Form 8.3 - Aviva plc Replacement

FORM 8.3 - Amendment to 2a and 3aReplaces form Released at 04/12/2024 15:17 RNS Number : 8444O

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose relevant securities this form relates:

AVIVA PLC

(d)

If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e)

Date position held/dealing undertaken:

03 Dec 2024

(f)

In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

YES: DIRECT LINE INSURANCE GROUP PLC

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any)

Class of relevant security:

32 17/19p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

23,861,470

0.89%

21,696,677

0.81%

(2) Cash-settled derivatives:

1,324,877

0.05%

21,692,852

0.81%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

1,099,494

0.04%

TOTAL: 

25,186,347

0.94%

44,489,023

1.66%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

32 17/19p ordinary

Purchase

508,603

4.7830 GBP

32 17/19p ordinary

Purchase

288,488

4.7860 GBP

32 17/19p ordinary

Purchase

252,522

4.8304 GBP

32 17/19p ordinary

Purchase

243,692

4.7818 GBP

32 17/19p ordinary

Purchase

239,287

4.8221 GBP

32 17/19p ordinary

Purchase

119,218

4.7810 GBP

32 17/19p ordinary

Purchase

97,196

4.8150 GBP

32 17/19p ordinary

Purchase

55,483

4.8210 GBP

32 17/19p ordinary

Purchase

39,212

4.8010 GBP

32 17/19p ordinary

Purchase

34,084

4.8306 GBP

32 17/19p ordinary

Purchase

31,825

4.8414 GBP

32 17/19p ordinary

Purchase

31,426

4.8120 GBP

32 17/19p ordinary

Purchase

25,715

4.8119 GBP

32 17/19p ordinary

Purchase

24,110

4.8430 GBP

32 17/19p ordinary

Purchase

22,495

4.8265 GBP

32 17/19p ordinary

Purchase

20,158

4.8218 GBP

32 17/19p ordinary

Purchase

18,652

4.8308 GBP

32 17/19p ordinary

Purchase

17,607

4.8227 GBP

32 17/19p ordinary

Purchase

16,522

4.8116 GBP

32 17/19p ordinary

Purchase

14,017

4.8323 GBP

32 17/19p ordinary

Purchase

13,181

4.8366 GBP

32 17/19p ordinary

Purchase

12,740

4.8247 GBP

32 17/19p ordinary

Purchase

12,138

4.7812 GBP

32 17/19p ordinary

Purchase

9,613

4.7965 GBP

32 17/19p ordinary

Purchase

9,524

4.8020 GBP

32 17/19p ordinary

Purchase

8,793

4.8006 GBP

32 17/19p ordinary

Purchase

7,820

4.8276 GBP

32 17/19p ordinary

Purchase

6,833

4.8370 GBP

32 17/19p ordinary

Purchase

6,031

4.8094 GBP

32 17/19p ordinary

Purchase

5,546

4.8153 GBP

32 17/19p ordinary

Purchase

5,297

4.8105 GBP

32 17/19p ordinary

Purchase

4,412

4.8195 GBP

32 17/19p ordinary

Purchase

3,947

4.8332 GBP

32 17/19p ordinary

Purchase

3,396

4.8204 GBP

32 17/19p ordinary

Purchase

3,263

4.8000 GBP

32 17/19p ordinary

Purchase

2,740

4.8355 GBP

ADR

Purchase

2,256

12.2929 USD

32 17/19p ordinary

Purchase

2,234

4.8362 GBP

ADR

Purchase

2,206

12.2998 USD

32 17/19p ordinary

Purchase

1,989

4.8400 GBP

32 17/19p ordinary

Purchase

1,919

4.8169 GBP

32 17/19p ordinary

Purchase

1,861

4.7990 GBP

32 17/19p ordinary

Purchase

1,853

4.8090 GBP

32 17/19p ordinary

Purchase

1,807

4.8309 GBP

32 17/19p ordinary

Purchase

1,691

4.8015 GBP

32 17/19p ordinary

Purchase

1,626

4.8080 GBP

32 17/19p ordinary

Purchase

1,450

4.8055 GBP

32 17/19p ordinary

Purchase

1,405

4.8075 GBP

32 17/19p ordinary

Purchase

1,238

4.8060 GBP

32 17/19p ordinary

Purchase

1,229

4.8050 GBP

32 17/19p ordinary

Purchase

1,177

4.8074 GBP

32 17/19p ordinary

Purchase

978

4.8035 GBP

32 17/19p ordinary

Purchase

776

4.8133 GBP

32 17/19p ordinary

Purchase

705

4.8025 GBP

32 17/19p ordinary

Purchase

664

4.8095 GBP

32 17/19p ordinary

Purchase

648

4.8390 GBP

32 17/19p ordinary

Purchase

614

4.7930 GBP

32 17/19p ordinary

Purchase

607

4.8350 GBP

32 17/19p ordinary

Purchase

593

4.8045 GBP

32 17/19p ordinary

Purchase

570

4.8100 GBP

32 17/19p ordinary

Purchase

569

4.7980 GBP

32 17/19p ordinary

Purchase

569

4.7975 GBP

32 17/19p ordinary

Purchase

569

4.8335 GBP

32 17/19p ordinary

Purchase

557

4.8380 GBP

32 17/19p ordinary

Purchase

385

4.7950 GBP

32 17/19p ordinary

Purchase

385

4.8065 GBP

32 17/19p ordinary

Purchase

178

4.8305 GBP

32 17/19p ordinary

Purchase

145

4.8397 GBP

32 17/19p ordinary

Purchase

106

4.8398 GBP

32 17/19p ordinary

Purchase

9

4.8420 GBP

32 17/19p ordinary

Purchase

8

4.8200 GBP

32 17/19p ordinary

Sale

473,328

4.7890 GBP

32 17/19p ordinary

Sale

312,665

4.7921 GBP

32 17/19p ordinary

Sale

274,335

4.7895 GBP

32 17/19p ordinary

Sale

156,038

4.7810 GBP

32 17/19p ordinary

Sale

153,988

4.8026 GBP

32 17/19p ordinary

Sale

84,450

4.8090 GBP

32 17/19p ordinary

Sale

76,516

4.8168 GBP

32 17/19p ordinary

Sale

58,474

4.8350 GBP

32 17/19p ordinary

Sale

57,666

4.8400 GBP

32 17/19p ordinary

Sale

52,562

4.7813 GBP

32 17/19p ordinary

Sale

47,718

4.8161 GBP

32 17/19p ordinary

Sale

40,333

4.8349 GBP

32 17/19p ordinary

Sale

33,224

4.7970 GBP

32 17/19p ordinary

Sale

27,645

4.8035 GBP

32 17/19p ordinary

Sale

21,857

4.8368 GBP

32 17/19p ordinary

Sale

21,053

4.8256 GBP

32 17/19p ordinary

Sale

19,175

4.8001 GBP

32 17/19p ordinary

Sale

18,469

4.8288 GBP

32 17/19p ordinary

Sale

18,084

4.8325 GBP

32 17/19p ordinary

Sale

17,134

4.8054 GBP

32 17/19p ordinary

Sale

14,615

4.7809 GBP

32 17/19p ordinary

Sale

13,250

4.8200 GBP

32 17/19p ordinary

Sale

12,107

4.8171 GBP

32 17/19p ordinary

Sale

10,796

4.8057 GBP

32 17/19p ordinary

Sale

7,885

4.8377 GBP

32 17/19p ordinary

Sale

7,460

4.8370 GBP

32 17/19p ordinary

Sale

6,655

4.8340 GBP

32 17/19p ordinary

Sale

5,994

4.8330 GBP

32 17/19p ordinary

Sale

5,524

4.8059 GBP

32 17/19p ordinary

Sale

5,519

4.8029 GBP

32 17/19p ordinary

Sale

5,469

4.8380 GBP

32 17/19p ordinary

Sale

5,283

4.8010 GBP

32 17/19p ordinary

Sale

5,078

4.8053 GBP

32 17/19p ordinary

Sale

4,000

4.8128 GBP

32 17/19p ordinary

Sale

2,000

4.4050 GBP

32 17/19p ordinary

Sale

3,992

4.8096 GBP

32 17/19p ordinary

Sale

3,913

4.8137 GBP

32 17/19p ordinary

Sale

3,722

4.8327 GBP

32 17/19p ordinary

Sale

3,714

4.7800 GBP

32 17/19p ordinary

Sale

3,516

4.8390 GBP

32 17/19p ordinary

Sale

3,089

4.8283 GBP

32 17/19p ordinary

Sale

2,537

4.7981 GBP

32 17/19p ordinary

Sale

2,441

4.8075 GBP

ADR

Sale

2,256

12.2929 USD

ADR

Sale

2,206

12.2998 USD

32 17/19p ordinary

Sale

2,128

4.7973 GBP

32 17/19p ordinary

Sale

1,999

4.8020 GBP

32 17/19p ordinary

Sale

1,919

4.8174 GBP

32 17/19p ordinary

Sale

1,861

4.7990 GBP

32 17/19p ordinary

Sale

1,816

4.7998 GBP

32 17/19p ordinary

Sale

1,691

4.8015 GBP

32 17/19p ordinary

Sale

1,486

4.8080 GBP

32 17/19p ordinary

Sale

1,450

4.8055 GBP

32 17/19p ordinary

Sale

1,238

4.8060 GBP

32 17/19p ordinary

Sale

1,229

4.8050 GBP

32 17/19p ordinary

Sale

1,177

4.8079 GBP

32 17/19p ordinary

Sale

909

4.8343 GBP

32 17/19p ordinary

Sale

890

4.8093 GBP

32 17/19p ordinary

Sale

715

4.8436 GBP

32 17/19p ordinary

Sale

705

4.8025 GBP

32 17/19p ordinary

Sale

673

4.8284 GBP

32 17/19p ordinary

Sale

664

4.8095 GBP

32 17/19p ordinary

Sale

598

4.8000 GBP

32 17/19p ordinary

Sale

596

4.7985 GBP

32 17/19p ordinary

Sale

593

4.8045 GBP

32 17/19p ordinary

Sale

570

4.8100 GBP

32 17/19p ordinary

Sale

569

4.7975 GBP

32 17/19p ordinary

Sale

569

4.7980 GBP

32 17/19p ordinary

Sale

446

4.8371 GBP

32 17/19p ordinary

Sale

391

4.8345 GBP

32 17/19p ordinary

Sale

283

4.8372 GBP

32 17/19p ordinary

Sale

130

4.7992 GBP

32 17/19p ordinary

Sale

116

4.8407 GBP

32 17/19p ordinary

Sale

106

4.8403 GBP

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

32 17/19p ordinary

SWAP

Decreasing Short

3,714

4.7800 GBP

32 17/19p ordinary

SWAP

Decreasing Short

14,615

4.7809 GBP

32 17/19p ordinary

SWAP

Decreasing Short

573

4.7810 GBP

32 17/19p ordinary

SWAP

Decreasing Short

17,121

4.7818 GBP

32 17/19p ordinary

SWAP

Decreasing Short

2,201

4.7971 GBP

32 17/19p ordinary

SWAP

Decreasing Short

45,967

4.8011 GBP

32 17/19p ordinary

SWAP

Decreasing Short

29,539

4.8138 GBP

32 17/19p ordinary

SWAP

Decreasing Short

1,873

4.8165 GBP

32 17/19p ordinary

SWAP

Decreasing Short

5,506

4.8246 GBP

32 17/19p ordinary

SWAP

Decreasing Short

1,861

4.8259 GBP

32 17/19p ordinary

SWAP

Decreasing Short

17,741

4.8304 GBP

32 17/19p ordinary

SWAP

Decreasing Short

909

4.8343 GBP

32 17/19p ordinary

SWAP

Decreasing Short

1,353

4.8351 GBP

32 17/19p ordinary

SWAP

Decreasing Short

21,857

4.8368 GBP

32 17/19p ordinary

SWAP

Decreasing Short

283

4.8372 GBP

32 17/19p ordinary

SWAP

Decreasing Short

41

4.8389 GBP

32 17/19p ordinary

SWAP

Decreasing Short

58,263

4.8400 GBP

32 17/19p ordinary

SWAP

Decreasing Short

116

4.8407 GBP

32 17/19p ordinary

SWAP

Decreasing Short

674

4.8439 GBP

32 17/19p ordinary

SWAP

Increasing Short

269,523

4.7810 GBP

32 17/19p ordinary

SWAP

Increasing Short

93,498

4.7811 GBP

32 17/19p ordinary

SWAP

Increasing Short

12,138

4.7812 GBP

32 17/19p ordinary

SWAP

Increasing Short

5,280

4.7813 GBP

32 17/19p ordinary

SWAP

Increasing Short

60

4.7966 GBP

32 17/19p ordinary

SWAP

Increasing Short

33,929

4.8010 GBP

32 17/19p ordinary

SWAP

Increasing Short

10,133

4.8114 GBP

32 17/19p ordinary

SWAP

Increasing Short

238

4.8153 GBP

32 17/19p ordinary

SWAP

Increasing Short

1,720

4.8171 GBP

32 17/19p ordinary

SWAP

Increasing Short

4,412

4.8195 GBP

32 17/19p ordinary

SWAP

Increasing Short

89,490

4.8210 GBP

32 17/19p ordinary

SWAP

Increasing Short

179,106

4.8221 GBP

32 17/19p ordinary

SWAP

Increasing Short

30,104

4.8224 GBP

32 17/19p ordinary

SWAP

Increasing Short

17,607

4.8227 GBP

32 17/19p ordinary

SWAP

Increasing Short

12,740

4.8247 GBP

32 17/19p ordinary

SWAP

Increasing Short

7,820

4.8276 GBP

32 17/19p ordinary

SWAP

Increasing Short

178

4.8304 GBP

32 17/19p ordinary

SWAP

Increasing Short

3,947

4.8332 GBP

32 17/19p ordinary

SWAP

Increasing Short

1,419

4.8337 GBP

32 17/19p ordinary

SWAP

Increasing Short

23,891

4.8388 GBP

32 17/19p ordinary

SWAP

Increasing Short

1,494

4.8400 GBP

32 17/19p ordinary

SWAP

Increasing Long

3,753

4.8316 GBP

32 17/19p ordinary

CFD

Decreasing Short

563,940

4.7863 GBP

32 17/19p ordinary

CFD

Decreasing Short

130

4.7992 GBP

32 17/19p ordinary

CFD

Decreasing Short

1,421

4.8038 GBP

32 17/19p ordinary

CFD

Decreasing Short

764

4.8059 GBP

32 17/19p ordinary

CFD

Decreasing Short

10,514

4.8169 GBP

32 17/19p ordinary

CFD

Increasing Short

2,810

4.7813 GBP

32 17/19p ordinary

CFD

Increasing Short

62,403

4.7849 GBP

32 17/19p ordinary

CFD

Increasing Short

20,983

4.7981 GBP

32 17/19p ordinary

CFD

Increasing Short

871

4.8023 GBP

32 17/19p ordinary

CFD

Increasing Short

1,325

4.8025 GBP

32 17/19p ordinary

CFD

Increasing Short

166

4.8484 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

09 Dec 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings are being disclosed:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities this from relates:

AVIVA PLC

2. OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

32 17/19p ordinary

Call Options

Written

-322,253

4.2985

European

11 Mar 2025

32 17/19p ordinary

Call Options

Written

-310,552

4.5547

European

23 Dec 2024

32 17/19p ordinary

Call Options

Written

-241,320

4.4050

European

06 May 2025

32 17/19p ordinary

Call Options

Written

-120,790

5.3305

European

06 Jun 2025

32 17/19p ordinary

Call Options

Written

-104,579

5.3176

European

05 Jun 2025

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood: