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Form 8.3 AVIVA PLC

6th Mar 2025 15:03

RNS Number : 6991Z
Barclays PLC
06 March 2025
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

AVIVA PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

05 Mar 2025

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

DIRECT LINE INSURANCE GROUP PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

32 17/19p ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

21,740,472

0.81%

21,532,343

0.80%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

11,469,553

0.43%

15,006,171

0.56%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

0

0.00%

225,358

0.01%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

33,210,025

1.24%

36,763,872

1.37%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

32 17/19p ordinary

Purchase

422,466

5.4167 GBP

32 17/19p ordinary

Purchase

274,003

5.4178 GBP

32 17/19p ordinary

Purchase

217,293

5.4000 GBP

32 17/19p ordinary

Purchase

205,052

5.4165 GBP

32 17/19p ordinary

Purchase

188,674

5.3787 GBP

32 17/19p ordinary

Purchase

135,537

5.4180 GBP

32 17/19p ordinary

Purchase

135,212

5.4018 GBP

32 17/19p ordinary

Purchase

133,804

5.3813 GBP

32 17/19p ordinary

Purchase

109,476

5.4135 GBP

32 17/19p ordinary

Purchase

96,182

5.3793 GBP

32 17/19p ordinary

Purchase

77,156

5.3805 GBP

32 17/19p ordinary

Purchase

73,760

5.3740 GBP

32 17/19p ordinary

Purchase

71,538

5.4055 GBP

32 17/19p ordinary

Purchase

54,078

5.4129 GBP

32 17/19p ordinary

Purchase

52,327

5.4012 GBP

32 17/19p ordinary

Purchase

41,967

5.4107 GBP

32 17/19p ordinary

Purchase

34,276

5.4040 GBP

32 17/19p ordinary

Purchase

28,868

5.4168 GBP

32 17/19p ordinary

Purchase

24,864

5.3959 GBP

32 17/19p ordinary

Purchase

24,139

5.4031 GBP

32 17/19p ordinary

Purchase

21,911

5.4238 GBP

32 17/19p ordinary

Purchase

21,258

5.3660 GBP

32 17/19p ordinary

Purchase

18,094

5.4124 GBP

32 17/19p ordinary

Purchase

16,617

5.3865 GBP

32 17/19p ordinary

Purchase

15,206

5.3818 GBP

32 17/19p ordinary

Purchase

11,592

5.4239 GBP

32 17/19p ordinary

Purchase

9,042

5.4175 GBP

32 17/19p ordinary

Purchase

8,930

5.4010 GBP

32 17/19p ordinary

Purchase

8,428

5.4033 GBP

32 17/19p ordinary

Purchase

8,060

5.4068 GBP

32 17/19p ordinary

Purchase

6,230

5.4320 GBP

32 17/19p ordinary

Purchase

5,822

5.4087 GBP

32 17/19p ordinary

Purchase

5,536

5.4302 GBP

32 17/19p ordinary

Purchase

4,440

5.4106 GBP

32 17/19p ordinary

Purchase

3,473

5.3991 GBP

32 17/19p ordinary

Purchase

3,304

5.4125 GBP

32 17/19p ordinary

Purchase

2,780

5.3795 GBP

ADR

Purchase

2,100

14.1500 USD

ADR

Purchase

1,872

14.1165 USD

32 17/19p ordinary

Purchase

1,798

5.4159 GBP

32 17/19p ordinary

Purchase

1,685

5.4139 GBP

32 17/19p ordinary

Purchase

1,547

5.4080 GBP

32 17/19p ordinary

Purchase

1,206

5.4084 GBP

32 17/19p ordinary

Purchase

1,178

5.4020 GBP

32 17/19p ordinary

Purchase

996

5.4030 GBP

32 17/19p ordinary

Purchase

732

5.3719 GBP

32 17/19p ordinary

Purchase

646

5.4102 GBP

32 17/19p ordinary

Purchase

603

5.4060 GBP

32 17/19p ordinary

Purchase

578

5.4300 GBP

32 17/19p ordinary

Purchase

534

5.3980 GBP

32 17/19p ordinary

Purchase

521

5.3960 GBP

32 17/19p ordinary

Purchase

508

5.4220 GBP

32 17/19p ordinary

Purchase

452

5.4280 GBP

32 17/19p ordinary

Purchase

354

5.4172 GBP

32 17/19p ordinary

Purchase

301

5.4160 GBP

32 17/19p ordinary

Purchase

281

5.4240 GBP

32 17/19p ordinary

Purchase

275

5.4100 GBP

32 17/19p ordinary

Purchase

255

5.4197 GBP

32 17/19p ordinary

Purchase

87

5.4314 GBP

32 17/19p ordinary

Purchase

45

5.4140 GBP

32 17/19p ordinary

Sale

554,249

5.4142 GBP

32 17/19p ordinary

Sale

516,413

5.4180 GBP

32 17/19p ordinary

Sale

449,792

5.4167 GBP

32 17/19p ordinary

Sale

415,720

5.3872 GBP

32 17/19p ordinary

Sale

329,453

5.4035 GBP

32 17/19p ordinary

Sale

223,314

5.3996 GBP

32 17/19p ordinary

Sale

174,386

5.4176 GBP

32 17/19p ordinary

Sale

143,225

5.4192 GBP

32 17/19p ordinary

Sale

122,766

5.3862 GBP

32 17/19p ordinary

Sale

109,573

5.4086 GBP

32 17/19p ordinary

Sale

74,505

5.3813 GBP

32 17/19p ordinary

Sale

74,281

5.4135 GBP

32 17/19p ordinary

Sale

66,802

5.4157 GBP

32 17/19p ordinary

Sale

61,766

5.4203 GBP

32 17/19p ordinary

Sale

50,393

5.3889 GBP

32 17/19p ordinary

Sale

48,944

5.4235 GBP

32 17/19p ordinary

Sale

48,185

5.3794 GBP

32 17/19p ordinary

Sale

46,968

5.4189 GBP

32 17/19p ordinary

Sale

39,455

5.4177 GBP

32 17/19p ordinary

Sale

36,880

5.3740 GBP

32 17/19p ordinary

Sale

32,306

5.3876 GBP

32 17/19p ordinary

Sale

28,344

5.4033 GBP

32 17/19p ordinary

Sale

15,932

5.4165 GBP

32 17/19p ordinary

Sale

11,299

5.4144 GBP

32 17/19p ordinary

Sale

10,989

5.4257 GBP

32 17/19p ordinary

Sale

10,629

5.3660 GBP

32 17/19p ordinary

Sale

9,100

5.4234 GBP

32 17/19p ordinary

Sale

8,984

5.4029 GBP

32 17/19p ordinary

Sale

8,601

5.3895 GBP

32 17/19p ordinary

Sale

8,292

5.4320 GBP

32 17/19p ordinary

Sale

7,151

5.4210 GBP

32 17/19p ordinary

Sale

5,272

5.4009 GBP

32 17/19p ordinary

Sale

5,236

5.4127 GBP

32 17/19p ordinary

Sale

4,633

5.4101 GBP

32 17/19p ordinary

Sale

4,030

5.4068 GBP

32 17/19p ordinary

Sale

3,091

5.4270 GBP

32 17/19p ordinary

Sale

2,861

5.3970 GBP

32 17/19p ordinary

Sale

2,826

5.4233 GBP

32 17/19p ordinary

Sale

2,740

5.3967 GBP

32 17/19p ordinary

Sale

2,325

5.4129 GBP

32 17/19p ordinary

Sale

2,272

5.4147 GBP

ADR

Sale

2,100

14.1500 USD

ADR

Sale

1,872

14.1165 USD

32 17/19p ordinary

Sale

1,401

5.4220 GBP

32 17/19p ordinary

Sale

1,206

5.4060 GBP

32 17/19p ordinary

Sale

1,044

5.4000 GBP

32 17/19p ordinary

Sale

1,042

5.3960 GBP

32 17/19p ordinary

Sale

1,000

5.4080 GBP

32 17/19p ordinary

Sale

1,000

5.4020 GBP

32 17/19p ordinary

Sale

990

5.4282 GBP

32 17/19p ordinary

Sale

710

5.4010 GBP

32 17/19p ordinary

Sale

200

5.4280 GBP

32 17/19p ordinary

Sale

113

5.4160 GBP

32 17/19p ordinary

Sale

48

5.4190 GBP

32 17/19p ordinary

Sale

45

5.4140 GBP

32 17/19p ordinary

Sale

28

5.4100 GBP

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

32 17/19p ordinary

SWAP

Decreasing Long

40,329

5.4136 GBP

32 17/19p ordinary

SWAP

Decreasing Short

10,926

5.3945 GBP

32 17/19p ordinary

SWAP

Decreasing Short

56,097

5.3964 GBP

32 17/19p ordinary

SWAP

Decreasing Short

2,861

5.3970 GBP

32 17/19p ordinary

SWAP

Decreasing Short

223,314

5.3996 GBP

32 17/19p ordinary

SWAP

Decreasing Short

8,984

5.4029 GBP

32 17/19p ordinary

SWAP

Decreasing Short

32,586

5.4031 GBP

32 17/19p ordinary

SWAP

Decreasing Short

16,781

5.4034 GBP

32 17/19p ordinary

SWAP

Decreasing Short

329,453

5.4035 GBP

32 17/19p ordinary

SWAP

Decreasing Short

744

5.4104 GBP

32 17/19p ordinary

SWAP

Decreasing Short

128

5.4106 GBP

32 17/19p ordinary

SWAP

Decreasing Short

1,567

5.4113 GBP

32 17/19p ordinary

SWAP

Decreasing Short

2,272

5.4147 GBP

32 17/19p ordinary

SWAP

Decreasing Short

15,932

5.4165 GBP

32 17/19p ordinary

SWAP

Decreasing Short

27,326

5.4167 GBP

32 17/19p ordinary

SWAP

Decreasing Short

174,386

5.4176 GBP

32 17/19p ordinary

SWAP

Decreasing Short

39,455

5.4177 GBP

32 17/19p ordinary

SWAP

Decreasing Short

263

5.4179 GBP

32 17/19p ordinary

SWAP

Decreasing Short

109,435

5.4180 GBP

32 17/19p ordinary

SWAP

Decreasing Short

46,968

5.4189 GBP

32 17/19p ordinary

SWAP

Decreasing Short

143,225

5.4192 GBP

32 17/19p ordinary

SWAP

Decreasing Short

61,766

5.4203 GBP

32 17/19p ordinary

SWAP

Decreasing Short

7,151

5.4210 GBP

32 17/19p ordinary

SWAP

Decreasing Short

37,227

5.4214 GBP

32 17/19p ordinary

SWAP

Decreasing Short

1,401

5.4220 GBP

32 17/19p ordinary

SWAP

Decreasing Short

25,029

5.4234 GBP

32 17/19p ordinary

SWAP

Decreasing Short

48,944

5.4235 GBP

32 17/19p ordinary

SWAP

Increasing Short

1

5.3560 GBP

32 17/19p ordinary

SWAP

Increasing Short

1,285

5.3713 GBP

32 17/19p ordinary

SWAP

Increasing Short

24,864

5.3959 GBP

32 17/19p ordinary

SWAP

Increasing Short

66,801

5.3986 GBP

32 17/19p ordinary

SWAP

Increasing Short

11,673

5.3996 GBP

32 17/19p ordinary

SWAP

Increasing Short

214,411

5.4000 GBP

32 17/19p ordinary

SWAP

Increasing Short

52,327

5.4012 GBP

32 17/19p ordinary

SWAP

Increasing Short

942

5.4016 GBP

32 17/19p ordinary

SWAP

Increasing Short

2,783

5.4020 GBP

32 17/19p ordinary

SWAP

Increasing Short

13,315

5.4034 GBP

32 17/19p ordinary

SWAP

Increasing Short

34,276

5.4040 GBP

32 17/19p ordinary

SWAP

Increasing Short

55,096

5.4053 GBP

32 17/19p ordinary

SWAP

Increasing Short

71,538

5.4055 GBP

32 17/19p ordinary

SWAP

Increasing Short

17,975

5.4080 GBP

32 17/19p ordinary

SWAP

Increasing Short

5,822

5.4087 GBP

32 17/19p ordinary

SWAP

Increasing Short

354

5.4172 GBP

32 17/19p ordinary

SWAP

Increasing Short

190,300

5.4177 GBP

32 17/19p ordinary

SWAP

Increasing Short

3,341

5.4180 GBP

32 17/19p ordinary

SWAP

Increasing Short

31,878

5.4182 GBP

32 17/19p ordinary

SWAP

Increasing Short

255

5.4197 GBP

32 17/19p ordinary

SWAP

Increasing Short

281

5.4240 GBP

32 17/19p ordinary

SWAP

Increasing Long

2,981

5.3957 GBP

32 17/19p ordinary

SWAP

Decreasing Long

7,900

5.4180 GBP

32 17/19p ordinary

CFD

Decreasing Short

4,350

5.4073 GBP

32 17/19p ordinary

CFD

Decreasing Short

422,466

5.4167 GBP

32 17/19p ordinary

CFD

Decreasing Short

5,380

5.4176 GBP

32 17/19p ordinary

CFD

Opening Long

56,574

5.4179 GBP

32 17/19p ordinary

CFD

Increasing Long

5,005

5.4220 GBP

32 17/19p ordinary

CFD

Increasing Long

2,062

5.4318 GBP

32 17/19p ordinary

CFD

Decreasing Long

4,180

5.3563 GBP

32 17/19p ordinary

CFD

Decreasing Long

2,076

5.4108 GBP

32 17/19p ordinary

CFD

Decreasing Long

651

5.4180 GBP

32 17/19p ordinary

CFD

Decreasing Long

2,839

5.4220 GBP

32 17/19p ordinary

CFD

Decreasing Long

5,144

5.4223 GBP

32 17/19p ordinary

CFD

Decreasing Long

1,900

5.4235 GBP

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

06 Mar 2025

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

AVIVA PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

32 17/19p ordinary

Call Options

Written

-120,787

5.3305

European

06 Jun 2025

 

32 17/19p ordinary

Call Options

Written

-104,571

5.3176

European

05 Jun 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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