8th Jun 2015 13:53
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | BG GROUP PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 5 June 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ROYAL DUTCH SHELL PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,405,762 | 0.66% | 15,530,346 | 0.45% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 5,341,299 | 0.16% | 7,853,288 | 0.23% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 27,746,599 | 0.81% | 23,383,634 | 0.68% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 100 | 11.1325 GBP | ||||
| ORD | Purchase | 143 | 11.1150 GBP | ||||
| ORD | Purchase | 200 | 11.1350 GBP | ||||
| ORD | Purchase | 200 | 11.1650 GBP | ||||
| ORD | Purchase | 223 | 11.0575 GBP | ||||
| ORD | Purchase | 286 | 11.0900 GBP | ||||
| ORD | Purchase | 307 | 11.0750 GBP | ||||
| ORD | Purchase | 326 | 10.9675 GBP | ||||
| ORD | Purchase | 326 | 11.0025 GBP | ||||
| ORD | Purchase | 326 | 11.0050 GBP | ||||
| ORD | Purchase | 326 | 11.0755 GBP | ||||
| ORD | Purchase | 326 | 11.1025 GBP | ||||
| ORD | Purchase | 326 | 11.1300 GBP | ||||
| ORD | Purchase | 343 | 11.0375 GBP | ||||
| ORD | Purchase | 373 | 11.1625 GBP | ||||
| ORD | Purchase | 407 | 10.9825 GBP | ||||
| ORD | Purchase | 410 | 11.1575 GBP | ||||
| ORD | Purchase | 442 | 11.0400 GBP | ||||
| ORD | Purchase | 445 | 11.1225 GBP | ||||
| ORD | Purchase | 474 | 11.0550 GBP | ||||
| ORD | Purchase | 502 | 11.0500 GBP | ||||
| ORD | Purchase | 628 | 10.9900 GBP | ||||
| ORD | Purchase | 633 | 11.0000 GBP | ||||
| ORD | Purchase | 642 | 11.1375 GBP | ||||
| ORD | Purchase | 710 | 11.0675 GBP | ||||
| ORD | Purchase | 800 | 11.0150 GBP | ||||
| ORD | Purchase | 891 | 11.0475 GBP | ||||
| ORD | Purchase | 911 | 11.1250 GBP | ||||
| ORD | Purchase | 954 | 11.1075 GBP | ||||
| ORD | Purchase | 979 | 11.1100 GBP | ||||
| ORD | Purchase | 1,024 | 11.0425 GBP | ||||
| ORD | Purchase | 1,108 | 11.1175 GBP | ||||
| ORD | Purchase | 1,117 | 11.1125 GBP | ||||
| ORD | Purchase | 1,161 | 11.0625 GBP | ||||
| ORD | Purchase | 1,266 | 11.1050 GBP | ||||
| ORD | Purchase | 1,311 | 10.9850 GBP | ||||
| ORD | Purchase | 1,500 | 11.1218 GBP | ||||
| ORD | Purchase | 1,521 | 11.0175 GBP | ||||
| ORD | Purchase | 1,564 | 11.0450 GBP | ||||
| ORD | Purchase | 1,802 | 11.0075 GBP | ||||
| ORD | Purchase | 1,894 | 11.0275 GBP | ||||
| ORD | Purchase | 1,950 | 11.0700 GBP | ||||
| ORD | Purchase | 2,223 | 11.0200 GBP | ||||
| ORD | Purchase | 2,514 | 11.0325 GBP | ||||
| ORD | Purchase | 2,900 | 11.0600 GBP | ||||
| ORD | Purchase | 2,938 | 11.0125 GBP | ||||
| ORD | Purchase | 3,113 | 11.1004 GBP | ||||
| ORD | Purchase | 3,249 | 11.0800 GBP | ||||
| ORD | Purchase | 3,284 | 11.0925 GBP | ||||
| ORD | Purchase | 3,361 | 11.0725 GBP | ||||
| ORD | Purchase | 3,413 | 11.0825 GBP | ||||
| ORD | Purchase | 3,591 | 11.0775 GBP | ||||
| ORD | Purchase | 3,594 | 11.0301 GBP | ||||
| ORD | Purchase | 3,653 | 11.1000 GBP | ||||
| ORD | Purchase | 4,910 | 11.0975 GBP | ||||
| ORD | Purchase | 6,134 | 11.0850 GBP | ||||
| ORD | Purchase | 6,140 | 11.0875 GBP | ||||
| ORD | Purchase | 8,242 | 11.0770 GBP | ||||
| ORD | Purchase | 9,824 | 11.0350 GBP | ||||
| ORD | Purchase | 10,615 | 11.0707 GBP | ||||
| ORD | Purchase | 12,755 | 11.0321 GBP | ||||
| ORD | Purchase | 16,652 | 11.0413 GBP | ||||
| ADR | Purchase | 30,000 | 16.8594 USD | ||||
| ADR | Purchase | 32,780 | 16.9253 USD | ||||
| ORD | Purchase | 42,973 | 11.0658 GBP | ||||
| ORD | Purchase | 43,006 | 11.0225 GBP | ||||
| ORD | Purchase | 46,870 | 11.0462 GBP | ||||
| ORD | Purchase | 93,941 | 11.0638 GBP | ||||
| ORD | Purchase | 120,000 | 11.0379 GBP | ||||
| ORD | Purchase | 153,890 | 11.0134 GBP | ||||
| ORD | Purchase | 185,300 | 11.0768 GBP | ||||
| ORD | Purchase | 200,000 | 11.0618 GBP | ||||
| ORD | Purchase | 449,571 | 11.0680 GBP | ||||
| ORD | Purchase | 1,031,059 | 11.0100 GBP | ||||
| ORD | Sale | 100 | 11.1325 GBP | ||||
| ORD | Sale | 143 | 11.1150 GBP | ||||
| ORD | Sale | 200 | 11.1350 GBP | ||||
| ORD | Sale | 200 | 11.1650 GBP | ||||
| ORD | Sale | 220 | 11.0900 GBP | ||||
| ORD | Sale | 223 | 11.0575 GBP | ||||
| ORD | Sale | 307 | 11.0750 GBP | ||||
| ORD | Sale | 326 | 10.9675 GBP | ||||
| ORD | Sale | 326 | 11.0025 GBP | ||||
| ORD | Sale | 326 | 11.0050 GBP | ||||
| ORD | Sale | 326 | 11.0755 GBP | ||||
| ORD | Sale | 326 | 11.1025 GBP | ||||
| ORD | Sale | 326 | 11.1300 GBP | ||||
| ORD | Sale | 343 | 11.0375 GBP | ||||
| ORD | Sale | 373 | 11.1625 GBP | ||||
| ORD | Sale | 386 | 11.0350 GBP | ||||
| ORD | Sale | 407 | 10.9825 GBP | ||||
| ORD | Sale | 410 | 11.1575 GBP | ||||
| ORD | Sale | 437 | 11.0181 GBP | ||||
| ORD | Sale | 442 | 11.0400 GBP | ||||
| ORD | Sale | 445 | 11.1225 GBP | ||||
| ORD | Sale | 474 | 11.0550 GBP | ||||
| ORD | Sale | 500 | 11.0960 GBP | ||||
| ORD | Sale | 502 | 11.0500 GBP | ||||
| ORD | Sale | 591 | 11.0517 GBP | ||||
| ORD | Sale | 628 | 10.9900 GBP | ||||
| ORD | Sale | 633 | 11.0000 GBP | ||||
| ORD | Sale | 642 | 11.1375 GBP | ||||
| ORD | Sale | 650 | 11.0408 GBP | ||||
| ORD | Sale | 710 | 11.0675 GBP | ||||
| ORD | Sale | 800 | 11.0150 GBP | ||||
| ORD | Sale | 891 | 11.0475 GBP | ||||
| ORD | Sale | 911 | 11.1250 GBP | ||||
| ORD | Sale | 954 | 11.1075 GBP | ||||
| ORD | Sale | 979 | 11.1100 GBP | ||||
| ORD | Sale | 1,024 | 11.0425 GBP | ||||
| ORD | Sale | 1,040 | 11.0108 GBP | ||||
| ORD | Sale | 1,108 | 11.1175 GBP | ||||
| ORD | Sale | 1,117 | 11.1125 GBP | ||||
| ORD | Sale | 1,161 | 11.0625 GBP | ||||
| ORD | Sale | 1,266 | 11.1050 GBP | ||||
| ORD | Sale | 1,311 | 10.9850 GBP | ||||
| ORD | Sale | 1,521 | 11.0175 GBP | ||||
| ORD | Sale | 1,547 | 11.0757 GBP | ||||
| ORD | Sale | 1,564 | 11.0450 GBP | ||||
| ORD | Sale | 1,660 | 11.0407 GBP | ||||
| ORD | Sale | 1,802 | 11.0075 GBP | ||||
| ORD | Sale | 1,893 | 11.0559 GBP | ||||
| ORD | Sale | 1,894 | 11.0275 GBP | ||||
| ORD | Sale | 1,950 | 11.0700 GBP | ||||
| ORD | Sale | 2,223 | 11.0200 GBP | ||||
| ORD | Sale | 2,514 | 11.0325 GBP | ||||
| ORD | Sale | 2,590 | 11.0225 GBP | ||||
| ORD | Sale | 2,938 | 11.0125 GBP | ||||
| ORD | Sale | 3,249 | 11.0800 GBP | ||||
| ORD | Sale | 3,284 | 11.0925 GBP | ||||
| ORD | Sale | 3,361 | 11.0725 GBP | ||||
| ORD | Sale | 3,413 | 11.0825 GBP | ||||
| ORD | Sale | 3,591 | 11.0775 GBP | ||||
| ORD | Sale | 3,623 | 11.1000 GBP | ||||
| ORD | Sale | 4,910 | 11.0975 GBP | ||||
| ORD | Sale | 5,941 | 11.0756 GBP | ||||
| ORD | Sale | 6,134 | 11.0850 GBP | ||||
| ORD | Sale | 6,140 | 11.0875 GBP | ||||
| ORD | Sale | 6,602 | 11.0586 GBP | ||||
| ORD | Sale | 7,117 | 11.0566 GBP | ||||
| ORD | Sale | 7,510 | 11.0544 GBP | ||||
| ORD | Sale | 8,169 | 11.0712 GBP | ||||
| ORD | Sale | 9,351 | 11.0426 GBP | ||||
| ORD | Sale | 10,224 | 11.0672 GBP | ||||
| ORD | Sale | 18,228 | 11.0478 GBP | ||||
| ORD | Sale | 21,049 | 11.0355 GBP | ||||
| ORD | Sale | 21,914 | 11.0600 GBP | ||||
| ORD | Sale | 23,371 | 11.0584 GBP | ||||
| ORD | Sale | 30,000 | 10.9579 GBP | ||||
| ADR | Sale | 30,000 | 16.8594 USD | ||||
| ORD | Sale | 31,433 | 11.0512 GBP | ||||
| ADR | Sale | 32,780 | 16.9253 USD | ||||
| ORD | Sale | 37,600 | 11.0587 GBP | ||||
| ORD | Sale | 89,085 | 11.0376 GBP | ||||
| ORD | Sale | 93,237 | 11.0323 GBP | ||||
| ORD | Sale | 310,335 | 11.0378 GBP | ||||
| ORD | Sale | 881,953 | 11.0100 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 600 | 11.0189 GBP | |||||
| ORD | CFD | Long | 437 | 11.0181 GBP | |||||
| ORD | SWAP | Long | 1,200 | 11.0125 GBP | |||||
| ORD | CFD | Long | 1,547 | 11.0756 GBP | |||||
| ORD | CFD | Long | 1,650 | 11.0421 GBP | |||||
| ORD | CFD | Long | 1,660 | 11.0406 GBP | |||||
| ORD | CFD | Long | 16,593 | 11.0593 GBP | |||||
| ORD | SWAP | Long | 18,479 | 11.0316 GBP | |||||
| ORD | CFD | Long | 30,000 | 10.9579 GBP | |||||
| ORD | CFD | Long | 30,557 | 11.0046 GBP | |||||
| ORD | SWAP | Long | 32,939 | 11.0441 GBP | |||||
| ORD | CFD | Long | 37,600 | 11.0587 GBP | |||||
| ORD | CFD | Long | 50,393 | 10.9990 GBP | |||||
| ORD | CFD | Long | 380,138 | 11.0435 GBP | |||||
| ORD | CFD | Short | 279 | 11.0204 GBP | |||||
| ORD | CFD | Short | 1,500 | 11.1218 GBP | |||||
| ORD | SWAP | Short | 1,746 | 11.0952 GBP | |||||
| ORD | SWAP | Short | 1,800 | 10.9861 GBP | |||||
| ORD | CFD | Short | 7,000 | 11.0858 GBP | |||||
| ORD | CFD | Short | 7,694 | 11.0738 GBP | |||||
| ORD | CFD | Short | 16,390 | 11.0692 GBP | |||||
| ORD | SWAP | Short | 28,961 | 11.0529 GBP | |||||
| ORD | SWAP | Short | 32,917 | 11.0496 GBP | |||||
| ORD | CFD | Short | 25,776 | 11.0850 GBP | |||||
| ORD | CFD | Short | 63,013 | 11.1166 GBP | |||||
| ORD | CFD | Short | 72,790 | 11.1110 GBP | |||||
| ORD | CFD | Short | 120,000 | 11.0379 GBP | |||||
| ORD | CFD | Short | 128,028 | 11.0653 GBP | |||||
| ORD | SWAP | Short | 187,881 | 11.0701 GBP | |||||
| ORD | SWAP | Short | 200,000 | 11.0618 GBP | |||||
| ORD | CFD | Short | 291,198 | 11.0540 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 8 Jun 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150608005781/en/
Copyright Business Wire 2015
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