28th Jul 2017 14:40
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | BERENDSEN PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 27 July 2017 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ELIS SA |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 30p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 2,596,971 | 1.50% | 815,310 | 0.47% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 200,008 | 0.12% | 1,980,720 | 1.15% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 2,796,979 | 1.62% | 2,796,030 | 1.62% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 30p ordinary | Purchase | 139 | 12.9607 GBP | ||||
| 30p ordinary | Purchase | 177 | 13.0200 GBP | ||||
| 30p ordinary | Purchase | 179 | 13.0000 GBP | ||||
| 30p ordinary | Purchase | 238 | 12.9200 GBP | ||||
| 30p ordinary | Purchase | 343 | 12.8800 GBP | ||||
| 30p ordinary | Purchase | 356 | 12.9050 GBP | ||||
| 30p ordinary | Purchase | 391 | 12.9600 GBP | ||||
| 30p ordinary | Purchase | 392 | 12.9750 GBP | ||||
| 30p ordinary | Purchase | 448 | 12.8900 GBP | ||||
| 30p ordinary | Purchase | 516 | 12.8950 GBP | ||||
| 30p ordinary | Purchase | 555 | 12.9250 GBP | ||||
| 30p ordinary | Purchase | 559 | 12.9350 GBP | ||||
| 30p ordinary | Purchase | 632 | 12.9400 GBP | ||||
| 30p ordinary | Purchase | 931 | 12.9000 GBP | ||||
| 30p ordinary | Purchase | 1,407 | 12.9700 GBP | ||||
| 30p ordinary | Purchase | 1,439 | 12.9300 GBP | ||||
| 30p ordinary | Purchase | 1,756 | 12.9500 GBP | ||||
| 30p ordinary | Purchase | 3,188 | 13.0050 GBP | ||||
| 30p ordinary | Purchase | 3,350 | 12.9105 GBP | ||||
| 30p ordinary | Purchase | 11,994 | 12.8894 GBP | ||||
| 30p ordinary | Purchase | 23,630 | 12.8807 GBP | ||||
| 30p ordinary | Purchase | 25,387 | 12.8722 GBP | ||||
| 30p ordinary | Sale | 238 | 12.9200 GBP | ||||
| 30p ordinary | Sale | 343 | 12.8800 GBP | ||||
| 30p ordinary | Sale | 356 | 12.9050 GBP | ||||
| 30p ordinary | Sale | 391 | 12.9600 GBP | ||||
| 30p ordinary | Sale | 392 | 12.9750 GBP | ||||
| 30p ordinary | Sale | 448 | 12.8900 GBP | ||||
| 30p ordinary | Sale | 516 | 12.8950 GBP | ||||
| 30p ordinary | Sale | 559 | 12.9350 GBP | ||||
| 30p ordinary | Sale | 612 | 12.9250 GBP | ||||
| 30p ordinary | Sale | 931 | 12.9000 GBP | ||||
| 30p ordinary | Sale | 1,407 | 12.9700 GBP | ||||
| 30p ordinary | Sale | 1,439 | 12.9300 GBP | ||||
| 30p ordinary | Sale | 1,756 | 12.9500 GBP | ||||
| 30p ordinary | Sale | 1,868 | 12.9125 GBP | ||||
| 30p ordinary | Sale | 3,188 | 13.0050 GBP | ||||
| 30p ordinary | Sale | 7,618 | 12.9459 GBP | ||||
| 30p ordinary | Sale | 10,651 | 12.9581 GBP | ||||
| 30p ordinary | Sale | 10,973 | 12.8788 GBP | ||||
| 30p ordinary | Sale | 13,863 | 12.9292 GBP | ||||
| 30p ordinary | Sale | 15,212 | 12.8891 GBP | ||||
| 30p ordinary | Sale | 16,750 | 12.9983 GBP | ||||
| 30p ordinary | Sale | 26,691 | 13.0007 GBP | ||||
| 30p ordinary | Sale | 28,056 | 13.0015 GBP | ||||
| 30p ordinary | Sale | 31,176 | 13.0003 GBP | ||||
| 30p ordinary | Sale | 85,183 | 12.8986 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 30p ordinary | SWAP | Long | 1,507 | 12.9446 GBP | |||||
| 30p ordinary | SWAP | Long | 1,871 | 12.9118 GBP | |||||
| 30p ordinary | SWAP | Long | 10,973 | 12.8788 GBP | |||||
| 30p ordinary | CFD | Long | 15,212 | 12.8891 GBP | |||||
| 30p ordinary | SWAP | Long | 19,974 | 12.9344 GBP | |||||
| 30p ordinary | CFD | Short | 139 | 12.9607 GBP | |||||
| 30p ordinary | SWAP | Short | 356 | 13.0098 GBP | |||||
| 30p ordinary | SWAP | Short | 1,480 | 12.7701 GBP | |||||
| 30p ordinary | CFD | Short | 3,350 | 12.9105 GBP | |||||
| 30p ordinary | SWAP | Short | 22,150 | 12.8881 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 28 Jul 2017 | ||
| Contact name: | Femi Badmos | ||
| Telephone number: | 020 3555 1125 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20170728005384/en/
Copyright Business Wire 2017
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