14th Apr 2015 13:38
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | BG GROUP PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 13 April 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ROYAL DUTCH SHELL PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ordinary (inc ADR's) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,351,366 | 0.68% | 12,464,949 | 0.37% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 5,496,497 | 0.16% | 5,651,225 | 0.17% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 28,847,863 | 0.84% | 18,116,174 | 0.53% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 200 | 17.1900 USD | ||||
| ORD | Purchase | 320 | 11.7414 GBP | ||||
| ORD | Purchase | 466 | 11.7370 GBP | ||||
| ORD | Purchase | 531 | 11.7525 GBP | ||||
| ORD | Purchase | 932 | 11.7050 GBP | ||||
| ORD | Purchase | 932 | 11.7175 GBP | ||||
| ORD | Purchase | 932 | 11.7650 GBP | ||||
| ORD | Purchase | 1,398 | 11.7150 GBP | ||||
| ORD | Purchase | 1,398 | 11.7200 GBP | ||||
| ORD | Purchase | 1,427 | 11.7375 GBP | ||||
| ORD | Purchase | 1,864 | 11.7000 GBP | ||||
| ORD | Purchase | 1,973 | 11.7550 GBP | ||||
| ORD | Purchase | 2,433 | 11.7475 GBP | ||||
| ORD | Purchase | 2,593 | 11.7325 GBP | ||||
| ORD | Purchase | 2,656 | 11.7533 GBP | ||||
| ORD | Purchase | 2,659 | 11.7425 GBP | ||||
| ORD | Purchase | 3,095 | 11.7600 GBP | ||||
| ORD | Purchase | 3,189 | 11.7100 GBP | ||||
| ORD | Purchase | 3,898 | 11.7250 GBP | ||||
| ORD | Purchase | 5,150 | 11.7446 GBP | ||||
| ORD | Purchase | 7,689 | 11.7300 GBP | ||||
| ORD | Purchase | 8,073 | 11.7500 GBP | ||||
| ADR | Purchase | 14,144 | 17.2115 USD | ||||
| ORD | Purchase | 15,144 | 11.7450 GBP | ||||
| ORD | Purchase | 17,178 | 11.7700 GBP | ||||
| ADR | Purchase | 20,200 | 17.2348 USD | ||||
| ORD | Purchase | 20,664 | 11.7349 GBP | ||||
| ORD | Purchase | 21,658 | 11.7246 GBP | ||||
| ORD | Purchase | 27,096 | 11.7350 GBP | ||||
| ORD | Purchase | 39,219 | 11.7400 GBP | ||||
| ORD | Purchase | 44,162 | 11.7426 GBP | ||||
| ORD | Purchase | 46,637 | 11.7112 GBP | ||||
| ORD | Purchase | 49,600 | 11.7196 GBP | ||||
| ORD | Purchase | 50,000 | 11.7393 GBP | ||||
| ADR | Purchase | 50,000 | 17.2200 USD | ||||
| ORD | Purchase | 52,149 | 11.7356 GBP | ||||
| ORD | Purchase | 58,411 | 11.7363 GBP | ||||
| ORD | Purchase | 65,154 | 11.7397 GBP | ||||
| ORD | Purchase | 97,126 | 11.7383 GBP | ||||
| ORD | Purchase | 98,684 | 11.7355 GBP | ||||
| ORD | Purchase | 148,975 | 11.7320 GBP | ||||
| ORD | Purchase | 158,960 | 11.7340 GBP | ||||
| ORD | Purchase | 279,286 | 11.7478 GBP | ||||
| ORD | Purchase | 440,634 | 11.7344 GBP | ||||
| ORD | Sale | 1 | 11.7075 GBP | ||||
| ORD | Sale | 119 | 11.7111 GBP | ||||
| ORD | Sale | 124 | 11.7265 GBP | ||||
| ADR | Sale | 200 | 17.1900 USD | ||||
| ORD | Sale | 466 | 11.7370 GBP | ||||
| ORD | Sale | 480 | 11.7140 GBP | ||||
| ORD | Sale | 516 | 11.7165 GBP | ||||
| ORD | Sale | 531 | 11.7525 GBP | ||||
| ORD | Sale | 743 | 11.7268 GBP | ||||
| ORD | Sale | 932 | 11.7050 GBP | ||||
| ORD | Sale | 932 | 11.7650 GBP | ||||
| ORD | Sale | 1,080 | 11.7383 GBP | ||||
| ORD | Sale | 1,286 | 11.7175 GBP | ||||
| ORD | Sale | 1,398 | 11.7200 GBP | ||||
| ORD | Sale | 1,427 | 11.7375 GBP | ||||
| ORD | Sale | 1,638 | 11.7324 GBP | ||||
| ORD | Sale | 1,864 | 11.7000 GBP | ||||
| ORD | Sale | 1,973 | 11.7550 GBP | ||||
| ORD | Sale | 2,194 | 11.7458 GBP | ||||
| ORD | Sale | 2,433 | 11.7475 GBP | ||||
| ORD | Sale | 2,593 | 11.7325 GBP | ||||
| ORD | Sale | 2,659 | 11.7425 GBP | ||||
| ORD | Sale | 2,689 | 11.7396 GBP | ||||
| ORD | Sale | 3,095 | 11.7600 GBP | ||||
| ORD | Sale | 3,189 | 11.7100 GBP | ||||
| ORD | Sale | 4,198 | 11.7250 GBP | ||||
| ORD | Sale | 6,491 | 11.7300 GBP | ||||
| ORD | Sale | 8,073 | 11.7500 GBP | ||||
| ORD | Sale | 9,523 | 11.7700 GBP | ||||
| ORD | Sale | 9,650 | 11.7277 GBP | ||||
| ORD | Sale | 11,398 | 11.7150 GBP | ||||
| ORD | Sale | 12,116 | 11.7292 GBP | ||||
| ADR | Sale | 14,144 | 17.2115 USD | ||||
| ORD | Sale | 15,406 | 11.7450 GBP | ||||
| ADR | Sale | 20,200 | 17.2348 USD | ||||
| ORD | Sale | 22,089 | 11.7310 GBP | ||||
| ORD | Sale | 22,450 | 11.7226 GBP | ||||
| ORD | Sale | 23,369 | 11.7553 GBP | ||||
| ORD | Sale | 26,196 | 11.7350 GBP | ||||
| ORD | Sale | 26,221 | 11.7452 GBP | ||||
| ORD | Sale | 39,819 | 11.7400 GBP | ||||
| ORD | Sale | 40,610 | 11.7502 GBP | ||||
| ORD | Sale | 46,111 | 11.7654 GBP | ||||
| ADR | Sale | 50,000 | 17.2200 USD | ||||
| ORD | Sale | 54,000 | 11.7468 GBP | ||||
| ORD | Sale | 66,772 | 11.7306 GBP | ||||
| ORD | Sale | 85,928 | 11.7332 GBP | ||||
| ORD | Sale | 184,732 | 11.7301 GBP | ||||
| ORD | Sale | 400,000 | 11.7367 GBP | ||||
| ORD | Sale | 501,471 | 11.7345 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 4 | 11.7200 GBP | |||||
| ORD | CFD | Long | 743 | 11.7268 GBP | |||||
| ORD | CFD | Long | 2,194 | 11.7457 GBP | |||||
| ORD | CFD | Long | 6,972 | 11.7393 GBP | |||||
| ORD | CFD | Long | 8,480 | 11.7442 GBP | |||||
| ORD | CFD | Long | 13,609 | 11.7227 GBP | |||||
| ORD | SWAP | Long | 13,682 | 11.7296 GBP | |||||
| ORD | SWAP | Long | 20,300 | 11.7446 GBP | |||||
| ORD | CFD | Long | 12,482 | 11.7234 GBP | |||||
| ORD | CFD | Long | 39,241 | 11.7692 GBP | |||||
| ORD | CFD | Long | 46,446 | 11.7226 GBP | |||||
| ORD | CFD | Long | 73,435 | 11.7285 GBP | |||||
| ORD | SWAP | Long | 114,736 | 11.7300 GBP | |||||
| ORD | SWAP | Long | 156,496 | 11.7411 GBP | |||||
| ORD | CFD | Long | 408,544 | 11.7327 GBP | |||||
| ORD | SWAP | Short | 600 | 11.7361 GBP | |||||
| ORD | CFD | Short | 8,000 | 11.7711 GBP | |||||
| ORD | CFD | Short | 10,000 | 11.7518 GBP | |||||
| ORD | CFD | Short | 10,000 | 11.7561 GBP | |||||
| ORD | CFD | Short | 10,200 | 11.7429 GBP | |||||
| ORD | SWAP | Short | 10,733 | 11.7373 GBP | |||||
| ORD | CFD | Short | 30,278 | 11.7354 GBP | |||||
| ORD | CFD | Short | 16,645 | 11.7522 GBP | |||||
| ORD | CFD | Short | 42,916 | 11.7582 GBP | |||||
| ORD | CFD | Short | 46,637 | 11.7113 GBP | |||||
| ORD | SWAP | Short | 49,600 | 11.7195 GBP | |||||
| ORD | CFD | Short | 50,000 | 11.7393 GBP | |||||
| ORD | SWAP | Short | 89,070 | 11.7427 GBP | |||||
| ORD | SWAP | Short | 112,687 | 11.7316 GBP | |||||
| ORD | CFD | Short | 90,692 | 11.7424 GBP | |||||
| ORD | CFD | Short | 399,926 | 11.7323 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 14 Apr 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2015
Related Shares:
BarclaysBG..L