short | 376 | 11.2580 GBP |
1p ordinary | SWAP | Short | 455 | 10.5200 GBP |
1p ordinary | SWAP | Short | 479 | 11.3023 GBP |
1p ordinary | SWAP | Short | 509 | 11.1902 GBP |
1p ordinary | SWAP | Short | 511 | 11.2635 GBP |
1p ordinary | SWAP | Short | 617 | 11.2922 GBP |
1p ordinary | SWAP | Short | 1,015 | 11.1695 GBP |
1p ordinary | SWAP | Short | 1,292 | 11.0426 GBP |
1p ordinary | CFD | Short | 1,482 | 11.4400 GBP |
1p ordinary | SWAP | Short | 3,138 | 10.8032 GBP |
1p ordinary | SWAP | Short | 4,195 | 11.2590 GBP |
1p ordinary | SWAP | Short | 5,061 | 11.2113 GBP |
1p ordinary | CFD | Short | 8,214 | 11.3446 GBP |
1p ordinary | SWAP | Short | 10,000 | 11.3079 GBP |
1p ordinary | SWAP | Short | 10,491 | 11.2559 GBP |
1p ordinary | SWAP | Short | 14,643 | 11.2968 GBP |
1p ordinary | SWAP | Short | 40,367 | 11.4422 GBP |
1p ordinary | SWAP | Short | 78,744 | 11.2309 GBP |
1p ordinary | SWAP | Short | 170,000 | 11.4468 GBP |
1p ordinary | SWAP | Short | 318,420 | 11.3497 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 2 Sep 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20210902005383/en/
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