4th Aug 2015 13:46
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | BG GROUP PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 3 August 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ROYAL DUTCH SHELL PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 25,349,865 | 0.74% | 21,783,505 | 0.64% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 6,599,449 | 0.19% | 10,754,558 | 0.31% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,000,000 | 0.03% | 1,000,000 | 0.03% | |||||||
| TOTAL: | 32,948,228 | 0.96% | 33,538,063 | 0.98% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 15 | 10.8925 GBP | ||||
| ORD | Purchase | 100 | 10.8050 GBP | ||||
| ORD | Purchase | 200 | 10.8100 GBP | ||||
| ORD | Purchase | 337 | 10.8950 GBP | ||||
| ORD | Purchase | 337 | 10.9300 GBP | ||||
| ORD | Purchase | 345 | 10.8400 GBP | ||||
| ORD | Purchase | 385 | 10.9050 GBP | ||||
| ORD | Purchase | 482 | 10.9250 GBP | ||||
| ADR | Purchase | 600 | 16.9500 USD | ||||
| ORD | Purchase | 642 | 10.8575 GBP | ||||
| ORD | Purchase | 642 | 10.8725 GBP | ||||
| ORD | Purchase | 642 | 10.9500 GBP | ||||
| ORD | Purchase | 872 | 10.8550 GBP | ||||
| ORD | Purchase | 964 | 10.9000 GBP | ||||
| ORD | Purchase | 1,080 | 10.8800 GBP | ||||
| ORD | Purchase | 1,367 | 10.8700 GBP | ||||
| ADR | Purchase | 1,400 | 17.0000 USD | ||||
| ORD | Purchase | 1,446 | 10.9033 GBP | ||||
| ORD | Purchase | 1,898 | 10.8758 GBP | ||||
| ORD | Purchase | 3,045 | 10.8940 GBP | ||||
| ORD | Purchase | 4,799 | 10.9100 GBP | ||||
| ORD | Purchase | 5,138 | 10.9034 GBP | ||||
| ORD | Purchase | 7,145 | 10.9334 GBP | ||||
| ORD | Purchase | 11,190 | 10.9264 GBP | ||||
| ORD | Purchase | 11,463 | 10.9146 GBP | ||||
| ORD | Purchase | 11,553 | 10.8983 GBP | ||||
| ORD | Purchase | 17,129 | 10.8934 GBP | ||||
| ORD | Purchase | 31,844 | 10.9131 GBP | ||||
| ORD | Purchase | 54,230 | 10.8902 GBP | ||||
| ORD | Purchase | 108,433 | 10.9153 GBP | ||||
| ORD | Sale | 12 | 10.8595 GBP | ||||
| ORD | Sale | 15 | 10.8925 GBP | ||||
| ORD | Sale | 100 | 10.8050 GBP | ||||
| ORD | Sale | 200 | 10.8100 GBP | ||||
| ORD | Sale | 250 | 10.8613 GBP | ||||
| ORD | Sale | 337 | 10.9300 GBP | ||||
| ORD | Sale | 344 | 10.9600 GBP | ||||
| ORD | Sale | 410 | 10.9550 GBP | ||||
| ORD | Sale | 438 | 10.8598 GBP | ||||
| ORD | Sale | 482 | 10.9250 GBP | ||||
| ORD | Sale | 500 | 10.8550 GBP | ||||
| ORD | Sale | 570 | 10.8300 GBP | ||||
| ADR | Sale | 600 | 16.9500 USD | ||||
| ORD | Sale | 642 | 10.8575 GBP | ||||
| ORD | Sale | 642 | 10.8725 GBP | ||||
| ORD | Sale | 642 | 10.9500 GBP | ||||
| ORD | Sale | 690 | 10.9346 GBP | ||||
| ORD | Sale | 964 | 10.9000 GBP | ||||
| ORD | Sale | 1,000 | 10.8815 GBP | ||||
| ORD | Sale | 1,003 | 10.8700 GBP | ||||
| ORD | Sale | 1,284 | 10.8650 GBP | ||||
| ORD | Sale | 1,400 | 10.9058 GBP | ||||
| ADR | Sale | 1,400 | 17.0000 USD | ||||
| ORD | Sale | 1,602 | 10.8800 GBP | ||||
| ORD | Sale | 1,840 | 10.8899 GBP | ||||
| ORD | Sale | 2,249 | 10.8914 GBP | ||||
| ORD | Sale | 2,450 | 10.9132 GBP | ||||
| ORD | Sale | 2,541 | 10.9128 GBP | ||||
| ORD | Sale | 2,750 | 10.8605 GBP | ||||
| ORD | Sale | 3,270 | 10.8739 GBP | ||||
| ORD | Sale | 4,736 | 10.8946 GBP | ||||
| ORD | Sale | 7,853 | 10.9100 GBP | ||||
| ORD | Sale | 10,645 | 10.9243 GBP | ||||
| ORD | Sale | 11,183 | 10.8876 GBP | ||||
| ORD | Sale | 17,531 | 10.8904 GBP | ||||
| ORD | Sale | 27,819 | 10.9019 GBP | ||||
| ORD | Sale | 75,456 | 10.9072 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 300 | 10.8415 GBP | |||||
| ORD | SWAP | Long | 690 | 10.9346 GBP | |||||
| ORD | CFD | Long | 700 | 10.8584 GBP | |||||
| ORD | SWAP | Long | 4,772 | 10.8752 GBP | |||||
| ORD | SWAP | Long | 4,900 | 10.8897 GBP | |||||
| ORD | SWAP | Long | 5,467 | 10.8457 GBP | |||||
| ORD | CFD | Long | 11,183 | 10.8876 GBP | |||||
| ORD | CFD | Long | 12,627 | 10.8560 GBP | |||||
| ORD | SWAP | Long | 68,473 | 10.9109 GBP | |||||
| ORD | CFD | Long | 44,584 | 10.9162 GBP | |||||
| ORD | CFD | Short | 300 | 10.8091 GBP | |||||
| ORD | CFD | Short | 761 | 10.9811 GBP | |||||
| ORD | SWAP | Short | 9,655 | 10.9100 GBP | |||||
| ORD | SWAP | Short | 49,730 | 10.8974 GBP | |||||
| ORD | SWAP | Short | 62,173 | 10.8988 GBP | |||||
| ORD | SWAP | Short | 64,010 | 10.8957 GBP | |||||
| ORD | CFD | Short | 45,725 | 10.9521 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 4 Aug 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | BG GROUP PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Put Options | Purchased | -1,000,000 | 10.0000 | American | 21 Aug 2015 | |||||||
| ORD | Call Options | Purchased | 1,000,000 | 10.5000 | American | 21 Aug 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150804006038/en/
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