15th Apr 2015 14:04
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | BG GROUP PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 14 April 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ROYAL DUTCH SHELL PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ordinary (inc ADR's) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 24,233,093 | 0.71% | 12,433,914 | 0.36% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 5,485,745 | 0.16% | 6,456,069 | 0.19% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 29,718,838 | 0.87% | 18,889,983 | 0.55% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 85 | 11.8166 GBP | ||||
| ORD | Purchase | 96 | 11.7475 GBP | ||||
| ORD | Purchase | 135 | 11.7995 GBP | ||||
| ADR | Purchase | 200 | 17.4900 USD | ||||
| ORD | Purchase | 466 | 11.8375 GBP | ||||
| ORD | Purchase | 466 | 11.8450 GBP | ||||
| ORD | Purchase | 919 | 11.8275 GBP | ||||
| ORD | Purchase | 932 | 11.8550 GBP | ||||
| ORD | Purchase | 1,008 | 11.7845 GBP | ||||
| ORD | Purchase | 1,066 | 11.8100 GBP | ||||
| ORD | Purchase | 1,086 | 11.8156 GBP | ||||
| ORD | Purchase | 1,209 | 11.8175 GBP | ||||
| ORD | Purchase | 1,556 | 11.7911 GBP | ||||
| ORD | Purchase | 1,632 | 11.8025 GBP | ||||
| ORD | Purchase | 1,806 | 11.7750 GBP | ||||
| ORD | Purchase | 2,172 | 11.7700 GBP | ||||
| ORD | Purchase | 2,332 | 11.8125 GBP | ||||
| ORD | Purchase | 2,500 | 11.8075 GBP | ||||
| ORD | Purchase | 2,521 | 11.8225 GBP | ||||
| ORD | Purchase | 2,796 | 11.8200 GBP | ||||
| ORD | Purchase | 2,849 | 11.8325 GBP | ||||
| ORD | Purchase | 3,674 | 11.7300 GBP | ||||
| ORD | Purchase | 3,774 | 11.8081 GBP | ||||
| ORD | Purchase | 4,127 | 11.8300 GBP | ||||
| ORD | Purchase | 4,142 | 11.7950 GBP | ||||
| ORD | Purchase | 4,157 | 11.7825 GBP | ||||
| ORD | Purchase | 4,237 | 11.8350 GBP | ||||
| ORD | Purchase | 5,000 | 11.8343 GBP | ||||
| ORD | Purchase | 5,173 | 11.8101 GBP | ||||
| ORD | Purchase | 5,309 | 11.8400 GBP | ||||
| ORD | Purchase | 5,466 | 11.7600 GBP | ||||
| ORD | Purchase | 5,582 | 11.8050 GBP | ||||
| ORD | Purchase | 5,951 | 11.7925 GBP | ||||
| ORD | Purchase | 6,978 | 11.8250 GBP | ||||
| ORD | Purchase | 7,011 | 11.7800 GBP | ||||
| ORD | Purchase | 7,776 | 11.7975 GBP | ||||
| ORD | Purchase | 8,467 | 11.7650 GBP | ||||
| ORD | Purchase | 9,838 | 11.8000 GBP | ||||
| ORD | Purchase | 11,314 | 11.7900 GBP | ||||
| ORD | Purchase | 12,839 | 11.7850 GBP | ||||
| ORD | Purchase | 15,185 | 11.8500 GBP | ||||
| ORD | Purchase | 16,226 | 11.7732 GBP | ||||
| ORD | Purchase | 16,701 | 11.7775 GBP | ||||
| ORD | Purchase | 18,838 | 11.8201 GBP | ||||
| ORD | Purchase | 19,895 | 11.7875 GBP | ||||
| ORD | Purchase | 22,500 | 11.7967 GBP | ||||
| ORD | Purchase | 27,000 | 11.8192 GBP | ||||
| ORD | Purchase | 30,000 | 11.8245 GBP | ||||
| ORD | Purchase | 33,736 | 11.8001 GBP | ||||
| ORD | Purchase | 34,284 | 11.8172 GBP | ||||
| ORD | Purchase | 40,815 | 11.8233 GBP | ||||
| ORD | Purchase | 71,578 | 11.8096 GBP | ||||
| ORD | Purchase | 87,662 | 11.8181 GBP | ||||
| ORD | Purchase | 108,100 | 11.7524 GBP | ||||
| ORD | Purchase | 148,001 | 11.8108 GBP | ||||
| ORD | Purchase | 152,368 | 11.8150 GBP | ||||
| ADR | Purchase | 201,240 | 17.5064 USD | ||||
| ORD | Purchase | 230,000 | 11.7683 GBP | ||||
| ORD | Purchase | 894,622 | 11.7905 GBP | ||||
| ORD | Sale | 96 | 11.7475 GBP | ||||
| ORD | Sale | 135 | 11.7995 GBP | ||||
| ORD | Sale | 185 | 11.8500 GBP | ||||
| ADR | Sale | 200 | 17.4900 USD | ||||
| ORD | Sale | 466 | 11.8375 GBP | ||||
| ORD | Sale | 466 | 11.8450 GBP | ||||
| ORD | Sale | 500 | 11.7970 GBP | ||||
| ORD | Sale | 500 | 11.8490 GBP | ||||
| ORD | Sale | 623 | 11.7845 GBP | ||||
| ORD | Sale | 900 | 11.8155 GBP | ||||
| ORD | Sale | 919 | 11.8275 GBP | ||||
| ORD | Sale | 932 | 11.8550 GBP | ||||
| ORD | Sale | 1,066 | 11.8100 GBP | ||||
| ORD | Sale | 1,155 | 11.7955 GBP | ||||
| ORD | Sale | 1,167 | 11.8175 GBP | ||||
| ORD | Sale | 1,286 | 11.8189 GBP | ||||
| ORD | Sale | 1,632 | 11.8025 GBP | ||||
| ORD | Sale | 1,728 | 11.8184 GBP | ||||
| ORD | Sale | 1,806 | 11.7750 GBP | ||||
| ORD | Sale | 2,172 | 11.7700 GBP | ||||
| ORD | Sale | 2,332 | 11.8125 GBP | ||||
| ORD | Sale | 2,500 | 11.8075 GBP | ||||
| ORD | Sale | 2,521 | 11.8225 GBP | ||||
| ORD | Sale | 2,796 | 11.8200 GBP | ||||
| ORD | Sale | 2,849 | 11.8325 GBP | ||||
| ORD | Sale | 2,911 | 11.7800 GBP | ||||
| ORD | Sale | 3,295 | 11.8258 GBP | ||||
| ORD | Sale | 3,864 | 11.8300 GBP | ||||
| ORD | Sale | 4,142 | 11.7950 GBP | ||||
| ORD | Sale | 4,157 | 11.7825 GBP | ||||
| ORD | Sale | 4,237 | 11.8350 GBP | ||||
| ORD | Sale | 5,309 | 11.8400 GBP | ||||
| ORD | Sale | 5,340 | 11.8166 GBP | ||||
| ORD | Sale | 5,466 | 11.7600 GBP | ||||
| ORD | Sale | 5,582 | 11.8050 GBP | ||||
| ORD | Sale | 5,951 | 11.7925 GBP | ||||
| ORD | Sale | 6,591 | 11.8056 GBP | ||||
| ORD | Sale | 6,650 | 11.8150 GBP | ||||
| ORD | Sale | 6,978 | 11.8250 GBP | ||||
| ORD | Sale | 7,430 | 11.7650 GBP | ||||
| ORD | Sale | 7,776 | 11.7975 GBP | ||||
| ORD | Sale | 9,435 | 11.8223 GBP | ||||
| ORD | Sale | 9,838 | 11.8000 GBP | ||||
| ORD | Sale | 11,314 | 11.7900 GBP | ||||
| ORD | Sale | 11,584 | 11.8098 GBP | ||||
| ORD | Sale | 12,781 | 11.7850 GBP | ||||
| ORD | Sale | 14,708 | 11.8069 GBP | ||||
| ORD | Sale | 16,709 | 11.7775 GBP | ||||
| ORD | Sale | 19,895 | 11.7875 GBP | ||||
| ORD | Sale | 21,350 | 11.8010 GBP | ||||
| ORD | Sale | 22,903 | 11.8260 GBP | ||||
| ORD | Sale | 31,215 | 11.8032 GBP | ||||
| ORD | Sale | 38,577 | 11.7300 GBP | ||||
| ORD | Sale | 40,861 | 11.7409 GBP | ||||
| ORD | Sale | 43,928 | 11.7938 GBP | ||||
| ORD | Sale | 45,393 | 11.8058 GBP | ||||
| ORD | Sale | 79,712 | 11.7964 GBP | ||||
| ORD | Sale | 110,511 | 11.8076 GBP | ||||
| ORD | Sale | 162,655 | 11.7540 GBP | ||||
| ADR | Sale | 201,240 | 17.5064 USD | ||||
| ORD | Sale | 383,072 | 11.8114 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 27 | 11.8051 GBP | |||||
| ORD | CFD | Long | 100 | 11.8239 GBP | |||||
| ORD | SWAP | Long | 870 | 11.8028 GBP | |||||
| ORD | SWAP | Long | 2,240 | 11.8103 GBP | |||||
| ORD | CFD | Long | 3,993 | 11.8237 GBP | |||||
| ORD | CFD | Long | 8,500 | 11.7289 GBP | |||||
| ORD | CFD | Long | 9,007 | 11.7727 GBP | |||||
| ORD | CFD | Long | 10,704 | 11.8220 GBP | |||||
| ORD | CFD | Long | 22,903 | 11.8260 GBP | |||||
| ORD | CFD | Long | 43,523 | 11.7292 GBP | |||||
| ORD | SWAP | Long | 49,704 | 11.8063 GBP | |||||
| ORD | CFD | Long | 33,047 | 11.7847 GBP | |||||
| ORD | SWAP | Long | 87,918 | 11.7978 GBP | |||||
| ORD | CFD | Long | 432,679 | 11.8091 GBP | |||||
| ORD | CFD | Short | 1,256 | 11.8200 GBP | |||||
| ORD | SWAP | Short | 9,168 | 11.7933 GBP | |||||
| ORD | CFD | Short | 10,000 | 11.8561 GBP | |||||
| ORD | CFD | Short | 15,000 | 11.8500 GBP | |||||
| ORD | CFD | Short | 22,500 | 11.7966 GBP | |||||
| ORD | CFD | Short | 30,000 | 11.8245 GBP | |||||
| ORD | SWAP | Short | 37,593 | 11.8218 GBP | |||||
| ORD | CFD | Short | 39,251 | 11.8352 GBP | |||||
| ORD | CFD | Short | 41,580 | 11.8047 GBP | |||||
| ORD | SWAP | Short | 87,662 | 11.8180 GBP | |||||
| ORD | SWAP | Short | 89,116 | 11.8267 GBP | |||||
| ORD | CFD | Short | 100,620 | 11.7915 GBP | |||||
| ORD | CFD | Short | 106,604 | 11.8449 GBP | |||||
| ORD | CFD | Short | 430,983 | 11.8040 GBP | |||||
| ORD | SWAP | Short | 499,478 | 11.7889 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 15 Apr 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2015
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