9th Feb 2016 13:30
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | BG GROUP PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 08 February 2016 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ROYAL DUTCH SHELL PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 33,033,934 | 0.97% | 3,172,332 | 0.09% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 2,363,101 | 0.07% | 18,977,937 | 0.56% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 35,397,035 | 1.04% | 22,150,269 | 0.65% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 217 | 10.4905 GBP | ||||
| ORD | Purchase | 218 | 10.4855 GBP | ||||
| ORD | Purchase | 289 | 10.4825 GBP | ||||
| ORD | Purchase | 350 | 10.6600 GBP | ||||
| ORD | Purchase | 404 | 10.5425 GBP | ||||
| ORD | Purchase | 421 | 10.4750 GBP | ||||
| ORD | Purchase | 564 | 10.4934 GBP | ||||
| ORD | Purchase | 814 | 10.5375 GBP | ||||
| ORD | Purchase | 923 | 10.5741 GBP | ||||
| ORD | Purchase | 971 | 10.6464 GBP | ||||
| ORD | Purchase | 971 | 10.6475 GBP | ||||
| ORD | Purchase | 1,852 | 10.4600 GBP | ||||
| ORD | Purchase | 3,598 | 10.4975 GBP | ||||
| ORD | Purchase | 3,608 | 10.5175 GBP | ||||
| ORD | Purchase | 3,816 | 10.5325 GBP | ||||
| ORD | Purchase | 4,106 | 10.4525 GBP | ||||
| ORD | Purchase | 4,434 | 10.5002 GBP | ||||
| ORD | Purchase | 4,614 | 10.4925 GBP | ||||
| ORD | Purchase | 4,854 | 10.4875 GBP | ||||
| ORD | Purchase | 4,981 | 10.5075 GBP | ||||
| ORD | Purchase | 5,100 | 10.4475 GBP | ||||
| ORD | Purchase | 5,157 | 10.4994 GBP | ||||
| ORD | Purchase | 5,417 | 10.5106 GBP | ||||
| ORD | Purchase | 5,908 | 10.5225 GBP | ||||
| ORD | Purchase | 5,963 | 10.5475 GBP | ||||
| ORD | Purchase | 6,561 | 10.6191 GBP | ||||
| ORD | Purchase | 6,568 | 10.5645 GBP | ||||
| ORD | Purchase | 6,820 | 10.4425 GBP | ||||
| ORD | Purchase | 7,947 | 10.4400 GBP | ||||
| ORD | Purchase | 8,073 | 10.5050 GBP | ||||
| ORD | Purchase | 8,547 | 10.4900 GBP | ||||
| ORD | Purchase | 9,265 | 10.5275 GBP | ||||
| ORD | Purchase | 9,313 | 10.5125 GBP | ||||
| ORD | Purchase | 11,517 | 10.5400 GBP | ||||
| ORD | Purchase | 12,717 | 10.5500 GBP | ||||
| ORD | Purchase | 13,275 | 10.4800 GBP | ||||
| ORD | Purchase | 14,293 | 10.4450 GBP | ||||
| ORD | Purchase | 14,554 | 10.5025 GBP | ||||
| ORD | Purchase | 16,418 | 10.4950 GBP | ||||
| ORD | Purchase | 19,630 | 10.5150 GBP | ||||
| ORD | Purchase | 20,271 | 10.5100 GBP | ||||
| ORD | Purchase | 25,868 | 10.5200 GBP | ||||
| ORD | Purchase | 26,105 | 10.5350 GBP | ||||
| ORD | Purchase | 26,625 | 10.5300 GBP | ||||
| ORD | Purchase | 27,265 | 10.5000 GBP | ||||
| ORD | Purchase | 30,164 | 10.5250 GBP | ||||
| ORD | Purchase | 74,019 | 10.4850 GBP | ||||
| ORD | Purchase | 80,872 | 10.5450 GBP | ||||
| ORD | Purchase | 126,141 | 10.6900 GBP | ||||
| ORD | Purchase | 376,145 | 10.5273 GBP | ||||
| ORD | Purchase | 1,302,000 | 10.5279 GBP | ||||
| ORD | Sale | 143 | 10.4550 GBP | ||||
| ORD | Sale | 146 | 10.4419 GBP | ||||
| ORD | Sale | 289 | 10.4825 GBP | ||||
| ORD | Sale | 404 | 10.5425 GBP | ||||
| ORD | Sale | 421 | 10.4750 GBP | ||||
| ORD | Sale | 423 | 10.4782 GBP | ||||
| ORD | Sale | 814 | 10.5375 GBP | ||||
| ORD | Sale | 971 | 10.6475 GBP | ||||
| ORD | Sale | 1,488 | 10.6733 GBP | ||||
| ORD | Sale | 1,753 | 10.5161 GBP | ||||
| ORD | Sale | 3,516 | 10.4871 GBP | ||||
| ORD | Sale | 3,598 | 10.4975 GBP | ||||
| ORD | Sale | 3,608 | 10.5175 GBP | ||||
| ORD | Sale | 3,700 | 10.5049 GBP | ||||
| ORD | Sale | 3,816 | 10.5325 GBP | ||||
| ORD | Sale | 4,106 | 10.4525 GBP | ||||
| ORD | Sale | 4,576 | 10.4600 GBP | ||||
| ORD | Sale | 4,614 | 10.4925 GBP | ||||
| ORD | Sale | 4,854 | 10.4875 GBP | ||||
| ORD | Sale | 4,981 | 10.5075 GBP | ||||
| ORD | Sale | 5,100 | 10.4475 GBP | ||||
| ORD | Sale | 5,908 | 10.5225 GBP | ||||
| ORD | Sale | 5,963 | 10.5475 GBP | ||||
| ORD | Sale | 6,046 | 10.4425 GBP | ||||
| ORD | Sale | 6,717 | 10.4500 GBP | ||||
| ORD | Sale | 7,947 | 10.4400 GBP | ||||
| ORD | Sale | 8,035 | 10.4900 GBP | ||||
| ORD | Sale | 8,073 | 10.5050 GBP | ||||
| ORD | Sale | 9,265 | 10.5275 GBP | ||||
| ORD | Sale | 9,313 | 10.5125 GBP | ||||
| ORD | Sale | 11,063 | 10.4850 GBP | ||||
| ORD | Sale | 11,517 | 10.5400 GBP | ||||
| ORD | Sale | 12,049 | 10.5500 GBP | ||||
| ORD | Sale | 12,217 | 10.4800 GBP | ||||
| ORD | Sale | 12,543 | 10.5027 GBP | ||||
| ORD | Sale | 12,773 | 10.5455 GBP | ||||
| ORD | Sale | 12,966 | 10.5222 GBP | ||||
| ORD | Sale | 13,110 | 10.5301 GBP | ||||
| ORD | Sale | 14,282 | 10.5025 GBP | ||||
| ORD | Sale | 15,642 | 10.4950 GBP | ||||
| ORD | Sale | 16,646 | 10.5163 GBP | ||||
| ORD | Sale | 17,311 | 10.5213 GBP | ||||
| ORD | Sale | 19,630 | 10.5150 GBP | ||||
| ORD | Sale | 20,271 | 10.5100 GBP | ||||
| ORD | Sale | 25,868 | 10.5200 GBP | ||||
| ORD | Sale | 25,966 | 10.5350 GBP | ||||
| ORD | Sale | 26,625 | 10.5300 GBP | ||||
| ORD | Sale | 27,265 | 10.5000 GBP | ||||
| ORD | Sale | 30,164 | 10.5250 GBP | ||||
| ORD | Sale | 33,145 | 10.5179 GBP | ||||
| ORD | Sale | 33,840 | 10.4450 GBP | ||||
| ORD | Sale | 35,183 | 10.5450 GBP | ||||
| ORD | Sale | 64,958 | 10.5395 GBP | ||||
| ORD | Sale | 73,329 | 10.5129 GBP | ||||
| ORD | Sale | 75,000 | 10.5194 GBP | ||||
| ORD | Sale | 75,341 | 10.5048 GBP | ||||
| ORD | Sale | 86,012 | 10.5361 GBP | ||||
| ORD | Sale | 114,737 | 10.5182 GBP | ||||
| ORD | Sale | 121,617 | 10.5054 GBP | ||||
| ORD | Sale | 147,489 | 10.5095 GBP | ||||
| ORD | Sale | 312,992 | 10.5327 GBP | ||||
| ORD | Sale | 409,079 | 10.5185 GBP | ||||
| ORD | Sale | 1,013,667 | 10.5349 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 400 | 10.4749 GBP | |||||
| ORD | CFD | Long | 423 | 10.4782 GBP | |||||
| ORD | SWAP | Long | 900 | 10.5632 GBP | |||||
| ORD | CFD | Long | 3,516 | 10.4871 GBP | |||||
| ORD | CFD | Long | 4,656 | 10.4718 GBP | |||||
| ORD | SWAP | Long | 5,702 | 10.5080 GBP | |||||
| ORD | SWAP | Long | 8,143 | 10.5330 GBP | |||||
| ORD | SWAP | Long | 12,966 | 10.5222 GBP | |||||
| ORD | CFD | Long | 75,000 | 10.5195 GBP | |||||
| ORD | CFD | Long | 78,815 | 10.4798 GBP | |||||
| ORD | CFD | Long | 466,995 | 10.5251 GBP | |||||
| ORD | SWAP | Short | 564 | 10.4934 GBP | |||||
| ORD | SWAP | Short | 14,052 | 10.5907 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 9 Feb 2016 | ||
| Contact name: | Andrew Hurley | ||
| Telephone number: | 020 3555 3445 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20160209006038/en/
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