4th Nov 2015 14:37
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | BG GROUP PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 03 November 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ROYAL DUTCH SHELL PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
|
| Interests | Short Positions | |||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 29,101,958 | 0.85% | 25,880,308 | 0.76% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 6,491,723 | 0.19% | 17,075,656 | 0.50% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 35,593,681 | 1.04% | 42,955,964 | 1.26% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 11 | 10.4190 GBP | ||||
| ORD | Purchase | 14 | 10.5350 GBP | ||||
| ORD | Purchase | 100 | 10.4460 GBP | ||||
| ORD | Purchase | 304 | 10.4145 GBP | ||||
| ORD | Purchase | 670 | 10.4228 GBP | ||||
| ORD | Purchase | 693 | 10.4225 GBP | ||||
| ORD | Purchase | 800 | 10.4254 GBP | ||||
| ORD | Purchase | 865 | 10.5375 GBP | ||||
| ORD | Purchase | 901 | 10.5100 GBP | ||||
| ORD | Purchase | 1,209 | 10.5650 GBP | ||||
| ORD | Purchase | 1,269 | 10.5230 GBP | ||||
| ORD | Purchase | 1,353 | 10.5525 GBP | ||||
| ORD | Purchase | 1,362 | 10.4875 GBP | ||||
| ORD | Purchase | 1,384 | 10.4275 GBP | ||||
| ORD | Purchase | 1,635 | 10.4975 GBP | ||||
| ORD | Purchase | 1,730 | 10.4750 GBP | ||||
| ADR | Purchase | 2,800 | 16.2600 USD | ||||
| ORD | Purchase | 3,691 | 10.5182 GBP | ||||
| ORD | Purchase | 6,432 | 10.4100 GBP | ||||
| ORD | Purchase | 7,808 | 10.4400 GBP | ||||
| ORD | Purchase | 7,935 | 10.5000 GBP | ||||
| ORD | Purchase | 9,155 | 10.4413 GBP | ||||
| ORD | Purchase | 9,463 | 10.5274 GBP | ||||
| ORD | Purchase | 13,179 | 10.4652 GBP | ||||
| ORD | Purchase | 21,503 | 10.4587 GBP | ||||
| ORD | Purchase | 22,318 | 10.4350 GBP | ||||
| ORD | Purchase | 23,104 | 10.4626 GBP | ||||
| ADR | Purchase | 28,800 | 16.1500 USD | ||||
| ORD | Purchase | 33,580 | 10.4202 GBP | ||||
| ORD | Purchase | 42,395 | 10.4150 GBP | ||||
| ORD | Purchase | 49,050 | 10.4209 GBP | ||||
| ORD | Purchase | 57,347 | 10.5099 GBP | ||||
| ORD | Purchase | 75,000 | 10.5180 GBP | ||||
| ORD | Purchase | 82,995 | 10.4940 GBP | ||||
| ORD | Purchase | 92,818 | 10.4200 GBP | ||||
| ORD | Purchase | 93,623 | 10.4300 GBP | ||||
| ORD | Purchase | 94,153 | 10.4250 GBP | ||||
| ORD | Purchase | 100,286 | 10.4262 GBP | ||||
| ADR | Purchase | 110,000 | 16.2500 USD | ||||
| ADR | Purchase | 130,000 | 16.2528 USD | ||||
| ORD | Purchase | 134,312 | 10.4283 GBP | ||||
| ORD | Purchase | 143,803 | 10.4334 GBP | ||||
| ORD | Purchase | 233,680 | 10.4247 GBP | ||||
| ORD | Sale | 6 | 10.5366 GBP | ||||
| ORD | Sale | 8 | 10.5362 GBP | ||||
| ORD | Sale | 14 | 10.5350 GBP | ||||
| ORD | Sale | 112 | 10.5311 GBP | ||||
| ORD | Sale | 304 | 10.4145 GBP | ||||
| ORD | Sale | 693 | 10.4225 GBP | ||||
| ORD | Sale | 718 | 10.3800 GBP | ||||
| ORD | Sale | 865 | 10.5375 GBP | ||||
| ORD | Sale | 1,208 | 10.4662 GBP | ||||
| ORD | Sale | 1,244 | 10.5194 GBP | ||||
| ORD | Sale | 1,327 | 10.5087 GBP | ||||
| ORD | Sale | 1,353 | 10.5525 GBP | ||||
| ORD | Sale | 1,362 | 10.4875 GBP | ||||
| ORD | Sale | 1,384 | 10.4275 GBP | ||||
| ORD | Sale | 1,730 | 10.4750 GBP | ||||
| ORD | Sale | 2,035 | 10.4975 GBP | ||||
| ORD | Sale | 2,745 | 10.4842 GBP | ||||
| ADR | Sale | 2,800 | 16.2600 USD | ||||
| ORD | Sale | 3,086 | 10.5202 GBP | ||||
| ORD | Sale | 3,192 | 10.4954 GBP | ||||
| ORD | Sale | 5,456 | 10.4665 GBP | ||||
| ORD | Sale | 6,432 | 10.4100 GBP | ||||
| ORD | Sale | 7,081 | 10.5650 GBP | ||||
| ORD | Sale | 7,808 | 10.4400 GBP | ||||
| ORD | Sale | 8,290 | 10.4712 GBP | ||||
| ORD | Sale | 8,735 | 10.5095 GBP | ||||
| ORD | Sale | 13,844 | 10.5285 GBP | ||||
| ORD | Sale | 17,500 | 10.5000 GBP | ||||
| ORD | Sale | 17,810 | 10.4796 GBP | ||||
| ORD | Sale | 22,318 | 10.4350 GBP | ||||
| ORD | Sale | 25,625 | 10.4804 GBP | ||||
| ORD | Sale | 28,800 | 10.4181 GBP | ||||
| ADR | Sale | 28,800 | 16.1500 USD | ||||
| ORD | Sale | 34,320 | 10.4923 GBP | ||||
| ORD | Sale | 42,395 | 10.4150 GBP | ||||
| ORD | Sale | 92,814 | 10.4200 GBP | ||||
| ORD | Sale | 94,153 | 10.4250 GBP | ||||
| ORD | Sale | 110,000 | 10.4916 GBP | ||||
| ADR | Sale | 110,000 | 16.2500 USD | ||||
| ORD | Sale | 112,620 | 10.4300 GBP | ||||
| ADR | Sale | 130,000 | 16.2528 USD | ||||
| ORD | Sale | 130,000 | 10.4991 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 13 | 10.5384 GBP | |||||
| ORD | CFD | Long | 14 | 10.4935 GBP | |||||
| ORD | CFD | Long | 15 | 10.4986 GBP | |||||
| ORD | CFD | Long | 15 | 10.5186 GBP | |||||
| ORD | CFD | Long | 15 | 10.5340 GBP | |||||
| ORD | CFD | Long | 16 | 10.4837 GBP | |||||
| ORD | CFD | Long | 16 | 10.5187 GBP | |||||
| ORD | CFD | Long | 18 | 10.5438 GBP | |||||
| ORD | CFD | Long | 19 | 10.5236 GBP | |||||
| ORD | CFD | Long | 25 | 10.5136 GBP | |||||
| ORD | CFD | Long | 28 | 10.5185 GBP | |||||
| ORD | CFD | Long | 30 | 10.5440 GBP | |||||
| ORD | CFD | Long | 33 | 10.4987 GBP | |||||
| ORD | CFD | Long | 34 | 10.5435 GBP | |||||
| ORD | CFD | Long | 35 | 10.4988 GBP | |||||
| ORD | CFD | Long | 35 | 10.5188 GBP | |||||
| ORD | CFD | Long | 35 | 10.5285 GBP | |||||
| ORD | CFD | Long | 42 | 10.5038 GBP | |||||
| ORD | CFD | Long | 42 | 10.5085 GBP | |||||
| ORD | CFD | Long | 42 | 10.5385 GBP | |||||
| ORD | CFD | Long | 45 | 10.5088 GBP | |||||
| ORD | CFD | Long | 45 | 10.5240 GBP | |||||
| ORD | CFD | Long | 45 | 10.5335 GBP | |||||
| ORD | CFD | Long | 48 | 10.5337 GBP | |||||
| ORD | CFD | Long | 48 | 10.5437 GBP | |||||
| ORD | CFD | Long | 50 | 10.5140 GBP | |||||
| ORD | CFD | Long | 57 | 10.5089 GBP | |||||
| ORD | CFD | Long | 69 | 10.5388 GBP | |||||
| ORD | CFD | Long | 71 | 10.5036 GBP | |||||
| ORD | CFD | Long | 73 | 10.5035 GBP | |||||
| ORD | CFD | Long | 76 | 10.5135 GBP | |||||
| ORD | CFD | Long | 78 | 10.5087 GBP | |||||
| ORD | CFD | Long | 90 | 10.5386 GBP | |||||
| ORD | CFD | Long | 104 | 10.5086 GBP | |||||
| ORD | CFD | Long | 104 | 10.5235 GBP | |||||
| ORD | CFD | Long | 105 | 10.5137 GBP | |||||
| ORD | CFD | Long | 105 | 10.5286 GBP | |||||
| ORD | CFD | Long | 110 | 10.5288 GBP | |||||
| ORD | CFD | Long | 120 | 10.5040 GBP | |||||
| ORD | CFD | Long | 220 | 10.5387 GBP | |||||
| ORD | CFD | Long | 227 | 10.5037 GBP | |||||
| ORD | CFD | Long | 261 | 10.5237 GBP | |||||
| ORD | CFD | Long | 332 | 10.5287 GBP | |||||
| ORD | CFD | Long | 400 | 10.5223 GBP | |||||
| ORD | SWAP | Long | 900 | 10.4239 GBP | |||||
| ORD | SWAP | Long | 6,241 | 10.4460 GBP | |||||
| ORD | SWAP | Long | 17,810 | 10.4795 GBP | |||||
| ORD | CFD | Long | 9,646 | 10.5021 GBP | |||||
| ORD | CFD | Long | 28,800 | 10.4181 GBP | |||||
| ORD | SWAP | Long | 43,349 | 10.4715 GBP | |||||
| ORD | CFD | Long | 110,000 | 10.4916 GBP | |||||
| ORD | CFD | Long | 130,000 | 10.4991 GBP | |||||
| ORD | SWAP | Short | 100 | 10.4460 GBP | |||||
| ORD | SWAP | Short | 800 | 10.4301 GBP | |||||
| ORD | CFD | Short | 987 | 10.5658 GBP | |||||
| ORD | CFD | Short | 1,000 | 10.5007 GBP | |||||
| ORD | SWAP | Short | 3,040 | 10.4160 GBP | |||||
| ORD | CFD | Short | 4,938 | 10.5317 GBP | |||||
| ORD | CFD | Short | 15,578 | 10.4282 GBP | |||||
| ORD | SWAP | Short | 19,619 | 10.5651 GBP | |||||
| ORD | CFD | Short | 24,059 | 10.4440 GBP | |||||
| ORD | SWAP | Short | 41,726 | 10.4436 GBP | |||||
| ORD | CFD | Short | 75,000 | 10.5180 GBP | |||||
| ORD | CFD | Short | 89,421 | 10.5156 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 4 Nov 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151104006041/en/
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