Form 8.3 - Aviva plc Replacement

FORM 8.3 - Amendment to 3aReplaces form Released at 07/01/2025 15:07 RNS Number : 4577S

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose relevant securities this form relates:

AVIVA PLC

(d)

If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e)

Date position held/dealing undertaken:

06 Jan 2025

(f)

In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

YES: DIRECT LINE INSURANCE GROUP PLC

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any)

Class of relevant security:

32 17/19p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

21,039,909

0.79%

16,259,240

0.61%

(2) Cash-settled derivatives:

2,235,531

0.08%

17,288,222

0.65%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

788,941

0.03%

TOTAL: 

23,275,440

0.87%

34,336,403

1.28%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

32 17/19p ordinary

Purchase

1,565,815

4.8580 GBP

32 17/19p ordinary

Purchase

619,005

4.8505 GBP

32 17/19p ordinary

Purchase

311,386

4.8273 GBP

32 17/19p ordinary

Purchase

103,468

4.8052 GBP

32 17/19p ordinary

Purchase

64,799

4.7991 GBP

32 17/19p ordinary

Purchase

38,692

4.7922 GBP

32 17/19p ordinary

Purchase

33,008

4.7950 GBP

32 17/19p ordinary

Purchase

32,675

4.7919 GBP

32 17/19p ordinary

Purchase

31,105

4.7940 GBP

32 17/19p ordinary

Purchase

27,387

4.8083 GBP

32 17/19p ordinary

Purchase

23,529

4.7933 GBP

32 17/19p ordinary

Purchase

22,873

4.7927 GBP

32 17/19p ordinary

Purchase

22,351

4.8583 GBP

32 17/19p ordinary

Purchase

19,519

4.7960 GBP

32 17/19p ordinary

Purchase

18,601

4.8030 GBP

32 17/19p ordinary

Purchase

17,206

4.7810 GBP

32 17/19p ordinary

Purchase

17,098

4.7934 GBP

32 17/19p ordinary

Purchase

16,023

4.7880 GBP

32 17/19p ordinary

Purchase

15,562

4.8499 GBP

32 17/19p ordinary

Purchase

14,417

4.8021 GBP

32 17/19p ordinary

Purchase

14,059

4.7918 GBP

32 17/19p ordinary

Purchase

11,875

4.7874 GBP

32 17/19p ordinary

Purchase

10,264

4.7942 GBP

32 17/19p ordinary

Purchase

10,024

4.7944 GBP

32 17/19p ordinary

Purchase

9,574

4.7812 GBP

32 17/19p ordinary

Purchase

6,734

4.8587 GBP

32 17/19p ordinary

Purchase

6,651

4.8280 GBP

32 17/19p ordinary

Purchase

6,250

4.7772 GBP

32 17/19p ordinary

Purchase

6,234

4.8071 GBP

32 17/19p ordinary

Purchase

5,770

4.7941 GBP

32 17/19p ordinary

Purchase

4,724

4.7970 GBP

32 17/19p ordinary

Purchase

4,688

4.7720 GBP

32 17/19p ordinary

Purchase

4,418

4.7905 GBP

32 17/19p ordinary

Purchase

4,073

4.7860 GBP

ADR

Purchase

3,600

12.1322 USD

32 17/19p ordinary

Purchase

3,000

4.8230 GBP

32 17/19p ordinary

Purchase

2,953

4.7849 GBP

32 17/19p ordinary

Purchase

2,636

4.8015 GBP

32 17/19p ordinary

Purchase

2,452

4.8070 GBP

32 17/19p ordinary

Purchase

2,093

4.7900 GBP

32 17/19p ordinary

Purchase

1,981

4.7910 GBP

32 17/19p ordinary

Purchase

1,939

4.8359 GBP

32 17/19p ordinary

Purchase

1,872

4.8023 GBP

32 17/19p ordinary

Purchase

1,858

4.7948 GBP

32 17/19p ordinary

Purchase

1,731

4.7850 GBP

32 17/19p ordinary

Purchase

1,703

4.7968 GBP

32 17/19p ordinary

Purchase

1,579

4.8096 GBP

32 17/19p ordinary

Purchase

1,557

4.7981 GBP

32 17/19p ordinary

Purchase

1,512

4.7972 GBP

32 17/19p ordinary

Purchase

1,439

4.7890 GBP

32 17/19p ordinary

Purchase

1,155

4.8234 GBP

32 17/19p ordinary

Purchase

1,092

4.8090 GBP

32 17/19p ordinary

Purchase

1,060

4.7873 GBP

32 17/19p ordinary

Purchase

1,053

4.8110 GBP

32 17/19p ordinary

Purchase

1,008

4.7876 GBP

32 17/19p ordinary

Purchase

941

4.7760 GBP

32 17/19p ordinary

Purchase

749

4.7840 GBP

32 17/19p ordinary

Purchase

732

4.7800 GBP

32 17/19p ordinary

Purchase

720

4.8130 GBP

32 17/19p ordinary

Purchase

622

4.7830 GBP

32 17/19p ordinary

Purchase

612

4.7857 GBP

32 17/19p ordinary

Purchase

579

4.8020 GBP

32 17/19p ordinary

Purchase

548

4.8150 GBP

32 17/19p ordinary

Purchase

543

4.7980 GBP

32 17/19p ordinary

Purchase

540

4.8050 GBP

32 17/19p ordinary

Purchase

530

4.8160 GBP

32 17/19p ordinary

Purchase

522

4.8140 GBP

32 17/19p ordinary

Purchase

506

4.8040 GBP

32 17/19p ordinary

Purchase

500

4.7930 GBP

32 17/19p ordinary

Purchase

498

4.8135 GBP

32 17/19p ordinary

Purchase

485

4.7660 GBP

32 17/19p ordinary

Purchase

483

4.8000 GBP

32 17/19p ordinary

Purchase

483

4.8010 GBP

32 17/19p ordinary

Purchase

482

4.7955 GBP

32 17/19p ordinary

Purchase

480

4.8080 GBP

32 17/19p ordinary

Purchase

477

4.8100 GBP

32 17/19p ordinary

Purchase

466

4.7835 GBP

32 17/19p ordinary

Purchase

463

4.7690 GBP

32 17/19p ordinary

Purchase

459

4.8310 GBP

32 17/19p ordinary

Purchase

385

4.7990 GBP

32 17/19p ordinary

Purchase

368

4.7879 GBP

32 17/19p ordinary

Purchase

218

4.8330 GBP

32 17/19p ordinary

Purchase

208

4.8390 GBP

32 17/19p ordinary

Purchase

208

4.7740 GBP

32 17/19p ordinary

Purchase

198

4.7985 GBP

32 17/19p ordinary

Purchase

191

4.8120 GBP

32 17/19p ordinary

Purchase

155

4.7920 GBP

32 17/19p ordinary

Purchase

40

4.7845 GBP

32 17/19p ordinary

Sale

1,006,253

4.8538 GBP

32 17/19p ordinary

Sale

921,795

4.8580 GBP

32 17/19p ordinary

Sale

326,928

4.8453 GBP

32 17/19p ordinary

Sale

161,746

4.7939 GBP

32 17/19p ordinary

Sale

157,163

4.8570 GBP

32 17/19p ordinary

Sale

143,800

4.7915 GBP

32 17/19p ordinary

Sale

134,310

4.8381 GBP

32 17/19p ordinary

Sale

131,783

4.8354 GBP

32 17/19p ordinary

Sale

120,663

4.8389 GBP

32 17/19p ordinary

Sale

113,906

4.7950 GBP

32 17/19p ordinary

Sale

83,563

4.7965 GBP

32 17/19p ordinary

Sale

69,825

4.7936 GBP

32 17/19p ordinary

Sale

61,606

4.7947 GBP

32 17/19p ordinary

Sale

40,053

4.7821 GBP

32 17/19p ordinary

Sale

39,776

4.7927 GBP

32 17/19p ordinary

Sale

29,200

4.8473 GBP

32 17/19p ordinary

Sale

28,496

4.8020 GBP

32 17/19p ordinary

Sale

26,973

4.7945 GBP

32 17/19p ordinary

Sale

24,891

4.7944 GBP

32 17/19p ordinary

Sale

24,674

4.7991 GBP

32 17/19p ordinary

Sale

23,614

4.7992 GBP

32 17/19p ordinary

Sale

23,523

4.8029 GBP

32 17/19p ordinary

Sale

22,380

4.7916 GBP

32 17/19p ordinary

Sale

21,739

4.8257 GBP

32 17/19p ordinary

Sale

18,688

4.7826 GBP

32 17/19p ordinary

Sale

15,318

4.7978 GBP

32 17/19p ordinary

Sale

14,059

4.7923 GBP

32 17/19p ordinary

Sale

12,802

4.7918 GBP

32 17/19p ordinary

Sale

10,109

4.7860 GBP

32 17/19p ordinary

Sale

9,240

4.7880 GBP

32 17/19p ordinary

Sale

7,094

4.7893 GBP

32 17/19p ordinary

Sale

6,651

4.8280 GBP

32 17/19p ordinary

Sale

6,408

4.7932 GBP

32 17/19p ordinary

Sale

6,165

4.7928 GBP

32 17/19p ordinary

Sale

5,800

4.7993 GBP

32 17/19p ordinary

Sale

5,634

4.7818 GBP

32 17/19p ordinary

Sale

4,952

4.7910 GBP

32 17/19p ordinary

Sale

4,688

4.7720 GBP

32 17/19p ordinary

Sale

4,150

4.7980 GBP

ADR

Sale

3,600

12.1322 USD

32 17/19p ordinary

Sale

3,098

4.7888 GBP

32 17/19p ordinary

Sale

3,000

4.8230 GBP

32 17/19p ordinary

Sale

2,697

4.8149 GBP

32 17/19p ordinary

Sale

2,518

4.7789 GBP

32 17/19p ordinary

Sale

2,452

4.8070 GBP

32 17/19p ordinary

Sale

2,195

4.7829 GBP

32 17/19p ordinary

Sale

2,131

4.8262 GBP

32 17/19p ordinary

Sale

1,892

4.7850 GBP

32 17/19p ordinary

Sale

1,540

4.8057 GBP

32 17/19p ordinary

Sale

1,512

4.7976 GBP

32 17/19p ordinary

Sale

1,438

4.7890 GBP

32 17/19p ordinary

Sale

1,380

4.7971 GBP

32 17/19p ordinary

Sale

1,137

4.7959 GBP

32 17/19p ordinary

Sale

1,127

4.7783 GBP

32 17/19p ordinary

Sale

1,092

4.8090 GBP

32 17/19p ordinary

Sale

881

4.7931 GBP

32 17/19p ordinary

Sale

809

4.8066 GBP

32 17/19p ordinary

Sale

762

4.8287 GBP

32 17/19p ordinary

Sale

749

4.7840 GBP

32 17/19p ordinary

Sale

732

4.7800 GBP

32 17/19p ordinary

Sale

720

4.8130 GBP

32 17/19p ordinary

Sale

622

4.7830 GBP

32 17/19p ordinary

Sale

604

4.7900 GBP

32 17/19p ordinary

Sale

601

4.7940 GBP

32 17/19p ordinary

Sale

548

4.8150 GBP

32 17/19p ordinary

Sale

540

4.8050 GBP

32 17/19p ordinary

Sale

530

4.8160 GBP

32 17/19p ordinary

Sale

522

4.8140 GBP

32 17/19p ordinary

Sale

519

4.7960 GBP

32 17/19p ordinary

Sale

506

4.8040 GBP

32 17/19p ordinary

Sale

498

4.8135 GBP

32 17/19p ordinary

Sale

485

4.7660 GBP

32 17/19p ordinary

Sale

483

4.8000 GBP

32 17/19p ordinary

Sale

483

4.8010 GBP

32 17/19p ordinary

Sale

482

4.7955 GBP

32 17/19p ordinary

Sale

479

4.7970 GBP

32 17/19p ordinary

Sale

477

4.8100 GBP

32 17/19p ordinary

Sale

466

4.7835 GBP

32 17/19p ordinary

Sale

463

4.7690 GBP

32 17/19p ordinary

Sale

459

4.8310 GBP

32 17/19p ordinary

Sale

385

4.7990 GBP

32 17/19p ordinary

Sale

258

4.7810 GBP

32 17/19p ordinary

Sale

191

4.8120 GBP

32 17/19p ordinary

Sale

155

4.7920 GBP

32 17/19p ordinary

Sale

128

4.7984 GBP

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

32 17/19p ordinary

SWAP

Decreasing Short

143,800

4.7915 GBP

32 17/19p ordinary

SWAP

Decreasing Short

14,825

4.7926 GBP

32 17/19p ordinary

SWAP

Decreasing Short

1,211

4.7929 GBP

32 17/19p ordinary

SWAP

Decreasing Short

57,881

4.7934 GBP

32 17/19p ordinary

SWAP

Decreasing Short

69,825

4.7936 GBP

32 17/19p ordinary

SWAP

Decreasing Short

3,117

4.7937 GBP

32 17/19p ordinary

SWAP

Decreasing Short

161,746

4.7939 GBP

32 17/19p ordinary

SWAP

Decreasing Short

94,138

4.7950 GBP

32 17/19p ordinary

SWAP

Decreasing Short

2,546

4.7956 GBP

32 17/19p ordinary

SWAP

Decreasing Short

45

4.7971 GBP

32 17/19p ordinary

SWAP

Decreasing Short

44,608

4.7973 GBP

32 17/19p ordinary

SWAP

Decreasing Short

22

4.7981 GBP

32 17/19p ordinary

SWAP

Decreasing Short

16,747

4.7982 GBP

32 17/19p ordinary

SWAP

Decreasing Short

809

4.8066 GBP

32 17/19p ordinary

SWAP

Decreasing Short

8,789

4.8103 GBP

32 17/19p ordinary

SWAP

Decreasing Short

21,739

4.8257 GBP

32 17/19p ordinary

SWAP

Decreasing Short

134,310

4.8381 GBP

32 17/19p ordinary

SWAP

Decreasing Short

120,663

4.8389 GBP

32 17/19p ordinary

SWAP

Decreasing Short

29,200

4.8473 GBP

32 17/19p ordinary

SWAP

Decreasing Short

278,997

4.8566 GBP

32 17/19p ordinary

SWAP

Decreasing Short

157,163

4.8570 GBP

32 17/19p ordinary

SWAP

Decreasing Short

511,691

4.8580 GBP

32 17/19p ordinary

SWAP

Increasing Short

2,931

4.7650 GBP

32 17/19p ordinary

SWAP

Increasing Short

5,097

4.7788 GBP

32 17/19p ordinary

SWAP

Increasing Short

626

4.7789 GBP

32 17/19p ordinary

SWAP

Increasing Short

295

4.7847 GBP

32 17/19p ordinary

SWAP

Increasing Short

2,658

4.7849 GBP

32 17/19p ordinary

SWAP

Increasing Short

612

4.7857 GBP

32 17/19p ordinary

SWAP

Increasing Short

368

4.7879 GBP

32 17/19p ordinary

SWAP

Increasing Short

1

4.7892 GBP

32 17/19p ordinary

SWAP

Increasing Short

1,347

4.7910 GBP

32 17/19p ordinary

SWAP

Increasing Short

3,187

4.7921 GBP

32 17/19p ordinary

SWAP

Increasing Short

26,400

4.7922 GBP

32 17/19p ordinary

SWAP

Increasing Short

22,873

4.7927 GBP

32 17/19p ordinary

SWAP

Increasing Short

28,886

4.7930 GBP

32 17/19p ordinary

SWAP

Increasing Short

23,529

4.7933 GBP

32 17/19p ordinary

SWAP

Increasing Short

5,770

4.7941 GBP

32 17/19p ordinary

SWAP

Increasing Short

10,264

4.7942 GBP

32 17/19p ordinary

SWAP

Increasing Short

1,794

4.7962 GBP

32 17/19p ordinary

SWAP

Increasing Short

3,416

4.7969 GBP

32 17/19p ordinary

SWAP

Increasing Short

389

4.7976 GBP

32 17/19p ordinary

SWAP

Increasing Short

335

4.7979 GBP

32 17/19p ordinary

SWAP

Increasing Short

438

4.7991 GBP

32 17/19p ordinary

SWAP

Increasing Short

1,579

4.8096 GBP

32 17/19p ordinary

SWAP

Increasing Short

15,562

4.8499 GBP

32 17/19p ordinary

SWAP

Increasing Short

511,672

4.8580 GBP

32 17/19p ordinary

SWAP

Increasing Short

2,066

4.8582 GBP

32 17/19p ordinary

SWAP

Increasing Short

22,351

4.8583 GBP

32 17/19p ordinary

SWAP

Increasing Short

6,734

4.8587 GBP

32 17/19p ordinary

SWAP

Increasing Long

15,926

4.7913 GBP

32 17/19p ordinary

CFD

Increasing Long

485

4.7656 GBP

32 17/19p ordinary

CFD

Increasing Long

1,980

4.7746 GBP

32 17/19p ordinary

CFD

Increasing Long

15,398

4.7814 GBP

32 17/19p ordinary

CFD

Increasing Long

2,658

4.7864 GBP

32 17/19p ordinary

CFD

Increasing Long

942

4.7866 GBP

32 17/19p ordinary

CFD

Increasing Long

13,417

4.7915 GBP

32 17/19p ordinary

CFD

Increasing Long

39,776

4.7927 GBP

32 17/19p ordinary

CFD

Increasing Long

160,026

4.8575 GBP

32 17/19p ordinary

CFD

Increasing Long

279

4.8579 GBP

32 17/19p ordinary

CFD

Increasing Long

341,907

4.8580 GBP

32 17/19p ordinary

CFD

Decreasing Long

32,493

4.7950 GBP

32 17/19p ordinary

CFD

Decreasing Long

22,536

4.8024 GBP

32 17/19p ordinary

CFD

Decreasing Long

101,928

4.8052 GBP

32 17/19p ordinary

CFD

Decreasing Long

1,155

4.8234 GBP

32 17/19p ordinary

CFD

Decreasing Long

279

4.8579 GBP

32 17/19p ordinary

CFD

Decreasing Long

883,003

4.8580 GBP

32 17/19p ordinary

CFD

Decreasing Long

1,120

4.8583 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

15 Jan 2025

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings are being disclosed:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities this from relates:

AVIVA PLC

2. OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

32 17/19p ordinary

Call Options

Written

-322,254

4.2985

European

11 Mar 2025

32 17/19p ordinary

Call Options

Written

-241,318

4.4050

European

06 May 2025

32 17/19p ordinary

Call Options

Written

-120,791

5.3305

European

06 Jun 2025

32 17/19p ordinary

Call Options

Written

-104,578

5.3176

European

05 Jun 2025

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood: