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Form 8.3 AVIVA PLC

15th Apr 2025 14:51

RNS Number : 1432F
Barclays PLC
15 April 2025
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

AVIVA PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

14 Apr 2025

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

DIRECT LINE INSURANCE GROUP PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

32 17/19p ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

13,102,709

0.49%

18,389,362

0.69%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

17,355,066

0.65%

10,887,606

0.41%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

0

0.00%

225,277

0.01%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

30,457,775

1.14%

29,502,245

1.10%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

32 17/19p ordinary

Purchase

319,163

5.1180 GBP

32 17/19p ordinary

Purchase

302,718

5.0877 GBP

32 17/19p ordinary

Purchase

274,194

5.1096 GBP

32 17/19p ordinary

Purchase

212,531

5.0891 GBP

32 17/19p ordinary

Purchase

203,094

5.0940 GBP

32 17/19p ordinary

Purchase

168,066

5.1082 GBP

32 17/19p ordinary

Purchase

135,836

5.1077 GBP

32 17/19p ordinary

Purchase

102,370

5.1072 GBP

32 17/19p ordinary

Purchase

62,646

5.1011 GBP

32 17/19p ordinary

Purchase

60,000

5.0889 GBP

32 17/19p ordinary

Purchase

37,454

5.1109 GBP

32 17/19p ordinary

Purchase

34,814

5.0947 GBP

32 17/19p ordinary

Purchase

33,510

5.0967 GBP

32 17/19p ordinary

Purchase

30,974

5.1185 GBP

32 17/19p ordinary

Purchase

26,837

5.1196 GBP

32 17/19p ordinary

Purchase

25,922

5.1051 GBP

32 17/19p ordinary

Purchase

17,732

5.0951 GBP

32 17/19p ordinary

Purchase

15,100

5.1025 GBP

32 17/19p ordinary

Purchase

12,628

5.1001 GBP

32 17/19p ordinary

Purchase

9,809

5.0860 GBP

32 17/19p ordinary

Purchase

9,222

5.0975 GBP

32 17/19p ordinary

Purchase

9,075

5.1070 GBP

ADR

Purchase

6,500

13.5834 USD

32 17/19p ordinary

Purchase

5,803

5.0943 GBP

32 17/19p ordinary

Purchase

4,868

5.1065 GBP

32 17/19p ordinary

Purchase

4,477

5.0893 GBP

32 17/19p ordinary

Purchase

3,829

5.0957 GBP

32 17/19p ordinary

Purchase

3,480

5.0995 GBP

32 17/19p ordinary

Purchase

3,436

5.1076 GBP

32 17/19p ordinary

Purchase

3,253

5.0760 GBP

32 17/19p ordinary

Purchase

2,938

5.0901 GBP

32 17/19p ordinary

Purchase

2,886

5.1151 GBP

32 17/19p ordinary

Purchase

2,590

5.1200 GBP

32 17/19p ordinary

Purchase

2,340

5.0936 GBP

32 17/19p ordinary

Purchase

1,997

5.1360 GBP

32 17/19p ordinary

Purchase

1,763

5.1163 GBP

32 17/19p ordinary

Purchase

1,748

5.1075 GBP

32 17/19p ordinary

Purchase

1,283

5.1150 GBP

32 17/19p ordinary

Purchase

1,243

5.0873 GBP

32 17/19p ordinary

Purchase

905

5.1320 GBP

32 17/19p ordinary

Purchase

773

5.1022 GBP

32 17/19p ordinary

Purchase

766

5.1300 GBP

32 17/19p ordinary

Purchase

663

5.1100 GBP

32 17/19p ordinary

Purchase

584

5.1140 GBP

32 17/19p ordinary

Purchase

512

5.0700 GBP

32 17/19p ordinary

Purchase

404

5.1167 GBP

32 17/19p ordinary

Purchase

315

5.0960 GBP

32 17/19p ordinary

Purchase

313

5.1120 GBP

32 17/19p ordinary

Purchase

258

5.0640 GBP

32 17/19p ordinary

Purchase

200

5.0980 GBP

32 17/19p ordinary

Purchase

150

5.0900 GBP

32 17/19p ordinary

Purchase

148

5.1220 GBP

ADR

Purchase

88

13.7200 USD

32 17/19p ordinary

Purchase

81

5.1110 GBP

32 17/19p ordinary

Sale

211,684

5.1022 GBP

32 17/19p ordinary

Sale

202,923

5.1156 GBP

32 17/19p ordinary

Sale

185,792

5.1180 GBP

32 17/19p ordinary

Sale

143,350

5.1074 GBP

32 17/19p ordinary

Sale

83,526

5.0835 GBP

32 17/19p ordinary

Sale

81,295

5.1045 GBP

32 17/19p ordinary

Sale

72,735

5.0863 GBP

32 17/19p ordinary

Sale

48,449

5.1077 GBP

32 17/19p ordinary

Sale

43,005

5.0909 GBP

32 17/19p ordinary

Sale

31,624

5.1044 GBP

32 17/19p ordinary

Sale

26,868

5.0889 GBP

32 17/19p ordinary

Sale

25,420

5.0987 GBP

32 17/19p ordinary

Sale

17,639

5.0928 GBP

32 17/19p ordinary

Sale

17,531

5.0970 GBP

32 17/19p ordinary

Sale

14,669

5.1082 GBP

32 17/19p ordinary

Sale

13,684

5.0878 GBP

32 17/19p ordinary

Sale

11,806

5.0944 GBP

32 17/19p ordinary

Sale

10,816

5.1188 GBP

32 17/19p ordinary

Sale

10,226

5.1054 GBP

32 17/19p ordinary

Sale

8,703

5.0892 GBP

32 17/19p ordinary

Sale

8,295

5.0945 GBP

32 17/19p ordinary

Sale

8,080

5.0893 GBP

32 17/19p ordinary

Sale

7,790

5.0921 GBP

32 17/19p ordinary

Sale

7,145

5.0908 GBP

ADR

Sale

6,500

13.5834 USD

32 17/19p ordinary

Sale

5,496

5.1040 GBP

32 17/19p ordinary

Sale

4,673

5.0912 GBP

32 17/19p ordinary

Sale

4,094

5.0711 GBP

32 17/19p ordinary

Sale

3,635

5.1189 GBP

32 17/19p ordinary

Sale

3,601

5.1159 GBP

32 17/19p ordinary

Sale

3,567

5.0940 GBP

32 17/19p ordinary

Sale

3,251

5.0760 GBP

32 17/19p ordinary

Sale

3,174

5.0993 GBP

32 17/19p ordinary

Sale

3,112

5.0890 GBP

32 17/19p ordinary

Sale

3,026

5.1248 GBP

32 17/19p ordinary

Sale

2,624

5.1130 GBP

32 17/19p ordinary

Sale

2,590

5.1200 GBP

32 17/19p ordinary

Sale

1,931

5.1134 GBP

32 17/19p ordinary

Sale

1,344

5.0938 GBP

32 17/19p ordinary

Sale

937

5.1173 GBP

32 17/19p ordinary

Sale

905

5.1320 GBP

32 17/19p ordinary

Sale

847

5.0860 GBP

32 17/19p ordinary

Sale

766

5.1300 GBP

32 17/19p ordinary

Sale

584

5.1140 GBP

32 17/19p ordinary

Sale

373

5.1211 GBP

32 17/19p ordinary

Sale

313

5.1120 GBP

32 17/19p ordinary

Sale

258

5.0640 GBP

32 17/19p ordinary

Sale

150

5.1124 GBP

32 17/19p ordinary

Sale

148

5.1220 GBP

32 17/19p ordinary

Sale

122

5.0960 GBP

ADR

Sale

88

13.7200 USD

32 17/19p ordinary

Sale

22

5.0820 GBP

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

32 17/19p ordinary

SWAP

Decreasing Short

270

5.0499 GBP

32 17/19p ordinary

SWAP

Decreasing Short

2,692

5.0789 GBP

32 17/19p ordinary

SWAP

Decreasing Short

232

5.0880 GBP

32 17/19p ordinary

SWAP

Decreasing Short

23,226

5.0882 GBP

32 17/19p ordinary

SWAP

Decreasing Short

43,005

5.0909 GBP

32 17/19p ordinary

SWAP

Decreasing Short

4,673

5.0912 GBP

32 17/19p ordinary

SWAP

Decreasing Short

25,420

5.0987 GBP

32 17/19p ordinary

SWAP

Decreasing Short

143,350

5.1074 GBP

32 17/19p ordinary

SWAP

Decreasing Short

48,449

5.1077 GBP

32 17/19p ordinary

SWAP

Decreasing Short

29,717

5.1123 GBP

32 17/19p ordinary

SWAP

Decreasing Short

1,074

5.1151 GBP

32 17/19p ordinary

SWAP

Decreasing Short

3,601

5.1159 GBP

32 17/19p ordinary

SWAP

Decreasing Short

169,666

5.1161 GBP

32 17/19p ordinary

SWAP

Decreasing Short

39

5.1169 GBP

32 17/19p ordinary

SWAP

Decreasing Short

103

5.1176 GBP

32 17/19p ordinary

SWAP

Decreasing Short

70,090

5.1177 GBP

32 17/19p ordinary

SWAP

Decreasing Short

194,805

5.1180 GBP

32 17/19p ordinary

SWAP

Decreasing Short

373

5.1211 GBP

32 17/19p ordinary

SWAP

Increasing Short

100

5.0640 GBP

32 17/19p ordinary

SWAP

Increasing Short

4,477

5.0893 GBP

32 17/19p ordinary

SWAP

Increasing Short

199,392

5.0940 GBP

32 17/19p ordinary

SWAP

Increasing Short

3,829

5.0957 GBP

32 17/19p ordinary

SWAP

Increasing Short

40,715

5.0990 GBP

32 17/19p ordinary

SWAP

Increasing Short

5,811

5.1015 GBP

32 17/19p ordinary

SWAP

Increasing Short

54,662

5.1023 GBP

32 17/19p ordinary

SWAP

Increasing Short

74,952

5.1049 GBP

32 17/19p ordinary

SWAP

Increasing Short

16,120

5.1063 GBP

32 17/19p ordinary

SWAP

Increasing Short

9,075

5.1070 GBP

32 17/19p ordinary

SWAP

Increasing Short

135,836

5.1077 GBP

32 17/19p ordinary

SWAP

Increasing Short

5,030

5.1090 GBP

32 17/19p ordinary

SWAP

Increasing Short

274,194

5.1096 GBP

32 17/19p ordinary

SWAP

Increasing Short

125,172

5.1098 GBP

32 17/19p ordinary

SWAP

Increasing Short

23,529

5.1179 GBP

32 17/19p ordinary

SWAP

Increasing Short

150,573

5.1180 GBP

32 17/19p ordinary

SWAP

Increasing Short

26,837

5.1195 GBP

32 17/19p ordinary

SWAP

Decreasing Long

2,936

5.0974 GBP

32 17/19p ordinary

SWAP

Decreasing Long

172,100

5.1180 GBP

32 17/19p ordinary

CFD

Increasing Long

245

5.0497 GBP

32 17/19p ordinary

CFD

Increasing Long

10

5.1020 GBP

32 17/19p ordinary

CFD

Increasing Long

6,248

5.1082 GBP

32 17/19p ordinary

CFD

Increasing Long

3,768

5.1176 GBP

32 17/19p ordinary

CFD

Decreasing Long

224

5.0751 GBP

32 17/19p ordinary

CFD

Decreasing Long

3,251

5.0760 GBP

32 17/19p ordinary

CFD

Decreasing Long

3,768

5.0763 GBP

32 17/19p ordinary

CFD

Decreasing Long

148,376

5.1019 GBP

32 17/19p ordinary

CFD

Decreasing Long

68,877

5.1040 GBP

32 17/19p ordinary

CFD

Decreasing Long

33,763

5.1093 GBP

32 17/19p ordinary

CFD

Decreasing Long

12,740

5.1180 GBP

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

15 Apr 2025

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

AVIVA PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

32 17/19p ordinary

Call Options

Written

-120,796

5.3305

European

06 Jun 2025

32 17/19p ordinary

Call Options

Written

-104,481

5.3176

European

05 Jun 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
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