1st Feb 2016 15:31
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BETFAIR GROUP PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 29 Jan 2016 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES PADDY POWER PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 2,462,226 | 2.65% | 84,646 | 0.09% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 876 | 0.00% | 1,927,716 | 2.07% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 2,463,102 | 2.65% | 2,012,362 | 2.16% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
| (a) | Purchases and sales | ||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 14 | 43.3300 GBP | ||||
| ORD | Purchase | 16 | 43.3500 GBP | ||||
| ORD | Purchase | 28 | 43.4850 GBP | ||||
| ORD | Purchase | 35 | 43.2600 GBP | ||||
| ORD | Purchase | 35 | 43.5500 GBP | ||||
| ORD | Purchase | 42 | 43.5900 GBP | ||||
| ORD | Purchase | 49 | 43.5800 GBP | ||||
| ORD | Purchase | 54 | 43.2850 GBP | ||||
| ORD | Purchase | 59 | 43.5150 GBP | ||||
| ORD | Purchase | 60 | 43.6150 GBP | ||||
| ORD | Purchase | 64 | 43.3800 GBP | ||||
| ORD | Purchase | 68 | 43.2700 GBP | ||||
| ORD | Purchase | 71 | 43.3650 GBP | ||||
| ORD | Purchase | 71 | 43.3400 GBP | ||||
| ORD | Purchase | 71 | 43.3850 GBP | ||||
| ORD | Purchase | 71 | 43.1900 GBP | ||||
| ORD | Purchase | 71 | 43.3000 GBP | ||||
| ORD | Purchase | 73 | 43.0800 GBP | ||||
| ORD | Purchase | 74 | 43.2750 GBP | ||||
| ORD | Purchase | 78 | 43.3710 GBP | ||||
| ORD | Purchase | 80 | 43.3200 GBP | ||||
| ORD | Purchase | 85 | 43.4000 GBP | ||||
| ORD | Purchase | 85 | 43.3100 GBP | ||||
| ORD | Purchase | 87 | 43.5650 GBP | ||||
| ORD | Purchase | 89 | 43.6300 GBP | ||||
| ORD | Purchase | 90 | 43.4150 GBP | ||||
| ORD | Purchase | 92 | 43.6050 GBP | ||||
| ORD | Purchase | 97 | 43.5200 GBP | ||||
| ORD | Purchase | 117 | 43.4250 GBP | ||||
| ORD | Purchase | 120 | 43.4100 GBP | ||||
| ORD | Purchase | 131 | 43.4400 GBP | ||||
| ORD | Purchase | 135 | 43.2900 GBP | ||||
| ORD | Purchase | 138 | 43.4750 GBP | ||||
| ORD | Purchase | 142 | 43.3150 GBP | ||||
| ORD | Purchase | 143 | 43.3779 GBP | ||||
| ORD | Purchase | 144 | 43.4200 GBP | ||||
| ORD | Purchase | 144 | 43.5260 GBP | ||||
| ORD | Purchase | 145 | 43.5000 GBP | ||||
| ORD | Purchase | 158 | 43.5982 GBP | ||||
| ORD | Purchase | 159 | 43.3250 GBP | ||||
| ORD | Purchase | 197 | 43.5300 GBP | ||||
| ORD | Purchase | 207 | 43.3900 GBP | ||||
| ORD | Purchase | 214 | 43.4700 GBP | ||||
| ORD | Purchase | 235 | 43.4350 GBP | ||||
| ORD | Purchase | 242 | 43.4500 GBP | ||||
| ORD | Purchase | 336 | 43.4800 GBP | ||||
| ORD | Purchase | 353 | 43.5950 GBP | ||||
| ORD | Purchase | 358 | 43.4300 GBP | ||||
| ORD | Purchase | 682 | 43.4900 GBP | ||||
| ORD | Purchase | 1,100 | 42.9300 GBP | ||||
| ORD | Purchase | 1,177 | 43.3494 GBP | ||||
| ORD | Purchase | 1,633 | 43.8535 GBP | ||||
| ORD | Purchase | 1,916 | 42.9304 GBP | ||||
| ORD | Purchase | 2,087 | 43.3441 GBP | ||||
| ORD | Purchase | 2,729 | 43.3723 GBP | ||||
| ORD | Purchase | 3,813 | 42.9763 GBP | ||||
| ORD | Purchase | 6,110 | 43.1666 GBP | ||||
| ORD | Purchase | 9,460 | 43.2220 GBP | ||||
| ORD | Purchase | 12,886 | 43.2139 GBP | ||||
| ORD | Purchase | 15,000 | 43.5286 GBP | ||||
| ORD | Purchase | 22,389 | 43.4328 GBP | ||||
| ORD | Purchase | 50,071 | 43.2950 GBP | ||||
| ORD | Purchase | 206,786 | 43.3370 GBP | ||||
| ORD | Sale | 14 | 43.3300 GBP | ||||
| ORD | Sale | 16 | 43.3500 GBP | ||||
| ORD | Sale | 28 | 43.4850 GBP | ||||
| ORD | Sale | 35 | 43.2600 GBP | ||||
| ORD | Sale | 35 | 43.5500 GBP | ||||
| ORD | Sale | 42 | 43.5900 GBP | ||||
| ORD | Sale | 49 | 43.5800 GBP | ||||
| ORD | Sale | 54 | 43.2850 GBP | ||||
| ORD | Sale | 59 | 43.5150 GBP | ||||
| ORD | Sale | 60 | 43.6150 GBP | ||||
| ORD | Sale | 64 | 43.3800 GBP | ||||
| ORD | Sale | 68 | 43.2700 GBP | ||||
| ORD | Sale | 71 | 43.1900 GBP | ||||
| ORD | Sale | 71 | 43.3850 GBP | ||||
| ORD | Sale | 71 | 43.3650 GBP | ||||
| ORD | Sale | 71 | 43.3400 GBP | ||||
| ORD | Sale | 71 | 43.3000 GBP | ||||
| ORD | Sale | 71 | 43.2950 GBP | ||||
| ORD | Sale | 73 | 43.0800 GBP | ||||
| ORD | Sale | 74 | 43.2750 GBP | ||||
| ORD | Sale | 80 | 43.3200 GBP | ||||
| ORD | Sale | 85 | 43.3100 GBP | ||||
| ORD | Sale | 85 | 43.4000 GBP | ||||
| ORD | Sale | 87 | 43.4201 GBP | ||||
| ORD | Sale | 87 | 43.5650 GBP | ||||
| ORD | Sale | 89 | 43.6300 GBP | ||||
| ORD | Sale | 90 | 43.4150 GBP | ||||
| ORD | Sale | 92 | 43.6050 GBP | ||||
| ORD | Sale | 109 | 43.5200 GBP | ||||
| ORD | Sale | 117 | 43.4250 GBP | ||||
| ORD | Sale | 120 | 43.4100 GBP | ||||
| ORD | Sale | 131 | 43.4400 GBP | ||||
| ORD | Sale | 135 | 43.2900 GBP | ||||
| ORD | Sale | 138 | 43.4750 GBP | ||||
| ORD | Sale | 142 | 43.3150 GBP | ||||
| ORD | Sale | 144 | 43.4200 GBP | ||||
| ORD | Sale | 144 | 43.5260 GBP | ||||
| ORD | Sale | 145 | 43.5000 GBP | ||||
| ORD | Sale | 159 | 43.3250 GBP | ||||
| ORD | Sale | 197 | 43.5300 GBP | ||||
| ORD | Sale | 207 | 43.3900 GBP | ||||
| ORD | Sale | 214 | 43.4700 GBP | ||||
| ORD | Sale | 235 | 43.4350 GBP | ||||
| ORD | Sale | 242 | 43.4500 GBP | ||||
| ORD | Sale | 336 | 43.4800 GBP | ||||
| ORD | Sale | 353 | 43.5950 GBP | ||||
| ORD | Sale | 358 | 43.4300 GBP | ||||
| ORD | Sale | 429 | 43.1051 GBP | ||||
| ORD | Sale | 682 | 43.4900 GBP | ||||
| ORD | Sale | 1,242 | 42.6123 GBP | ||||
| ORD | Sale | 1,307 | 43.2369 GBP | ||||
| ORD | Sale | 1,450 | 43.8500 GBP | ||||
| ORD | Sale | 1,728 | 43.2026 GBP | ||||
| ORD | Sale | 2,156 | 43.4095 GBP | ||||
| ORD | Sale | 2,412 | 43.8412 GBP | ||||
| ORD | Sale | 2,969 | 43.0789 GBP | ||||
| ORD | Sale | 3,088 | 42.9683 GBP | ||||
| ORD | Sale | 3,260 | 43.1866 GBP | ||||
| ORD | Sale | 7,964 | 43.5648 GBP | ||||
| ORD | Sale | 8,430 | 43.5855 GBP | ||||
| ORD | Sale | 22,487 | 43.2838 GBP | ||||
| ORD | Sale | 73,507 | 43.6523 GBP |
| (b) | Cash-settled derivative transactions | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 5 | 43.3140 GBP | |||||
| ORD | CFD | Long | 54 | 43.3048 GBP | |||||
| ORD | SWAP | Long | 55 | 43.3300 GBP | |||||
| ORD | CFD | Long | 143 | 43.3248 GBP | |||||
| ORD | CFD | Long | 2,156 | 43.4095 GBP | |||||
| ORD | CFD | Long | 2,228 | 43.2333 GBP | |||||
| ORD | CFD | Long | 2,412 | 43.8412 GBP | |||||
| ORD | SWAP | Long | 4,510 | 43.8495 GBP | |||||
| ORD | SWAP | Long | 6,054 | 43.0656 GBP | |||||
| ORD | CFD | Long | 22,487 | 43.2838 GBP | |||||
| ORD | CFD | Short | 61 | 43.3739 GBP | |||||
| ORD | CFD | Short | 64 | 43.3851 GBP | |||||
| ORD | CFD | Short | 100 | 42.9439 GBP | |||||
| ORD | CFD | Short | 100 | 43.1726 GBP | |||||
| ORD | SWAP | Short | 114 | 43.4221 GBP | |||||
| ORD | CFD | Short | 117 | 42.6637 GBP | |||||
| ORD | CFD | Short | 158 | 43.5982 GBP | |||||
| ORD | SWAP | Short | 237 | 43.4224 GBP | |||||
| ORD | CFD | Short | 1,379 | 43.0867 GBP | |||||
| ORD | CFD | Short | 1,407 | 43.3910 GBP | |||||
| ORD | CFD | Short | 1,633 | 43.8535 GBP | |||||
| ORD | SWAP | Short | 6,308 | 43.1852 GBP | |||||
| ORD | SWAP | Short | 20,769 | 43.2218 GBP | |||||
| ORD | CFD | Short | 206,786 | 43.3370 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 1 FEB 2016 | ||
| Contact name: | Andrew Hurley | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20160201005845/en/
Copyright Business Wire 2016
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