20th Nov 2015 14:33
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | BG GROUP PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 19 November 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ROYAL DUTCH SHELL PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 31,586,554 | 0.92% | 26,952,904 | 0.79% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,720,482 | 0.23% | 19,954,495 | 0.58% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 475,000 | 0.01% | 500,000 | 0.01% | |||||||
| TOTAL: | 39,782,036 | 1.15% | 47,407,399 | 1.39% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 1 | 10.3750 GBP | ||||
| ORD | Purchase | 13 | 10.4354 GBP | ||||
| ORD | Purchase | 277 | 10.4084 GBP | ||||
| ORD | Purchase | 302 | 10.4125 GBP | ||||
| ORD | Purchase | 377 | 10.4775 GBP | ||||
| ORD | Purchase | 500 | 10.3450 GBP | ||||
| ORD | Purchase | 580 | 10.4025 GBP | ||||
| ORD | Purchase | 638 | 10.4075 GBP | ||||
| ADR | Purchase | 1,200 | 15.7600 USD | ||||
| ORD | Purchase | 1,378 | 10.4000 GBP | ||||
| ORD | Purchase | 1,513 | 10.4600 GBP | ||||
| ORD | Purchase | 1,673 | 10.4633 GBP | ||||
| ORD | Purchase | 1,985 | 10.4096 GBP | ||||
| ORD | Purchase | 2,355 | 10.4700 GBP | ||||
| ORD | Purchase | 4,174 | 10.4800 GBP | ||||
| ORD | Purchase | 4,255 | 10.4650 GBP | ||||
| ORD | Purchase | 4,329 | 10.4100 GBP | ||||
| ORD | Purchase | 4,449 | 10.4750 GBP | ||||
| ORD | Purchase | 4,885 | 10.4050 GBP | ||||
| ORD | Purchase | 5,000 | 10.4469 GBP | ||||
| ORD | Purchase | 5,395 | 10.4201 GBP | ||||
| ORD | Purchase | 5,868 | 10.3785 GBP | ||||
| ORD | Purchase | 5,954 | 10.4450 GBP | ||||
| ORD | Purchase | 8,384 | 10.3700 GBP | ||||
| ORD | Purchase | 9,043 | 10.3736 GBP | ||||
| ORD | Purchase | 9,723 | 10.4550 GBP | ||||
| ORD | Purchase | 10,326 | 10.4500 GBP | ||||
| ORD | Purchase | 11,803 | 10.4200 GBP | ||||
| ORD | Purchase | 12,337 | 10.4283 GBP | ||||
| ORD | Purchase | 14,219 | 10.4277 GBP | ||||
| ORD | Purchase | 14,308 | 10.4350 GBP | ||||
| ORD | Purchase | 15,625 | 10.4150 GBP | ||||
| ORD | Purchase | 16,035 | 10.4400 GBP | ||||
| ORD | Purchase | 18,805 | 10.3837 GBP | ||||
| ORD | Purchase | 19,018 | 10.4300 GBP | ||||
| ORD | Purchase | 21,422 | 10.4229 GBP | ||||
| ORD | Purchase | 27,080 | 10.3813 GBP | ||||
| ORD | Purchase | 27,230 | 10.4312 GBP | ||||
| ORD | Purchase | 30,324 | 10.4264 GBP | ||||
| ORD | Purchase | 35,617 | 10.4250 GBP | ||||
| ORD | Purchase | 46,012 | 10.4321 GBP | ||||
| ORD | Purchase | 72,716 | 10.4327 GBP | ||||
| ORD | Purchase | 84,636 | 10.3850 GBP | ||||
| ORD | Purchase | 90,158 | 10.4179 GBP | ||||
| ORD | Sale | 1 | 10.3750 GBP | ||||
| ORD | Sale | 302 | 10.4125 GBP | ||||
| ORD | Sale | 377 | 10.4775 GBP | ||||
| ORD | Sale | 580 | 10.4025 GBP | ||||
| ORD | Sale | 638 | 10.4075 GBP | ||||
| ORD | Sale | 908 | 10.3921 GBP | ||||
| ADR | Sale | 1,200 | 15.7600 USD | ||||
| ORD | Sale | 1,312 | 10.4395 GBP | ||||
| ORD | Sale | 1,513 | 10.4600 GBP | ||||
| ORD | Sale | 1,934 | 10.4467 GBP | ||||
| ORD | Sale | 2,273 | 10.3850 GBP | ||||
| ORD | Sale | 2,355 | 10.4700 GBP | ||||
| ORD | Sale | 2,385 | 10.3891 GBP | ||||
| ORD | Sale | 3,724 | 10.3851 GBP | ||||
| ORD | Sale | 4,174 | 10.4800 GBP | ||||
| ORD | Sale | 4,255 | 10.4650 GBP | ||||
| ORD | Sale | 4,329 | 10.4100 GBP | ||||
| ORD | Sale | 4,449 | 10.4750 GBP | ||||
| ORD | Sale | 4,635 | 10.4080 GBP | ||||
| ORD | Sale | 4,885 | 10.4050 GBP | ||||
| ORD | Sale | 5,591 | 10.4141 GBP | ||||
| ORD | Sale | 5,954 | 10.4450 GBP | ||||
| ORD | Sale | 8,384 | 10.3700 GBP | ||||
| ORD | Sale | 9,669 | 10.3680 GBP | ||||
| ORD | Sale | 9,723 | 10.4550 GBP | ||||
| ORD | Sale | 10,000 | 10.4771 GBP | ||||
| ORD | Sale | 10,326 | 10.4500 GBP | ||||
| ORD | Sale | 11,803 | 10.4200 GBP | ||||
| ORD | Sale | 12,000 | 10.3804 GBP | ||||
| ORD | Sale | 14,308 | 10.4350 GBP | ||||
| ORD | Sale | 15,625 | 10.4150 GBP | ||||
| ORD | Sale | 16,443 | 10.4400 GBP | ||||
| ORD | Sale | 19,018 | 10.4300 GBP | ||||
| ORD | Sale | 35,617 | 10.4250 GBP | ||||
| ORD | Sale | 44,414 | 10.4212 GBP | ||||
| ORD | Sale | 76,857 | 10.3970 GBP | ||||
| ORD | Sale | 89,839 | 10.3864 GBP | ||||
| ORD | Sale | 134,533 | 10.4133 GBP | ||||
| ORD | Sale | 203,120 | 10.4365 GBP | ||||
| ORD | Sale | 256,089 | 10.4000 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 5,861 | 10.4072 GBP | |||||
| ORD | CFD | Long | 13,291 | 10.3767 GBP | |||||
| ORD | SWAP | Long | 54,522 | 10.3955 GBP | |||||
| ORD | CFD | Long | 80,314 | 10.4099 GBP | |||||
| ORD | SWAP | Long | 205,751 | 10.4221 GBP | |||||
| ORD | CFD | Long | 152,717 | 10.3826 GBP | |||||
| ORD | SWAP | Short | 200 | 10.4551 GBP | |||||
| ORD | CFD | Short | 600 | 10.3358 GBP | |||||
| ORD | SWAP | Short | 1,673 | 10.4633 GBP | |||||
| ORD | SWAP | Short | 59,996 | 10.3810 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 20 Nov 2015 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. |
| are being disclosed: | |
| Name of offeror/offeree in relation to whose | BG GROUP PLC |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry |
| of | description | purchasing, | of | price | date | |
| relevant | selling, | securities | per unit | |||
| security | varying etc | to which | ||||
| option | ||||||
| relates | ||||||
| ORD | Call Options | Purchased | 475,000 | 10.8500 | European | 15 Jan 2016 |
| ORD | Call Options | Written | -500,000 | 1100.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151120005532/en/
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