13th Nov 2015 14:03
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | BG GROUP PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 12 November 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ROYAL DUTCH SHELL PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 31,856,664 | 0.93% | 26,512,118 | 0.78% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 5,942,496 | 0.17% | 20,039,309 | 0.59% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 475,000 | 0.01% | 500,000 | 0.01% | |||||||
| TOTAL: | 38,274,160 | 1.11% | 47,051,427 | 1.38% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 23 | 9.9730 GBP | ||||
| ADR | Purchase | 30 | 14.7400 USD | ||||
| ORD | Purchase | 134 | 9.9395 GBP | ||||
| ORD | Purchase | 165 | 9.9445 GBP | ||||
| ORD | Purchase | 230 | 9.9645 GBP | ||||
| ORD | Purchase | 329 | 9.8815 GBP | ||||
| ORD | Purchase | 329 | 9.7600 GBP | ||||
| ORD | Purchase | 375 | 9.9695 GBP | ||||
| ORD | Purchase | 384 | 9.9685 GBP | ||||
| ORD | Purchase | 384 | 9.9670 GBP | ||||
| ORD | Purchase | 1,100 | 9.7396 GBP | ||||
| ADR | Purchase | 1,200 | 14.9600 USD | ||||
| ORD | Purchase | 1,341 | 9.7550 GBP | ||||
| ORD | Purchase | 1,400 | 9.8410 GBP | ||||
| ORD | Purchase | 1,460 | 9.9226 GBP | ||||
| ORD | Purchase | 1,910 | 9.9339 GBP | ||||
| ORD | Purchase | 2,441 | 9.7480 GBP | ||||
| ORD | Purchase | 2,504 | 9.8624 GBP | ||||
| ORD | Purchase | 2,982 | 9.8559 GBP | ||||
| ORD | Purchase | 3,135 | 9.9453 GBP | ||||
| ORD | Purchase | 3,326 | 9.9294 GBP | ||||
| ORD | Purchase | 8,976 | 9.9050 GBP | ||||
| ORD | Purchase | 20,869 | 9.7310 GBP | ||||
| ORD | Purchase | 20,946 | 9.8797 GBP | ||||
| ORD | Purchase | 21,196 | 9.8914 GBP | ||||
| ORD | Purchase | 21,369 | 9.8547 GBP | ||||
| ORD | Purchase | 24,439 | 9.8342 GBP | ||||
| ORD | Purchase | 36,082 | 9.9217 GBP | ||||
| ORD | Purchase | 63,684 | 9.9267 GBP | ||||
| ORD | Purchase | 68,855 | 9.9600 GBP | ||||
| ADR | Sale | 30 | 14.7400 USD | ||||
| ORD | Sale | 165 | 9.9445 GBP | ||||
| ORD | Sale | 200 | 9.9312 GBP | ||||
| ORD | Sale | 230 | 9.9645 GBP | ||||
| ORD | Sale | 329 | 9.8815 GBP | ||||
| ORD | Sale | 329 | 9.7600 GBP | ||||
| ORD | Sale | 375 | 9.9695 GBP | ||||
| ORD | Sale | 384 | 9.9685 GBP | ||||
| ORD | Sale | 481 | 9.9600 GBP | ||||
| ORD | Sale | 660 | 9.8939 GBP | ||||
| ORD | Sale | 700 | 9.8410 GBP | ||||
| ORD | Sale | 873 | 9.8645 GBP | ||||
| ORD | Sale | 884 | 9.9670 GBP | ||||
| ORD | Sale | 1,100 | 9.7396 GBP | ||||
| ADR | Sale | 1,200 | 14.9600 USD | ||||
| ORD | Sale | 1,341 | 9.7550 GBP | ||||
| ORD | Sale | 2,455 | 9.7310 GBP | ||||
| ORD | Sale | 4,935 | 9.9016 GBP | ||||
| ORD | Sale | 4,945 | 9.8384 GBP | ||||
| ORD | Sale | 5,349 | 9.9651 GBP | ||||
| ORD | Sale | 6,498 | 9.8814 GBP | ||||
| ORD | Sale | 7,487 | 9.8811 GBP | ||||
| ORD | Sale | 17,919 | 9.9055 GBP | ||||
| ORD | Sale | 22,341 | 9.7986 GBP | ||||
| ORD | Sale | 28,060 | 9.9093 GBP | ||||
| ORD | Sale | 31,442 | 9.8160 GBP | ||||
| ORD | Sale | 37,978 | 9.9422 GBP | ||||
| ORD | Sale | 39,099 | 9.9259 GBP | ||||
| ORD | Sale | 45,000 | 9.8980 GBP | ||||
| ORD | Sale | 76,130 | 9.8871 GBP | ||||
| ORD | Sale | 103,569 | 9.9267 GBP | ||||
| ORD | Sale | 107,411 | 9.8780 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 448 | 9.8639 GBP | |||||
| ORD | CFD | Long | 1,161 | 9.7690 GBP | |||||
| ORD | SWAP | Long | 2,402 | 9.8773 GBP | |||||
| ORD | SWAP | Long | 3,416 | 9.8687 GBP | |||||
| ORD | SWAP | Long | 5,902 | 9.8652 GBP | |||||
| ORD | SWAP | Long | 6,708 | 9.8755 GBP | |||||
| ORD | CFD | Long | 10,092 | 9.8791 GBP | |||||
| ORD | SWAP | Long | 11,714 | 9.9162 GBP | |||||
| ORD | SWAP | Long | 17,936 | 9.9297 GBP | |||||
| ORD | CFD | Long | 172,870 | 9.8782 GBP | |||||
| ORD | SWAP | Short | 100 | 9.7922 GBP | |||||
| ORD | SWAP | Short | 500 | 9.7997 GBP | |||||
| ORD | CFD | Short | 600 | 9.8408 GBP | |||||
| ORD | SWAP | Short | 900 | 9.8359 GBP | |||||
| ORD | SWAP | Short | 3,135 | 9.9453 GBP | |||||
| ORD | SWAP | Short | 6,400 | 9.8519 GBP | |||||
| ORD | SWAP | Short | 14,900 | 9.9099 GBP | |||||
| ORD | SWAP | Short | 20,846 | 9.8801 GBP | |||||
| ORD | CFD | Short | 28,721 | 9.8398 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 13 Nov 2015 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | BG GROUP PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Call Options | Purchased | 475,000 | 10.8500 | European | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -500,000 | 1100.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151113005421/en/
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