23rd Oct 2015 13:55
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | BG GROUP PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 22 October 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ROYAL DUTCH SHELL PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 28,230,215 | 0.83% | 26,274,724 | 0.77% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 6,659,308 | 0.19% | 16,735,145 | 0.49% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 34,889,523 | 1.02% | 43,009,869 | 1.26% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 224 | 16.8700 USD | ||||
| ADR | Purchase | 286 | 16.8000 USD | ||||
| ORD | Purchase | 297 | 10.8075 GBP | ||||
| ADR | Purchase | 400 | 16.7450 USD | ||||
| ORD | Purchase | 475 | 10.7475 GBP | ||||
| ORD | Purchase | 980 | 10.7900 GBP | ||||
| ORD | Purchase | 1,214 | 10.7400 GBP | ||||
| ORD | Purchase | 1,316 | 10.7419 GBP | ||||
| ORD | Purchase | 1,600 | 10.8050 GBP | ||||
| ORD | Purchase | 1,673 | 10.7688 GBP | ||||
| ORD | Purchase | 1,743 | 10.8125 GBP | ||||
| ORD | Purchase | 2,514 | 10.8000 GBP | ||||
| ORD | Purchase | 3,186 | 10.7552 GBP | ||||
| ADR | Purchase | 3,336 | 16.7346 USD | ||||
| ORD | Purchase | 3,432 | 10.8045 GBP | ||||
| ORD | Purchase | 4,517 | 10.7494 GBP | ||||
| ORD | Purchase | 5,179 | 10.7451 GBP | ||||
| ORD | Purchase | 5,663 | 10.7500 GBP | ||||
| ORD | Purchase | 6,751 | 10.7831 GBP | ||||
| ORD | Purchase | 15,118 | 10.7606 GBP | ||||
| ORD | Purchase | 25,019 | 10.8225 GBP | ||||
| ORD | Purchase | 25,658 | 10.8200 GBP | ||||
| ORD | Purchase | 28,023 | 10.7573 GBP | ||||
| ORD | Purchase | 33,683 | 10.7658 GBP | ||||
| ORD | Purchase | 104,670 | 10.8169 GBP | ||||
| ORD | Purchase | 117,970 | 10.7693 GBP | ||||
| ORD | Purchase | 202,995 | 10.7855 GBP | ||||
| ORD | Purchase | 430,426 | 10.8409 GBP | ||||
| ADR | Sale | 224 | 16.8700 USD | ||||
| ADR | Sale | 286 | 16.8000 USD | ||||
| ORD | Sale | 297 | 10.8075 GBP | ||||
| ORD | Sale | 385 | 10.7314 GBP | ||||
| ADR | Sale | 400 | 16.7450 USD | ||||
| ORD | Sale | 500 | 10.8150 GBP | ||||
| ORD | Sale | 784 | 10.7983 GBP | ||||
| ORD | Sale | 980 | 10.7900 GBP | ||||
| ORD | Sale | 1,551 | 10.7448 GBP | ||||
| ORD | Sale | 1,577 | 10.7472 GBP | ||||
| ORD | Sale | 1,600 | 10.8050 GBP | ||||
| ORD | Sale | 1,743 | 10.8125 GBP | ||||
| ORD | Sale | 1,759 | 10.7450 GBP | ||||
| ORD | Sale | 2,514 | 10.8000 GBP | ||||
| ORD | Sale | 2,662 | 10.7684 GBP | ||||
| ADR | Sale | 3,336 | 16.7346 USD | ||||
| ORD | Sale | 3,897 | 10.7756 GBP | ||||
| ORD | Sale | 4,024 | 10.7761 GBP | ||||
| ORD | Sale | 4,876 | 10.7856 GBP | ||||
| ORD | Sale | 5,663 | 10.7500 GBP | ||||
| ORD | Sale | 7,959 | 10.7788 GBP | ||||
| ORD | Sale | 10,771 | 10.7682 GBP | ||||
| ORD | Sale | 12,767 | 10.8022 GBP | ||||
| ORD | Sale | 13,403 | 10.7662 GBP | ||||
| ORD | Sale | 30,387 | 10.7313 GBP | ||||
| ORD | Sale | 31,965 | 10.8121 GBP | ||||
| ORD | Sale | 40,519 | 10.8041 GBP | ||||
| ORD | Sale | 56,011 | 10.7897 GBP | ||||
| ORD | Sale | 61,123 | 10.8602 GBP | ||||
| ORD | Sale | 104,029 | 10.8200 GBP | ||||
| ORD | Sale | 105,510 | 10.7870 GBP | ||||
| ORD | Sale | 200,000 | 10.7307 GBP | ||||
| ORD | Sale | 331,181 | 10.7936 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 192 | 10.8073 GBP | |||||
| ORD | CFD | Long | 200 | 10.8116 GBP | |||||
| ORD | CFD | Long | 885 | 10.8074 GBP | |||||
| ORD | SWAP | Long | 2,000 | 10.7425 GBP | |||||
| ORD | CFD | Long | 2,713 | 10.7442 GBP | |||||
| ORD | SWAP | Long | 5,878 | 10.7612 GBP | |||||
| ORD | SWAP | Long | 5,976 | 10.7909 GBP | |||||
| ORD | SWAP | Long | 6,323 | 10.7773 GBP | |||||
| ORD | CFD | Long | 7,114 | 10.8355 GBP | |||||
| ORD | CFD | Long | 10,397 | 10.7478 GBP | |||||
| ORD | SWAP | Long | 11,230 | 10.7941 GBP | |||||
| ORD | SWAP | Long | 13,554 | 10.7666 GBP | |||||
| ORD | SWAP | Long | 31,227 | 10.7981 GBP | |||||
| ORD | CFD | Short | 1,668 | 10.7869 GBP | |||||
| ORD | CFD | Short | 2,626 | 10.7462 GBP | |||||
| ORD | SWAP | Short | 2,872 | 10.7837 GBP | |||||
| ORD | SWAP | Short | 4,778 | 10.7479 GBP | |||||
| ORD | CFD | Short | 4,220 | 10.7514 GBP | |||||
| ORD | SWAP | Short | 11,790 | 10.8620 GBP | |||||
| ORD | SWAP | Short | 13,229 | 10.7872 GBP | |||||
| ORD | SWAP | Short | 14,465 | 10.7656 GBP | |||||
| ORD | SWAP | Short | 18,359 | 10.7666 GBP | |||||
| ORD | CFD | Short | 35,800 | 10.7583 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 23 Oct 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151023005436/en/
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