17th Jun 2015 14:50
| FORM 8.3 | |||||||||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||||
| MORE | |||||||||||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||||||||||
| (b) | Owner or controller of interest and short | ||||||||||||||
| positions disclosed, if different from 1(a): | |||||||||||||||
| (c) | Name of offeror/offeree in relation to whose | BG GROUP PLC | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (d) | If an exempt fund manager connected with an | ||||||||||||||
| offeror/offeree, state this and specify identity of | |||||||||||||||
| offeror/offeree: | |||||||||||||||
| (e) | Date position held/dealing undertaken: | 16 June 2015 | |||||||||||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||||||||||
| disclosures in respect of any other party to the offer? | ROYAL DUTCH SHELL PLC | ||||||||||||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 23,634,297 | 0.69% | 16,319,870 | 0.48% | |||||||||||
| (2) | Cash-settled derivatives: | ||||||||||||||
| 6,740,026 | 0.20% | 9,395,274 | 0.28% | ||||||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||||||
| and agreements to purchase/sell: | 1,000,000 | 0.03% | 3,000,000 | 0.09% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 31,374,323 | 0.92% | 28,715,144 | 0.84% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 125 | 10.7450 GBP | ||||||||||||
| ORD | Purchase | 169 | 10.8495 GBP | ||||||||||||
| ORD | Purchase | 360 | 10.8250 GBP | ||||||||||||
| ORD | Purchase | 447 | 10.7850 GBP | ||||||||||||
| ORD | Purchase | 516 | 10.8450 GBP | ||||||||||||
| ORD | Purchase | 651 | 10.7950 GBP | ||||||||||||
| ORD | Purchase | 651 | 10.8000 GBP | ||||||||||||
| ORD | Purchase | 651 | 10.8325 GBP | ||||||||||||
| ORD | Purchase | 814 | 10.8375 GBP | ||||||||||||
| ORD | Purchase | 976 | 10.8950 GBP | ||||||||||||
| ORD | Purchase | 1,185 | 10.7589 GBP | ||||||||||||
| ORD | Purchase | 1,270 | 10.8050 GBP | ||||||||||||
| ORD | Purchase | 1,602 | 10.7786 GBP | ||||||||||||
| ORD | Purchase | 1,957 | 10.8300 GBP | ||||||||||||
| ORD | Purchase | 2,600 | 10.7700 GBP | ||||||||||||
| ORD | Purchase | 2,864 | 10.8150 GBP | ||||||||||||
| ORD | Purchase | 3,247 | 10.7600 GBP | ||||||||||||
| ORD | Purchase | 3,313 | 10.8350 GBP | ||||||||||||
| ORD | Purchase | 5,341 | 10.8014 GBP | ||||||||||||
| ORD | Purchase | 7,570 | 10.8068 GBP | ||||||||||||
| ORD | Purchase | 9,930 | 10.8034 GBP | ||||||||||||
| ORD | Purchase | 12,065 | 10.8151 GBP | ||||||||||||
| ORD | Purchase | 14,168 | 10.8198 GBP | ||||||||||||
| ORD | Purchase | 16,262 | 10.8065 GBP | ||||||||||||
| ORD | Purchase | 16,856 | 10.8182 GBP | ||||||||||||
| ORD | Purchase | 19,510 | 10.8126 GBP | ||||||||||||
| ORD | Purchase | 33,797 | 10.7955 GBP | ||||||||||||
| ADR | Purchase | 34,000 | 16.8000 USD | ||||||||||||
| ORD | Purchase | 41,919 | 10.8082 GBP | ||||||||||||
| ORD | Purchase | 48,231 | 10.8096 GBP | ||||||||||||
| ORD | Purchase | 48,309 | 10.8100 GBP | ||||||||||||
| ORD | Purchase | 50,000 | 10.8333 GBP | ||||||||||||
| ORD | Purchase | 80,500 | 10.7679 GBP | ||||||||||||
| ORD | Purchase | 141,875 | 10.8158 GBP | ||||||||||||
| ORD | Purchase | 168,949 | 10.8102 GBP | ||||||||||||
| ORD | Purchase | 200,000 | 10.8078 GBP | ||||||||||||
| ORD | Sale | 125 | 10.7450 GBP | ||||||||||||
| ORD | Sale | 169 | 10.8495 GBP | ||||||||||||
| ORD | Sale | 170 | 10.7870 GBP | ||||||||||||
| ORD | Sale | 250 | 10.7468 GBP | ||||||||||||
| ORD | Sale | 447 | 10.7850 GBP | ||||||||||||
| ORD | Sale | 460 | 10.7970 GBP | ||||||||||||
| ORD | Sale | 516 | 10.8450 GBP | ||||||||||||
| ORD | Sale | 575 | 10.8280 GBP | ||||||||||||
| ORD | Sale | 584 | 10.7758 GBP | ||||||||||||
| ORD | Sale | 651 | 10.7950 GBP | ||||||||||||
| ORD | Sale | 651 | 10.8325 GBP | ||||||||||||
| ORD | Sale | 653 | 10.7646 GBP | ||||||||||||
| ORD | Sale | 745 | 10.7957 GBP | ||||||||||||
| ORD | Sale | 814 | 10.8375 GBP | ||||||||||||
| ORD | Sale | 895 | 10.8018 GBP | ||||||||||||
| ORD | Sale | 976 | 10.8950 GBP | ||||||||||||
| ORD | Sale | 1,063 | 10.8355 GBP | ||||||||||||
| ORD | Sale | 1,270 | 10.8050 GBP | ||||||||||||
| ORD | Sale | 1,510 | 10.8386 GBP | ||||||||||||
| ORD | Sale | 1,525 | 10.8026 GBP | ||||||||||||
| ORD | Sale | 1,586 | 10.7866 GBP | ||||||||||||
| ORD | Sale | 1,957 | 10.8300 GBP | ||||||||||||
| ORD | Sale | 2,185 | 10.7808 GBP | ||||||||||||
| ORD | Sale | 2,256 | 10.8350 GBP | ||||||||||||
| ORD | Sale | 2,600 | 10.7700 GBP | ||||||||||||
| ORD | Sale | 2,722 | 10.7978 GBP | ||||||||||||
| ORD | Sale | 2,864 | 10.8150 GBP | ||||||||||||
| ORD | Sale | 3,150 | 10.8510 GBP | ||||||||||||
| ORD | Sale | 3,247 | 10.7600 GBP | ||||||||||||
| ORD | Sale | 3,338 | 10.7856 GBP | ||||||||||||
| ORD | Sale | 3,338 | 10.7966 GBP | ||||||||||||
| ORD | Sale | 3,480 | 10.8040 GBP | ||||||||||||
| ORD | Sale | 4,300 | 10.8186 GBP | ||||||||||||
| ORD | Sale | 4,360 | 10.8383 GBP | ||||||||||||
| ORD | Sale | 5,739 | 10.8250 GBP | ||||||||||||
| ORD | Sale | 6,600 | 10.7968 GBP | ||||||||||||
| ORD | Sale | 7,083 | 10.7736 GBP | ||||||||||||
| ORD | Sale | 8,001 | 10.8000 GBP | ||||||||||||
| ORD | Sale | 14,516 | 10.7793 GBP | ||||||||||||
| ORD | Sale | 15,664 | 10.8108 GBP | ||||||||||||
| ORD | Sale | 17,008 | 10.7912 GBP | ||||||||||||
| ORD | Sale | 23,511 | 10.7995 GBP | ||||||||||||
| ORD | Sale | 25,764 | 10.7756 GBP | ||||||||||||
| ORD | Sale | 26,573 | 10.8060 GBP | ||||||||||||
| ORD | Sale | 28,853 | 10.8172 GBP | ||||||||||||
| ORD | Sale | 29,325 | 10.8042 GBP | ||||||||||||
| ORD | Sale | 34,000 | 10.7829 GBP | ||||||||||||
| ADR | Sale | 34,000 | 16.8000 USD | ||||||||||||
| ORD | Sale | 34,816 | 10.8020 GBP | ||||||||||||
| ORD | Sale | 49,236 | 10.7930 GBP | ||||||||||||
| ORD | Sale | 79,432 | 10.8100 GBP | ||||||||||||
| ORD | Sale | 82,784 | 10.7921 GBP | ||||||||||||
| ORD | Sale | 250,000 | 10.8090 GBP | ||||||||||||
| ORD | Sale | 1,916,007 | 10.7800 GBP | ||||||||||||
| (b) | Cash-settled derivative transactions | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | CFD | Long | 227 | 10.7683 GBP | |||||||||||
| ORD | SWAP | Long | 1,184 | 10.8261 GBP | |||||||||||
| ORD | SWAP | Long | 8,042 | 10.7674 GBP | |||||||||||
| ORD | CFD | Long | 26,573 | 10.8060 GBP | |||||||||||
| ORD | CFD | Long | 34,000 | 10.7829 GBP | |||||||||||
| ORD | SWAP | Long | 52,749 | 10.8038 GBP | |||||||||||
| ORD | SWAP | Long | 68,452 | 10.7889 GBP | |||||||||||
| ORD | CFD | Short | 165 | 10.7776 GBP | |||||||||||
| ORD | CFD | Short | 1,437 | 10.7787 GBP | |||||||||||
| ORD | CFD | Short | 5,000 | 10.7612 GBP | |||||||||||
| ORD | SWAP | Short | 11,146 | 10.8079 GBP | |||||||||||
| ORD | CFD | Short | 50,000 | 10.8333 GBP | |||||||||||
| ORD | SWAP | Short | 50,527 | 10.8161 GBP | |||||||||||
| ORD | SWAP | Short | 52,648 | 10.8106 GBP | |||||||||||
| ORD | CFD | Short | 78,088 | 10.8223 GBP | |||||||||||
| ORD | SWAP | Short | 200,000 | 10.8078 GBP | |||||||||||
| (c) | Stock-settled derivative transactions (including options) | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||||||||||
|
| |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||||||||||
| Date of disclosure: | 17 Jun 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 020 7773 0635 | ||||||||||||||
| SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||||||||||
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||||||||||
| PURCHASE OR SELL ETC. | |||||||||||||||
| Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| Identity of the person whose positions/dealings | Barclays PLC. | ||||||||||||||
| are being disclosed: | |||||||||||||||
| Name of offeror/offeree in relation to whose | BG GROUP PLC | ||||||||||||||
| relevant securities this from relates: | |||||||||||||||
| 2. | OPTIONS AND DERIVATIVES | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||||
| of | description | purchasing, | of | price | date | ||||||||||
| relevant | selling, | securities | per unit | ||||||||||||
| security | varying etc | to which | |||||||||||||
| option | |||||||||||||||
| relates | |||||||||||||||
| ORD | Put Options | Purchased | -1,000,000 | 1000.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Purchased | 1,000,000 | 1050.0000 | American | 21 Aug 2015 | |||||||||
| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||||||||||
| Full details should be given so that the nature of the interest or position can be fully | |||||||||||||||
| understood: | |||||||||||||||
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