10th Feb 2016 12:42
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | BG GROUP PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 09 February 2016 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ROYAL DUTCH SHELL PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 32,662,481 | 0.96% | 2,098,755 | 0.06% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 1,275,952 | 0.04% | 18,843,631 | 0.55% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 33,938,433 | 0.99% | 20,942,386 | 0.61% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 12 | 10.5800 GBP | ||||
| ORD | Purchase | 42 | 10.5975 GBP | ||||
| ORD | Purchase | 143 | 10.5475 GBP | ||||
| ORD | Purchase | 161 | 10.5450 GBP | ||||
| ORD | Purchase | 206 | 10.5837 GBP | ||||
| ORD | Purchase | 285 | 10.2900 GBP | ||||
| ORD | Purchase | 285 | 10.5650 GBP | ||||
| ORD | Purchase | 288 | 10.4325 GBP | ||||
| ORD | Purchase | 289 | 10.4300 GBP | ||||
| ORD | Purchase | 302 | 10.6450 GBP | ||||
| ORD | Purchase | 306 | 10.6400 GBP | ||||
| ORD | Purchase | 370 | 10.5750 GBP | ||||
| ORD | Purchase | 384 | 10.5400 GBP | ||||
| ORD | Purchase | 433 | 10.3960 GBP | ||||
| ORD | Purchase | 456 | 10.4525 GBP | ||||
| ORD | Purchase | 465 | 10.3150 GBP | ||||
| ORD | Purchase | 748 | 10.4550 GBP | ||||
| ORD | Purchase | 768 | 10.4575 GBP | ||||
| ORD | Purchase | 903 | 10.5950 GBP | ||||
| ORD | Purchase | 928 | 10.4467 GBP | ||||
| ORD | Purchase | 937 | 10.3175 GBP | ||||
| ORD | Purchase | 1,226 | 10.5300 GBP | ||||
| ORD | Purchase | 1,282 | 10.5078 GBP | ||||
| ORD | Purchase | 1,340 | 10.4250 GBP | ||||
| ORD | Purchase | 1,500 | 10.3250 GBP | ||||
| ORD | Purchase | 1,500 | 10.3050 GBP | ||||
| ORD | Purchase | 1,600 | 10.3000 GBP | ||||
| ORD | Purchase | 1,745 | 10.3475 GBP | ||||
| ORD | Purchase | 1,784 | 10.3575 GBP | ||||
| ORD | Purchase | 1,800 | 10.3450 GBP | ||||
| ORD | Purchase | 2,014 | 10.4425 GBP | ||||
| ORD | Purchase | 2,046 | 10.4350 GBP | ||||
| ORD | Purchase | 2,768 | 10.6000 GBP | ||||
| ORD | Purchase | 2,898 | 10.4475 GBP | ||||
| ADR | Purchase | 3,381 | 14.9295 USD | ||||
| ORD | Purchase | 3,643 | 10.4400 GBP | ||||
| ORD | Purchase | 3,958 | 10.5992 GBP | ||||
| ORD | Purchase | 4,134 | 10.3200 GBP | ||||
| ORD | Purchase | 4,351 | 10.3550 GBP | ||||
| ORD | Purchase | 4,826 | 10.3225 GBP | ||||
| ORD | Purchase | 5,864 | 10.3617 GBP | ||||
| ORD | Purchase | 6,178 | 10.3793 GBP | ||||
| ORD | Purchase | 6,246 | 10.4180 GBP | ||||
| ORD | Purchase | 6,281 | 10.4450 GBP | ||||
| ORD | Purchase | 7,005 | 10.4500 GBP | ||||
| ORD | Purchase | 7,078 | 10.3750 GBP | ||||
| ORD | Purchase | 7,700 | 10.5023 GBP | ||||
| ORD | Purchase | 12,508 | 10.4964 GBP | ||||
| ORD | Purchase | 17,748 | 10.4646 GBP | ||||
| ORD | Purchase | 35,644 | TRANSFER | ||||
| ORD | Purchase | 147,221 | 10.2800 GBP | ||||
| ORD | Purchase | 340,889 | 10.4332 GBP | ||||
| ORD | Purchase | 515,836 | 10.3520 GBP | ||||
| ORD | Purchase | 1,432,235 | 10.5550 GBP | ||||
| ORD | Sale | 12 | 10.5800 GBP | ||||
| ORD | Sale | 42 | 10.5975 GBP | ||||
| ORD | Sale | 143 | 10.5475 GBP | ||||
| ORD | Sale | 149 | 10.2791 GBP | ||||
| ORD | Sale | 161 | 10.5450 GBP | ||||
| ORD | Sale | 285 | 10.2900 GBP | ||||
| ORD | Sale | 285 | 10.5650 GBP | ||||
| ORD | Sale | 288 | 10.4325 GBP | ||||
| ORD | Sale | 302 | 10.6450 GBP | ||||
| ORD | Sale | 306 | 10.6400 GBP | ||||
| ORD | Sale | 370 | 10.5750 GBP | ||||
| ORD | Sale | 456 | 10.4525 GBP | ||||
| ORD | Sale | 465 | 10.3150 GBP | ||||
| ORD | Sale | 735 | 10.5536 GBP | ||||
| ORD | Sale | 748 | 10.4550 GBP | ||||
| ORD | Sale | 768 | 10.4575 GBP | ||||
| ORD | Sale | 903 | 10.5950 GBP | ||||
| ORD | Sale | 937 | 10.3175 GBP | ||||
| ORD | Sale | 1,038 | 10.5671 GBP | ||||
| ORD | Sale | 1,340 | 10.4250 GBP | ||||
| ORD | Sale | 1,392 | 10.4839 GBP | ||||
| ORD | Sale | 1,500 | 10.3050 GBP | ||||
| ORD | Sale | 1,500 | 10.3250 GBP | ||||
| ORD | Sale | 1,600 | 10.3000 GBP | ||||
| ORD | Sale | 1,745 | 10.3475 GBP | ||||
| ORD | Sale | 1,784 | 10.3575 GBP | ||||
| ORD | Sale | 1,800 | 10.3450 GBP | ||||
| ORD | Sale | 1,948 | 10.3200 GBP | ||||
| ORD | Sale | 2,014 | 10.4425 GBP | ||||
| ORD | Sale | 2,046 | 10.4350 GBP | ||||
| ORD | Sale | 2,452 | 10.5300 GBP | ||||
| ORD | Sale | 2,768 | 10.6000 GBP | ||||
| ORD | Sale | 2,898 | 10.4475 GBP | ||||
| ORD | Sale | 2,936 | 10.3225 GBP | ||||
| ADR | Sale | 3,381 | 14.9296 USD | ||||
| ORD | Sale | 3,643 | 10.4400 GBP | ||||
| ORD | Sale | 4,059 | 10.3470 GBP | ||||
| ORD | Sale | 4,351 | 10.3550 GBP | ||||
| ORD | Sale | 6,281 | 10.4450 GBP | ||||
| ORD | Sale | 6,377 | 10.4511 GBP | ||||
| ORD | Sale | 6,931 | 10.4042 GBP | ||||
| ORD | Sale | 7,005 | 10.4500 GBP | ||||
| ORD | Sale | 7,557 | 10.5699 GBP | ||||
| ORD | Sale | 7,901 | 10.4335 GBP | ||||
| ORD | Sale | 15,532 | 10.4300 GBP | ||||
| ORD | Sale | 15,818 | 10.4057 GBP | ||||
| ORD | Sale | 16,100 | 10.4041 GBP | ||||
| ORD | Sale | 20,178 | 10.3571 GBP | ||||
| ORD | Sale | 20,637 | 10.4294 GBP | ||||
| ORD | Sale | 31,786 | 10.3972 GBP | ||||
| ORD | Sale | 35,644 | TRANSFER | ||||
| ORD | Sale | 40,197 | 10.3954 GBP | ||||
| ORD | Sale | 64,547 | 10.4228 GBP | ||||
| ORD | Sale | 72,614 | 10.3558 GBP | ||||
| ORD | Sale | 90,768 | 10.4059 GBP | ||||
| ORD | Sale | 101,252 | 10.2800 GBP | ||||
| ORD | Sale | 112,603 | 10.3527 GBP | ||||
| ORD | Sale | 119,994 | 10.3553 GBP | ||||
| ORD | Sale | 259,080 | 10.3093 GBP | ||||
| ORD | Sale | 267,256 | 10.4520 GBP | ||||
| ORD | Sale | 336,007 | 10.4157 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 149 | 10.2791 GBP | |||||
| ORD | CFD | Long | 1,392 | 10.4839 GBP | |||||
| ORD | SWAP | Long | 6,085 | 10.4068 GBP | |||||
| ORD | SWAP | Long | 6,178 | 10.4042 GBP | |||||
| ORD | SWAP | Long | 16,100 | 10.4041 GBP | |||||
| ORD | SWAP | Long | 26,038 | 10.4936 GBP | |||||
| ORD | CFD | Long | 34,736 | 10.4119 GBP | |||||
| ORD | CFD | Long | 91,764 | 10.4101 GBP | |||||
| ORD | CFD | Long | 333,452 | 10.4084 GBP | |||||
| ORD | CFD | Short | 5,653 | 10.6264 GBP | |||||
| ORD | CFD | Short | 11,913 | 10.3888 GBP | |||||
| ORD | SWAP | Short | 18,936 | 10.4710 GBP | |||||
| ORD | SWAP Expires 12/02/2016 | Short | 1,432,235 | 9.1110 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 10 Feb 2016 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20160210005801/en/
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