Form 8.3 - Aviva plc Replacement

FORM 8.3 - Amendment to 2a and 3aReplaces form Released at 17/01/2025 14:33 RNS Number : 8235T

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose relevant securities this form relates:

AVIVA PLC

(d)

If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e)

Date position held/dealing undertaken:

16 Jan 2025

(f)

In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

YES: DIRECT LINE INSURANCE GROUP PLC

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any)

Class of relevant security:

32 17/19p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

20,186,711

0.75%

19,959,543

0.75%

(2) Cash-settled derivatives:

2,078,191

0.08%

15,519,411

0.58%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

788,922

0.03%

TOTAL: 

22,264,902

0.83%

36,267,876

1.35%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

32 17/19p ordinary

Purchase

503,396

4.8899 GBP

32 17/19p ordinary

Purchase

109,320

4.8982 GBP

32 17/19p ordinary

Purchase

102,365

4.8939 GBP

32 17/19p ordinary

Purchase

95,187

4.8981 GBP

32 17/19p ordinary

Purchase

82,442

4.9151 GBP

32 17/19p ordinary

Purchase

77,892

4.9177 GBP

32 17/19p ordinary

Purchase

77,180

4.9122 GBP

32 17/19p ordinary

Purchase

53,533

4.9127 GBP

32 17/19p ordinary

Purchase

40,873

4.8977 GBP

32 17/19p ordinary

Purchase

37,935

4.8895 GBP

32 17/19p ordinary

Purchase

37,442

4.9072 GBP

32 17/19p ordinary

Purchase

35,704

4.8967 GBP

32 17/19p ordinary

Purchase

32,434

4.8978 GBP

32 17/19p ordinary

Purchase

31,292

4.8907 GBP

32 17/19p ordinary

Purchase

30,361

4.8860 GBP

32 17/19p ordinary

Purchase

29,073

4.9042 GBP

32 17/19p ordinary

Purchase

25,024

4.9078 GBP

32 17/19p ordinary

Purchase

24,675

4.9179 GBP

32 17/19p ordinary

Purchase

23,498

4.8815 GBP

32 17/19p ordinary

Purchase

22,748

4.9170 GBP

32 17/19p ordinary

Purchase

15,526

4.8645 GBP

32 17/19p ordinary

Purchase

11,407

4.9090 GBP

32 17/19p ordinary

Purchase

10,516

4.8989 GBP

32 17/19p ordinary

Purchase

9,518

4.8760 GBP

32 17/19p ordinary

Purchase

6,656

4.8870 GBP

32 17/19p ordinary

Purchase

6,636

4.8850 GBP

32 17/19p ordinary

Purchase

5,817

4.8932 GBP

32 17/19p ordinary

Purchase

5,257

4.8510 GBP

32 17/19p ordinary

Purchase

4,834

4.8740 GBP

32 17/19p ordinary

Purchase

4,416

4.8520 GBP

32 17/19p ordinary

Purchase

4,388

4.8700 GBP

32 17/19p ordinary

Purchase

4,019

4.8960 GBP

32 17/19p ordinary

Purchase

3,693

4.8690 GBP

32 17/19p ordinary

Purchase

3,439

4.9140 GBP

32 17/19p ordinary

Purchase

3,095

4.8887 GBP

32 17/19p ordinary

Purchase

2,944

4.8710 GBP

32 17/19p ordinary

Purchase

2,809

4.8824 GBP

ADR

Purchase

2,800

12.1400 USD

32 17/19p ordinary

Purchase

2,225

4.9129 GBP

32 17/19p ordinary

Purchase

2,116

4.8931 GBP

32 17/19p ordinary

Purchase

1,677

4.8905 GBP

32 17/19p ordinary

Purchase

1,613

4.8955 GBP

32 17/19p ordinary

Purchase

1,538

4.8810 GBP

32 17/19p ordinary

Purchase

1,536

4.8720 GBP

32 17/19p ordinary

Purchase

1,437

4.9150 GBP

32 17/19p ordinary

Purchase

1,434

4.8900 GBP

32 17/19p ordinary

Purchase

1,113

4.8500 GBP

32 17/19p ordinary

Purchase

1,065

4.8930 GBP

32 17/19p ordinary

Purchase

870

5.3176 GBP

ADR

Purchase

800

12.1450 USD

32 17/19p ordinary

Purchase

746

4.8680 GBP

32 17/19p ordinary

Purchase

722

4.8890 GBP

32 17/19p ordinary

Purchase

702

4.8950 GBP

32 17/19p ordinary

Purchase

660

4.9114 GBP

32 17/19p ordinary

Purchase

523

4.8750 GBP

32 17/19p ordinary

Purchase

501

4.8670 GBP

32 17/19p ordinary

Purchase

483

4.8945 GBP

32 17/19p ordinary

Purchase

478

4.9060 GBP

32 17/19p ordinary

Purchase

388

4.9120 GBP

32 17/19p ordinary

Purchase

329

4.8470 GBP

32 17/19p ordinary

Purchase

284

4.8650 GBP

32 17/19p ordinary

Purchase

275

4.8660 GBP

32 17/19p ordinary

Purchase

272

4.9110 GBP

32 17/19p ordinary

Purchase

244

4.8450 GBP

32 17/19p ordinary

Purchase

243

4.8729 GBP

32 17/19p ordinary

Purchase

146

4.8600 GBP

32 17/19p ordinary

Purchase

95

4.8730 GBP

32 17/19p ordinary

Sale

723,966

4.9170 GBP

32 17/19p ordinary

Sale

397,536

4.9118 GBP

32 17/19p ordinary

Sale

185,813

4.8916 GBP

32 17/19p ordinary

Sale

125,171

4.9167 GBP

32 17/19p ordinary

Sale

108,692

4.9066 GBP

32 17/19p ordinary

Sale

108,202

4.8909 GBP

32 17/19p ordinary

Sale

106,920

4.9100 GBP

32 17/19p ordinary

Sale

62,985

4.8875 GBP

32 17/19p ordinary

Sale

60,272

4.8970 GBP

32 17/19p ordinary

Sale

59,770

4.9160 GBP

32 17/19p ordinary

Sale

51,555

4.8776 GBP

32 17/19p ordinary

Sale

49,088

4.8998 GBP

32 17/19p ordinary

Sale

30,941

4.8985 GBP

32 17/19p ordinary

Sale

24,841

4.8814 GBP

32 17/19p ordinary

Sale

20,400

4.8868 GBP

32 17/19p ordinary

Sale

19,880

4.8734 GBP

32 17/19p ordinary

Sale

15,174

4.9030 GBP

32 17/19p ordinary

Sale

12,740

4.9072 GBP

32 17/19p ordinary

Sale

11,886

4.8923 GBP

32 17/19p ordinary

Sale

10,567

4.8826 GBP

32 17/19p ordinary

Sale

10,500

4.9090 GBP

32 17/19p ordinary

Sale

10,421

4.9083 GBP

32 17/19p ordinary

Sale

9,518

4.8760 GBP

32 17/19p ordinary

Sale

8,585

4.9134 GBP

32 17/19p ordinary

Sale

8,471

4.8942 GBP

32 17/19p ordinary

Sale

6,636

4.8850 GBP

32 17/19p ordinary

Sale

5,819

4.8495 GBP

32 17/19p ordinary

Sale

5,581

4.8912 GBP

32 17/19p ordinary

Sale

5,257

4.8510 GBP

32 17/19p ordinary

Sale

5,213

4.8695 GBP

32 17/19p ordinary

Sale

4,834

4.8740 GBP

32 17/19p ordinary

Sale

4,416

4.8520 GBP

32 17/19p ordinary

Sale

4,389

4.8799 GBP

32 17/19p ordinary

Sale

4,388

4.8700 GBP

32 17/19p ordinary

Sale

4,116

4.8919 GBP

32 17/19p ordinary

Sale

3,709

4.8710 GBP

32 17/19p ordinary

Sale

3,700

4.8910 GBP

32 17/19p ordinary

Sale

3,693

4.8690 GBP

32 17/19p ordinary

Sale

3,455

4.9169 GBP

32 17/19p ordinary

Sale

3,088

4.8825 GBP

ADR

Sale

2,800

12.1400 USD

32 17/19p ordinary

Sale

2,711

4.8961 GBP

32 17/19p ordinary

Sale

2,643

4.8921 GBP

32 17/19p ordinary

Sale

2,184

4.8959 GBP

32 17/19p ordinary

Sale

1,800

4.8950 GBP

32 17/19p ordinary

Sale

1,613

4.8955 GBP

32 17/19p ordinary

Sale

1,538

4.8810 GBP

32 17/19p ordinary

Sale

1,536

4.8720 GBP

32 17/19p ordinary

Sale

1,437

4.9150 GBP

32 17/19p ordinary

Sale

1,241

4.8668 GBP

32 17/19p ordinary

Sale

1,113

4.8500 GBP

32 17/19p ordinary

Sale

1,065

4.8930 GBP

32 17/19p ordinary

Sale

1,030

4.8897 GBP

32 17/19p ordinary

Sale

1,009

4.8938 GBP

32 17/19p ordinary

Sale

1,000

4.8728 GBP

32 17/19p ordinary

Sale

801

4.8937 GBP

ADR

Sale

800

12.1450 USD

32 17/19p ordinary

Sale

746

4.8680 GBP

32 17/19p ordinary

Sale

726

4.8736 GBP

32 17/19p ordinary

Sale

722

4.8890 GBP

32 17/19p ordinary

Sale

548

4.8900 GBP

32 17/19p ordinary

Sale

523

4.8750 GBP

32 17/19p ordinary

Sale

501

4.8670 GBP

32 17/19p ordinary

Sale

489

4.9110 GBP

32 17/19p ordinary

Sale

478

4.9060 GBP

32 17/19p ordinary

Sale

450

4.8960 GBP

32 17/19p ordinary

Sale

446

4.8724 GBP

32 17/19p ordinary

Sale

419

4.8694 GBP

32 17/19p ordinary

Sale

388

4.9120 GBP

32 17/19p ordinary

Sale

353

4.8931 GBP

32 17/19p ordinary

Sale

338

4.8730 GBP

32 17/19p ordinary

Sale

329

4.8470 GBP

32 17/19p ordinary

Sale

289

4.8870 GBP

32 17/19p ordinary

Sale

284

4.8650 GBP

32 17/19p ordinary

Sale

275

4.8660 GBP

32 17/19p ordinary

Sale

255

4.8990 GBP

32 17/19p ordinary

Sale

244

4.8450 GBP

32 17/19p ordinary

Sale

218

4.9080 GBP

32 17/19p ordinary

Sale

146

4.8600 GBP

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

32 17/19p ordinary

SWAP

Decreasing Short

40

4.8490 GBP

32 17/19p ordinary

SWAP

Decreasing Short

5,819

4.8495 GBP

32 17/19p ordinary

SWAP

Decreasing Short

726

4.8736 GBP

32 17/19p ordinary

SWAP

Decreasing Short

100,600

4.8757 GBP

32 17/19p ordinary

SWAP

Decreasing Short

5,215

4.8859 GBP

32 17/19p ordinary

SWAP

Decreasing Short

1,825

4.8860 GBP

32 17/19p ordinary

SWAP

Decreasing Short

62,985

4.8875 GBP

32 17/19p ordinary

SWAP

Decreasing Short

12,628

4.8902 GBP

32 17/19p ordinary

SWAP

Decreasing Short

185,813

4.8916 GBP

32 17/19p ordinary

SWAP

Decreasing Short

80,608

4.8930 GBP

32 17/19p ordinary

SWAP

Decreasing Short

57,166

4.8943 GBP

32 17/19p ordinary

SWAP

Decreasing Short

615

4.8950 GBP

32 17/19p ordinary

SWAP

Decreasing Short

60,272

4.8970 GBP

32 17/19p ordinary

SWAP

Decreasing Short

49,088

4.8998 GBP

32 17/19p ordinary

SWAP

Decreasing Short

1,383

4.8999 GBP

32 17/19p ordinary

SWAP

Decreasing Short

108,692

4.9066 GBP

32 17/19p ordinary

SWAP

Decreasing Short

8,654

4.9070 GBP

32 17/19p ordinary

SWAP

Decreasing Short

10,421

4.9083 GBP

32 17/19p ordinary

SWAP

Decreasing Short

2,703

4.9114 GBP

32 17/19p ordinary

SWAP

Decreasing Short

107,866

4.9132 GBP

32 17/19p ordinary

SWAP

Decreasing Short

8,585

4.9134 GBP

32 17/19p ordinary

SWAP

Decreasing Short

59,770

4.9160 GBP

32 17/19p ordinary

SWAP

Decreasing Short

125,171

4.9167 GBP

32 17/19p ordinary

SWAP

Decreasing Short

102,606

4.9169 GBP

32 17/19p ordinary

SWAP

Decreasing Short

290,177

4.9170 GBP

32 17/19p ordinary

SWAP

Increasing Short

806

4.8670 GBP

32 17/19p ordinary

SWAP

Increasing Short

13,982

4.8804 GBP

32 17/19p ordinary

SWAP

Increasing Short

819

4.8821 GBP

32 17/19p ordinary

SWAP

Increasing Short

8,697

4.8832 GBP

32 17/19p ordinary

SWAP

Increasing Short

5,851

4.8841 GBP

32 17/19p ordinary

SWAP

Increasing Short

3,095

4.8887 GBP

32 17/19p ordinary

SWAP

Increasing Short

64,957

4.8895 GBP

32 17/19p ordinary

SWAP

Increasing Short

102,365

4.8939 GBP

32 17/19p ordinary

SWAP

Increasing Short

35,704

4.8967 GBP

32 17/19p ordinary

SWAP

Increasing Short

40,873

4.8977 GBP

32 17/19p ordinary

SWAP

Increasing Short

32,434

4.8978 GBP

32 17/19p ordinary

SWAP

Increasing Short

95,187

4.8981 GBP

32 17/19p ordinary

SWAP

Increasing Short

464

4.9074 GBP

32 17/19p ordinary

SWAP

Increasing Short

25,024

4.9078 GBP

32 17/19p ordinary

SWAP

Increasing Short

1,214

4.9111 GBP

32 17/19p ordinary

SWAP

Increasing Short

20,900

4.9116 GBP

32 17/19p ordinary

SWAP

Increasing Short

77,180

4.9122 GBP

32 17/19p ordinary

SWAP

Increasing Short

53,533

4.9127 GBP

32 17/19p ordinary

SWAP

Increasing Short

27,710

4.9170 GBP

32 17/19p ordinary

SWAP

Increasing Short

77,892

4.9177 GBP

32 17/19p ordinary

SWAP

Increasing Short

24,675

4.9179 GBP

32 17/19p ordinary

SWAP

Increasing Long

22,896

4.8905 GBP

32 17/19p ordinary

CFD

Decreasing Short

3,049

4.8997 GBP

32 17/19p ordinary

CFD

Decreasing Short

634

4.9046 GBP

32 17/19p ordinary

CFD

Decreasing Short

2,152

4.9077 GBP

32 17/19p ordinary

CFD

Decreasing Short

434

4.9126 GBP

32 17/19p ordinary

CFD

Decreasing Short

1,244

4.9166 GBP

32 17/19p ordinary

CFD

Increasing Short

1,244

4.8653 GBP

32 17/19p ordinary

CFD

Increasing Short

30,361

4.8860 GBP

32 17/19p ordinary

CFD

Increasing Short

786

4.9122 GBP

32 17/19p ordinary

CFD

Increasing Short

8,796

4.9161 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

24 Jan 2025

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings are being disclosed:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities this from relates:

AVIVA PLC

2. OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

32 17/19p ordinary

Call Options

Written

-322,248

4.2985

European

11 Mar 2025

32 17/19p ordinary

Call Options

Written

-241,312

4.4050

European

06 May 2025

32 17/19p ordinary

Call Options

Written

-120,786

5.3305

European

06 Jun 2025

32 17/19p ordinary

Call Options

Written

-104,576

5.3176

European

05 Jun 2025

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood: