7th Jan 2016 14:29
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | BETFAIR GROUP PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 06 January 2016 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | PADDY POWER PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,033,672 | 1.11% | 42,981 | 0.05% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 1,366 | 0.00% | 779,935 | 0.84% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 1,035,038 | 1.11% | 822,916 | 0.88% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 26 | 38.8800 GBP | ||||
| ORD | Purchase | 63 | 38.2600 GBP | ||||
| ORD | Purchase | 77 | 39.0500 GBP | ||||
| ORD | Purchase | 94 | 38.8500 GBP | ||||
| ORD | Purchase | 94 | 38.8400 GBP | ||||
| ORD | Purchase | 116 | 38.5100 GBP | ||||
| ORD | Purchase | 150 | 38.2000 GBP | ||||
| ORD | Purchase | 200 | 38.2700 GBP | ||||
| ORD | Purchase | 200 | 38.3411 GBP | ||||
| ORD | Purchase | 201 | 38.2610 GBP | ||||
| ORD | Purchase | 220 | 38.8600 GBP | ||||
| ORD | Purchase | 230 | 38.8200 GBP | ||||
| ORD | Purchase | 230 | 39.0400 GBP | ||||
| ORD | Purchase | 270 | 38.3700 GBP | ||||
| ORD | Purchase | 297 | 38.8100 GBP | ||||
| ORD | Purchase | 400 | 38.8300 GBP | ||||
| ORD | Purchase | 421 | 38.8919 GBP | ||||
| ORD | Purchase | 424 | 38.5539 GBP | ||||
| ORD | Purchase | 464 | 38.2642 GBP | ||||
| ORD | Purchase | 589 | 38.7412 GBP | ||||
| ORD | Purchase | 1,079 | 38.5003 GBP | ||||
| ORD | Purchase | 1,108 | 38.7484 GBP | ||||
| ORD | Purchase | 1,439 | 38.2800 GBP | ||||
| ORD | Purchase | 2,094 | 38.6586 GBP | ||||
| ORD | Purchase | 2,295 | 38.4849 GBP | ||||
| ORD | Purchase | 2,486 | 38.3450 GBP | ||||
| ORD | Purchase | 2,500 | 38.3500 GBP | ||||
| ORD | Purchase | 3,205 | 39.0419 GBP | ||||
| ORD | Purchase | 3,620 | 38.2450 GBP | ||||
| ORD | Purchase | 4,306 | 38.4420 GBP | ||||
| ORD | Purchase | 5,391 | 38.3300 GBP | ||||
| ORD | Purchase | 5,677 | 38.4852 GBP | ||||
| ORD | Purchase | 9,772 | 38.3813 GBP | ||||
| ORD | Purchase | 10,000 | 38.5527 GBP | ||||
| ORD | Purchase | 12,952 | 38.3321 GBP | ||||
| ORD | Purchase | 17,269 | 38.3447 GBP | ||||
| ORD | Purchase | 17,782 | 38.3676 GBP | ||||
| ORD | Purchase | 19,575 | 38.8964 GBP | ||||
| ORD | Purchase | 38,246 | 39.1083 GBP | ||||
| ORD | Purchase | 61,754 | 38.3205 GBP | ||||
| ORD | Sale | 26 | 38.8800 GBP | ||||
| ORD | Sale | 63 | 38.2600 GBP | ||||
| ORD | Sale | 77 | 39.0500 GBP | ||||
| ORD | Sale | 94 | 38.8500 GBP | ||||
| ORD | Sale | 94 | 38.8400 GBP | ||||
| ORD | Sale | 105 | 38.6400 GBP | ||||
| ORD | Sale | 116 | 38.5100 GBP | ||||
| ORD | Sale | 142 | 38.6435 GBP | ||||
| ORD | Sale | 150 | 38.2000 GBP | ||||
| ORD | Sale | 175 | 38.6394 GBP | ||||
| ORD | Sale | 200 | 38.2700 GBP | ||||
| ORD | Sale | 211 | 38.2428 GBP | ||||
| ORD | Sale | 220 | 38.8600 GBP | ||||
| ORD | Sale | 230 | 38.8200 GBP | ||||
| ORD | Sale | 230 | 39.0400 GBP | ||||
| ORD | Sale | 246 | 38.6330 GBP | ||||
| ORD | Sale | 270 | 38.3700 GBP | ||||
| ORD | Sale | 297 | 38.8100 GBP | ||||
| ORD | Sale | 343 | 38.6452 GBP | ||||
| ORD | Sale | 400 | 38.8300 GBP | ||||
| ORD | Sale | 630 | 38.6331 GBP | ||||
| ORD | Sale | 895 | 39.2600 GBP | ||||
| ORD | Sale | 946 | 38.5350 GBP | ||||
| ORD | Sale | 1,239 | 38.6039 GBP | ||||
| ORD | Sale | 1,439 | 38.2800 GBP | ||||
| ORD | Sale | 2,486 | 38.3450 GBP | ||||
| ORD | Sale | 2,500 | 38.3500 GBP | ||||
| ORD | Sale | 3,620 | 38.2450 GBP | ||||
| ORD | Sale | 4,385 | 38.4957 GBP | ||||
| ORD | Sale | 4,571 | 38.4540 GBP | ||||
| ORD | Sale | 4,611 | 38.6999 GBP | ||||
| ORD | Sale | 4,619 | 38.3347 GBP | ||||
| ORD | Sale | 5,391 | 38.3300 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 252 | 38.5350 GBP | |||||
| ORD | SWAP | Long | 466 | 38.4496 GBP | |||||
| ORD | SWAP | Long | 9,184 | 38.4797 GBP | |||||
| ORD | CFD | Short | 54 | 38.2611 GBP | |||||
| ORD | CFD | Short | 147 | 38.2610 GBP | |||||
| ORD | SWAP | Short | 149 | 38.5489 GBP | |||||
| ORD | SWAP | Short | 464 | 38.2642 GBP | |||||
| ORD | CFD | Short | 252 | 38.9452 GBP | |||||
| ORD | CFD | Short | 287 | 38.3551 GBP | |||||
| ORD | SWAP | Short | 657 | 38.3618 GBP | |||||
| ORD | CFD | Short | 1,108 | 38.7484 GBP | |||||
| ORD | CFD | Short | 589 | 38.7412 GBP | |||||
| ORD | SWAP | Short | 2,094 | 38.6586 GBP | |||||
| ORD | CFD | Short | 1,079 | 38.5003 GBP | |||||
| ORD | SWAP | Short | 3,205 | 39.0419 GBP | |||||
| ORD | SWAP | Short | 3,435 | 38.4578 GBP | |||||
| ORD | SWAP | Short | 3,493 | 38.5107 GBP | |||||
| ORD | SWAP | Short | 7,647 | 38.4743 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 7 Jan 2016 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20160107005745/en/
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