22nd Oct 2015 15:38
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BG GROUP PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 21 Oct 2015 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES ROYAL DUTCH SHELL PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 28,283,928 | 0.83% | 26,312,799 | 0.77% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 6,691,698 | 0.20% | 16,755,417 | 0.49% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 34,975,626 | 1.02% | 43,068,216 | 1.26% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| ADR | Purchase | 64 | 16.8700 USD | ||||||
| ORD | Purchase | 341 | 10.8650 GBP | ||||||
| ORD | Purchase | 492 | 10.8750 GBP | ||||||
| ORD | Purchase | 615 | 10.8175 GBP | ||||||
| ORD | Purchase | 846 | 10.8481 GBP | ||||||
| ORD | Purchase | 1,713 | 10.8193 GBP | ||||||
| ADR | Purchase | 1,928 | 16.8400 USD | ||||||
| ORD | Purchase | 2,338 | 10.8483 GBP | ||||||
| ORD | Purchase | 2,904 | 10.8874 GBP | ||||||
| ORD | Purchase | 3,404 | 10.8000 GBP | ||||||
| ORD | Purchase | 5,541 | 10.8428 GBP | ||||||
| ADR | Purchase | 10,282 | 16.8149 USD | ||||||
| ORD | Purchase | 31,971 | 10.8067 GBP | ||||||
| ORD | Purchase | 42,686 | 10.8450 GBP | ||||||
| ORD | Sale | 41 | 10.8050 GBP | ||||||
| ADR | Sale | 64 | 16.8700 USD | ||||||
| ORD | Sale | 130 | 10.8402 GBP | ||||||
| ORD | Sale | 250 | 10.7360 GBP | ||||||
| ORD | Sale | 300 | 10.7865 GBP | ||||||
| ORD | Sale | 321 | 10.8700 GBP | ||||||
| ORD | Sale | 682 | 10.8650 GBP | ||||||
| ORD | Sale | 957 | 10.8682 GBP | ||||||
| ORD | Sale | 1,040 | 10.8490 GBP | ||||||
| ADR | Sale | 1,928 | 16.8400 USD | ||||||
| ORD | Sale | 3,059 | 10.8284 GBP | ||||||
| ORD | Sale | 3,106 | 10.8383 GBP | ||||||
| ORD | Sale | 3,404 | 10.8000 GBP | ||||||
| ORD | Sale | 6,071 | 10.8143 GBP | ||||||
| ADR | Sale | 10,282 | 16.8149 USD | ||||||
| ORD | Sale | 16,766 | 10.8433 GBP | ||||||
| ORD | Sale | 43,899 | 10.8275 GBP | ||||||
| ORD | Sale | 53,723 | 10.8317 GBP | ||||||
| ORD | Sale | 55,721 | 10.8320 GBP | ||||||
| (b) | Cash-settled derivative transactions | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 2,789 | 10.8587 GBP | |||||
| ORD | CFD | Long | 3,059 | 10.8284 GBP | |||||
| ORD | SWAP | Long | 3,062 | 10.8243 GBP | |||||
| ORD | SWAP | Long | 3,710 | 10.8374 GBP | |||||
| ORD | CFD | Long | 4,220 | 10.8777 GBP | |||||
| ORD | CFD | Long | 5,141 | 10.8297 GBP | |||||
| ORD | SWAP | Long | 6,071 | 10.8143 GBP | |||||
| ORD | SWAP | Long | 6,220 | 10.7853 GBP | |||||
| ORD | SWAP | Long | 19,786 | 10.8236 GBP | |||||
| ORD | CFD | Long | 21,839 | 10.8368 GBP | |||||
| ORD | SWAP | Long | 26,328 | 10.8260 GBP | |||||
| ORD | SWAP | Long | 29,715 | 10.8474 GBP | |||||
| ORD | CFD | Long | 50,989 | 10.8272 GBP | |||||
| ORD | CFD | Short | 964 | 10.8258 GBP | |||||
| ORD | SWAP | Short | 1,600 | 10.8261 GBP | |||||
| ORD | SWAP | Short | 4,040 | 10.8747 GBP | |||||
| ORD | SWAP | Short | 6,737 | 10.7944 GBP | |||||
| ORD | CFD | Short | 11,436 | 10.8865 GBP | |||||
| ORD | SWAP | Short | 25,234 | 10.8100 GBP | |||||
| ORD | SWAP | Short | 35,429 | 10.8335 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 22 Oct 2015 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151022006003/en/
Copyright Business Wire 2015
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