7th Sep 2021 14:42
FORM 8.3 - Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short | ||||||
| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | BLUE PRISM GROUP PLC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an | ||||||
| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 03 September 2021 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||||
| disclosures in respect of any other party to the offer? | |||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 1p ordinary | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 1,839,502 | 1.90% | 473,606 | 0.49% | ||
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(2) | Cash-settled derivatives: |
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457,471 | 0.47% | 1,810,708 | 1.87% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 2,296,973 | 2.37% | 2,284,314 | 2.36% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
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| security |
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| securities |
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| 1p ordinary | Purchase | 33 | 12.0636 GBP | ||||
| 1p ordinary | Purchase | 34 | 12.0800 GBP | ||||
| 1p ordinary | Purchase | 43 | 12.0212 GBP | ||||
| 1p ordinary | Purchase | 56 | 12.0687 GBP | ||||
| 1p ordinary | Purchase | 203 | 11.9900 GBP | ||||
| 1p ordinary | Purchase | 250 | 12.1000 GBP | ||||
| 1p ordinary | Purchase | 294 | 12.0095 GBP | ||||
| 1p ordinary | Purchase | 294 | 12.0100 GBP | ||||
| 1p ordinary | Purchase | 406 | 12.1345 GBP | ||||
| 1p ordinary | Purchase | 688 | 12.0400 GBP | ||||
| 1p ordinary | Purchase | 767 | 12.0428 GBP | ||||
| 1p ordinary | Purchase | 1,422 | 12.1855 GBP | ||||
| 1p ordinary | Purchase | 1,567 | 12.0105 GBP | ||||
| 1p ordinary | Purchase | 2,672 | 12.1159 GBP | ||||
| 1p ordinary | Purchase | 3,709 | 12.2000 GBP | ||||
| 1p ordinary | Purchase | 4,654 | 12.0600 GBP | ||||
| 1p ordinary | Purchase | 5,583 | 12.0765 GBP | ||||
| 1p ordinary | Purchase | 12,668 | 12.0874 GBP | ||||
| 1p ordinary | Purchase | 14,617 | 12.0994 GBP | ||||
| 1p ordinary | Purchase | 16,765 | 12.0929 GBP | ||||
| 1p ordinary | Purchase | 20,000 | 12.1181 GBP | ||||
| 1p ordinary | Purchase | 135,105 | 12.1624 GBP | ||||
| 1p ordinary | Sale | 1 | 12.0500 GBP | ||||
| 1p ordinary | Sale | 24 | 12.2045 GBP | ||||
| 1p ordinary | Sale | 98 | 12.1313 GBP | ||||
| 1p ordinary | Sale | 203 | 11.9900 GBP | ||||
| 1p ordinary | Sale | 294 | 12.0100 GBP | ||||
| 1p ordinary | Sale | 375 | 12.1066 GBP | ||||
| 1p ordinary | Sale | 402 | 12.0397 GBP | ||||
| 1p ordinary | Sale | 1,120 | 12.0295 GBP | ||||
| 1p ordinary | Sale | 2,697 | 12.1304 GBP | ||||
| 1p ordinary | Sale | 4,689 | 12.1659 GBP | ||||
| 1p ordinary | Sale | 6,694 | 12.0726 GBP | ||||
| 1p ordinary | Sale | 11,553 | 12.0670 GBP | ||||
| 1p ordinary | Sale | 14,064 | 12.0782 GBP | ||||
| 1p ordinary | Sale | 14,405 | 12.2000 GBP | ||||
| 1p ordinary | Sale | 69,535 | 12.0906 GBP | ||||
(b) Cash-settled derivative transactions
| Class of | Product |
| Nature of dealing |
| Number of | Price per | |
| relevant | description |
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| reference | unit | |
| security |
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| securities |
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| 1p ordinary | SWAP | Long | 1 | 12.0497 GBP | |||
| 1p ordinary | SWAP | Long | 24 | 12.2047 GBP | |||
| 1p ordinary | SWAP | Long | 98 | 12.1313 GBP | |||
| 1p ordinary | SWAP | Long | 134 | 12.0790 GBP | |||
| 1p ordinary | SWAP | Long | 326 | 12.1047 GBP | |||
| 1p ordinary | SWAP | Long | 381 | 12.0794 GBP | |||
| 1p ordinary | SWAP | Long | 1,542 | 12.1999 GBP | |||
| 1p ordinary | CFD | Long | 1,667 | 12.1432 GBP | |||
| 1p ordinary | SWAP | Long | 3,592 | 12.1205 GBP | |||
| 1p ordinary | CFD | Long | 4,785 | 12.1581 GBP | |||
| 1p ordinary | SWAP | Long | 5,152 | 12.0345 GBP | |||
| 1p ordinary | SWAP | Long | 5,596 | 12.2000 GBP | |||
| 1p ordinary | SWAP | Long | 7,619 | 12.0578 GBP | |||
| 1p ordinary | CFD | Long | 8,809 | 12.2000 GBP | |||
| 1p ordinary | SWAP | Long | 14,982 | 12.0597 GBP | |||
| 1p ordinary | SWAP | Long | 17,848 | 12.1555 GBP | |||
| 1p ordinary | SWAP | Long | 34,539 | 12.0642 GBP | |||
| 1p ordinary | CFD | Short | 27 | 12.2000 GBP | |||
| 1p ordinary | SWAP | Short | 33 | 12.0635 GBP | |||
| 1p ordinary | SWAP | Short | 43 | 12.0212 GBP | |||
| 1p ordinary | SWAP | Short | 266 | 12.0838 GBP | |||
| 1p ordinary | SWAP | Short | 406 | 12.1345 GBP | |||
| 1p ordinary | CFD | Short | 569 | 11.9608 GBP | |||
| 1p ordinary | SWAP | Short | 767 | 12.0428 GBP | |||
| 1p ordinary | SWAP | Short | 768 | 12.2000 GBP | |||
| 1p ordinary | SWAP | Short | 1,422 | 12.1855 GBP | |||
| 1p ordinary | CFD | Short | 2,672 | 12.1159 GBP | |||
| 1p ordinary | SWAP | Short | 6,082 | 12.0731 GBP | |||
| 1p ordinary | SWAP | Short | 8,849 | 12.0803 GBP | |||
| 1p ordinary | SWAP | Short | 9,262 | 12.1167 GBP | |||
| 1p ordinary | SWAP | Short | 12,668 | 12.0874 GBP | |||
| 1p ordinary | SWAP | Short | 20,000 | 12.1181 GBP | |||
| 1p ordinary | SWAP | Short | 135,105 | 12.1624 GBP | |||
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 7 Sep 2021 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20210907005580/en/
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