7th Jul 2015 13:52
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | BG GROUP PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 6 July 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ROYAL DUTCH SHELL PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,711,637 | 0.69% | 19,888,492 | 0.58% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 6,531,832 | 0.19% | 9,459,493 | 0.28% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,750,000 | 0.05% | 1,000,000 | 0.03% | |||||||
| TOTAL: | 31,993,469 | 0.94% | 30,347,985 | 0.89% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 172 | 10.6325 GBP | ||||
| ORD | Purchase | 245 | 10.5950 GBP | ||||
| ORD | Purchase | 347 | 10.6700 GBP | ||||
| ORD | Purchase | 366 | 10.6047 GBP | ||||
| ORD | Purchase | 376 | 10.6050 GBP | ||||
| ORD | Purchase | 392 | 10.6500 GBP | ||||
| ORD | Purchase | 404 | 10.6525 GBP | ||||
| ORD | Purchase | 483 | 10.6575 GBP | ||||
| ORD | Purchase | 797 | 10.6200 GBP | ||||
| ORD | Purchase | 797 | 10.6375 GBP | ||||
| ORD | Purchase | 827 | 10.6625 GBP | ||||
| ORD | Purchase | 1,172 | 10.6150 GBP | ||||
| ORD | Purchase | 1,418 | 10.6450 GBP | ||||
| ORD | Purchase | 1,850 | 10.6750 GBP | ||||
| ORD | Purchase | 1,889 | 10.6425 GBP | ||||
| ORD | Purchase | 1,899 | 10.6475 GBP | ||||
| ORD | Purchase | 3,385 | 10.6650 GBP | ||||
| ORD | Purchase | 3,910 | 10.6244 GBP | ||||
| ORD | Purchase | 3,911 | 10.5972 GBP | ||||
| ORD | Purchase | 3,986 | 10.6099 GBP | ||||
| ORD | Purchase | 4,095 | 10.6600 GBP | ||||
| ORD | Purchase | 4,584 | 10.6350 GBP | ||||
| ORD | Purchase | 4,651 | 10.6550 GBP | ||||
| ORD | Purchase | 4,905 | 10.6300 GBP | ||||
| ORD | Purchase | 5,509 | 10.6000 GBP | ||||
| ORD | Purchase | 5,773 | 10.6014 GBP | ||||
| ORD | Purchase | 5,803 | 10.5900 GBP | ||||
| ORD | Purchase | 7,688 | 10.6400 GBP | ||||
| ORD | Purchase | 8,880 | 10.5850 GBP | ||||
| ORD | Purchase | 9,433 | 10.6250 GBP | ||||
| ORD | Purchase | 15,607 | 10.6170 GBP | ||||
| ADR | Purchase | 25,470 | 16.5786 USD | ||||
| ORD | Purchase | 28,018 | 10.6203 GBP | ||||
| ADR | Purchase | 32,690 | 16.5950 USD | ||||
| ORD | Purchase | 36,452 | 10.6100 GBP | ||||
| ORD | Purchase | 80,503 | 10.5967 GBP | ||||
| ORD | Sale | 172 | 10.6325 GBP | ||||
| ORD | Sale | 245 | 10.5950 GBP | ||||
| ORD | Sale | 347 | 10.6700 GBP | ||||
| ORD | Sale | 376 | 10.6050 GBP | ||||
| ORD | Sale | 392 | 10.6500 GBP | ||||
| ORD | Sale | 404 | 10.6525 GBP | ||||
| ORD | Sale | 472 | 10.6456 GBP | ||||
| ORD | Sale | 483 | 10.6575 GBP | ||||
| ORD | Sale | 797 | 10.6375 GBP | ||||
| ORD | Sale | 827 | 10.6625 GBP | ||||
| ORD | Sale | 1,076 | 10.6228 GBP | ||||
| ORD | Sale | 1,418 | 10.6450 GBP | ||||
| ORD | Sale | 1,770 | 10.6100 GBP | ||||
| ORD | Sale | 1,850 | 10.6750 GBP | ||||
| ORD | Sale | 1,889 | 10.6425 GBP | ||||
| ORD | Sale | 1,899 | 10.6475 GBP | ||||
| ORD | Sale | 3,385 | 10.6650 GBP | ||||
| ORD | Sale | 3,487 | 10.5918 GBP | ||||
| ORD | Sale | 4,095 | 10.6600 GBP | ||||
| ORD | Sale | 4,440 | 10.5850 GBP | ||||
| ORD | Sale | 4,584 | 10.6350 GBP | ||||
| ORD | Sale | 4,651 | 10.6550 GBP | ||||
| ORD | Sale | 4,905 | 10.6300 GBP | ||||
| ORD | Sale | 5,509 | 10.6000 GBP | ||||
| ORD | Sale | 5,524 | 10.6135 GBP | ||||
| ORD | Sale | 5,589 | 10.6005 GBP | ||||
| ORD | Sale | 5,803 | 10.5900 GBP | ||||
| ORD | Sale | 6,115 | 10.6080 GBP | ||||
| ORD | Sale | 7,243 | 10.6256 GBP | ||||
| ORD | Sale | 7,688 | 10.6400 GBP | ||||
| ORD | Sale | 9,279 | 10.6160 GBP | ||||
| ORD | Sale | 9,433 | 10.6250 GBP | ||||
| ORD | Sale | 10,264 | 10.6172 GBP | ||||
| ORD | Sale | 11,700 | 10.6200 GBP | ||||
| ORD | Sale | 14,224 | 10.6147 GBP | ||||
| ORD | Sale | 17,707 | 10.6088 GBP | ||||
| ORD | Sale | 18,146 | 10.5872 GBP | ||||
| ORD | Sale | 22,751 | 10.6338 GBP | ||||
| ADR | Sale | 25,470 | 16.5786 USD | ||||
| ADR | Sale | 32,690 | 16.5950 USD | ||||
| ORD | Sale | 33,036 | 10.6201 GBP | ||||
| ORD | Sale | 36,401 | 10.6355 GBP | ||||
| ORD | Sale | 69,163 | 10.6132 GBP | ||||
| ORD | Sale | 78,380 | 10.6150 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 5,175 | 10.6161 GBP | |||||
| ORD | CFD | Long | 5,524 | 10.6135 GBP | |||||
| ORD | CFD | Long | 7,227 | 10.6386 GBP | |||||
| ORD | CFD | Long | 6,138 | 10.6050 GBP | |||||
| ORD | SWAP | Long | 13,466 | 10.6169 GBP | |||||
| ORD | CFD | Long | 16,345 | 10.6174 GBP | |||||
| ORD | CFD | Long | 18,146 | 10.5872 GBP | |||||
| ORD | SWAP | Long | 22,607 | 10.6109 GBP | |||||
| ORD | CFD | Long | 62,935 | 10.6112 GBP | |||||
| ORD | SWAP | Short | 6,523 | 10.6243 GBP | |||||
| ORD | CFD | Short | 12,735 | 10.5989 GBP | |||||
| ORD | SWAP | Short | 13,031 | 10.6265 GBP | |||||
| ORD | SWAP | Short | 23,597 | 10.6176 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 7 Jul 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | BG GROUP PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Put Options | Purchased | -1,000,000 | 10.0000 | American | 21 Aug 2015 | |||||||
| ORD | Put Options | Written | 750,000 | 1050.0000 | American | 17 Jul 2015 | |||||||
| ORD | Call Options | Purchased | 1,000,000 | 10.5000 | American | 21 Aug 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150707005850/en/
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